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person · Reporting owner

HALEY TIMOTHY M

Disclosed activity across 4 companies

Tapewire entity
11274
SEC CIK
0001201583

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
2U, Inc.TWOU · Entity 89183DirectorMay 05, 2023May 08, 2023
NETFLIX INCNFLX · Entity 403DirectorJune 02, 2025June 04, 2025
ThredUp Inc.TDUP · Entity 1057DirectorJuly 20, 2026July 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

2U, Inc.

Report date May 05, 2023 · Filed May 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect73,223 Reported balance After 2023-05-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-05-05 · Grant · Acquired 21,246 · Balance 73,223

F1: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2: The shares underlying this restricted stock unit award will vest in full on April 1, 2024, subject to the reporting person's continued service as a director of the issuer as of that date.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust43,530 Reported balance Holding disclosure · report date 2023-05-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 43,530

F3: The shares are held by Haley-McGourty Family Trust U/D/T 9/27/96 ("Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Partnership6,827 Reported balance Holding disclosure · report date 2023-05-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,827

F4: The shares are held by Haley-McGourty Partners (the "Partnership"). The reporting person is a general partner of the Partnership. The reporting person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2: The shares underlying this restricted stock unit award will vest in full on April 1, 2024, subject to the reporting person's continued service as a director of the issuer as of that date.

F3: The shares are held by Haley-McGourty Family Trust U/D/T 9/27/96 ("Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

F4: The shares are held by Haley-McGourty Partners (the "Partnership"). The reporting person is a general partner of the Partnership. The reporting person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein.

NETFLIX INC

Report date June 02, 2025 · Filed June 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,218.98 · Expires 2035-06-02Direct51 Reported balance After 2025-06-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-02 · Grant · Acquired 51 · Balance 51

ThredUp Inc.

Report date July 20, 2026 · Filed July 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect316,860 Reported balance After 2026-07-20 transaction · row 1
1 source row

Row 1 · 2026-07-20 · Grant · Acquired 2,491 · Balance 316,860

F1: Grant of fully vested restricted stock units ('RSUs') under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of fully vested restricted stock units ('RSUs') under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ZUORA INC

Report date February 14, 2025 · Filed February 14, 2025

Section 16 reporting ended · disclosed 2025-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-02-14 transaction · row 1
1 source row

Row 1 · 2025-02-14 · Disposition to issuer · Disposed 78,975 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.

Class A Common StockSEC Table I · non-derivativeIndirectBy Haley-McGourty Partners0 Reported balance After 2025-02-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-02-14 · Disposition to issuer · Disposed 34,246 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F3: The Reporting Person is a general partner of Haley-McGourty Partners. The Reporting Person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Haley-McGourty Family Trust U/D/T 9/27/960 Reported balance After 2025-02-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-02-14 · Disposition to issuer · Disposed 156,793 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F4: The Reporting Person is a trustee of the Haley-McCourty Family Trust U/D/T 9/27/96 (the "Trust"). The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.

F3: The Reporting Person is a general partner of Haley-McGourty Partners. The Reporting Person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein.

F4: The Reporting Person is a trustee of the Haley-McCourty Family Trust U/D/T 9/27/96 (the "Trust"). The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2016 Filed Nov 3, 2016 00:06 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 507 $0.00 Strike: $123.30 $0.00
Disclosure

SEC source: 0001190725-16-000538 · edgardoc.xml · derivative · entry 9

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507

Underlying: Common Stock · 507 shares

Expires 2026-11-01

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:06 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,576 $0.00 Strike: $4.17 $0.00
Disclosure

SEC source: 0001190725-16-000538 · edgardoc.xml · derivative · entry 8

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,576 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:06 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,325 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001190725-16-000538 · edgardoc.xml · derivative · entry 7

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,325 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:06 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,827 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001190725-16-000538 · edgardoc.xml · derivative · entry 6

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,827 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:06 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 13,118 $125.80 $1,650,277.20
Disclosure

SEC source: 0001190725-16-000538 · edgardoc.xml · nonDerivative · entry 5

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F3 · price: This transaction was executed in multiple trades at prices ranging from $125.3100 to $126.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 31, 2016 Filed Nov 3, 2016 00:06 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 3,827 $3.63 $13,880.91
Disclosure

SEC source: 0001190725-16-000538 · edgardoc.xml · nonDerivative · entry 4

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:06 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 10,610 $126.56 $1,342,748.55
Disclosure

SEC source: 0001190725-16-000538 · edgardoc.xml · nonDerivative · entry 3

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,291

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · price: This transaction was executed in multiple trades at prices ranging from $126.3100 to $126.8000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 31, 2016 Filed Nov 3, 2016 00:06 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 10,325 $3.87 $39,972.21
Disclosure

SEC source: 0001190725-16-000538 · edgardoc.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:06 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 9,576 $4.17 $39,973.10
Disclosure

SEC source: 0001190725-16-000538 · edgardoc.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:19 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000524 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires 2026-10-03

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:27 UTC 2U, Inc. TWOU · Entity 89183 GiftCommon Stock 11,111 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-029759 · edgar.xml · nonDerivative · entry 9

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 61,584

F11 · balance_after: Includes shares received as pro-rata distributions from the Funds (as defined in Footnote 9).

F7 · ownership.nature: The shares are held by the Haley-McGourty Family Trust U/D/T 9/27/96 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:27 UTC 2U, Inc. TWOU · Entity 89183 SaleCommon Stock 4,100 $34.35 $140,835.00
Disclosure

SEC source: 0001179110-16-029759 · edgar.xml · nonDerivative · entry 8

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 11,161

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.05 to $34.58, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.

F11 · balance_after: Includes shares received as pro-rata distributions from the Funds (as defined in Footnote 9).

F8 · ownership.nature: The shares are held by Haley-McGourty Partners (the "Partnership"). The reporting person is a general partner of the Partnership. The reporting person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:27 UTC 2U, Inc. TWOU · Entity 89183 SaleCommon Stock 8,499 $33.28 $282,846.72
Disclosure

SEC source: 0001179110-16-029759 · edgar.xml · nonDerivative · entry 7

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 15,261

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.01 to $33.99, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.

F11 · balance_after: Includes shares received as pro-rata distributions from the Funds (as defined in Footnote 9).

F8 · ownership.nature: The shares are held by Haley-McGourty Partners (the "Partnership"). The reporting person is a general partner of the Partnership. The reporting person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:27 UTC 2U, Inc. TWOU · Entity 89183 SaleCommon Stock 17,700 $34.28 $606,756.00
Disclosure

SEC source: 0001179110-16-029759 · edgar.xml · nonDerivative · entry 6

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 72,695

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.61, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

F11 · balance_after: Includes shares received as pro-rata distributions from the Funds (as defined in Footnote 9).

F7 · ownership.nature: The shares are held by the Haley-McGourty Family Trust U/D/T 9/27/96 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:27 UTC 2U, Inc. TWOU · Entity 89183 SaleCommon Stock 25,089 $33.30 $835,463.70
Disclosure

SEC source: 0001179110-16-029759 · edgar.xml · nonDerivative · entry 5

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 90,395

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.99, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F11 · balance_after: Includes shares received as pro-rata distributions from the Funds (as defined in Footnote 9).

F7 · ownership.nature: The shares are held by the Haley-McGourty Family Trust U/D/T 9/27/96 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:27 UTC 2U, Inc. TWOU · Entity 89183 SaleCommon Stock 9,722 $33.00 $320,826.00
Disclosure

SEC source: 0001179110-16-029759 · edgar.xml · nonDerivative · entry 4

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 23,760

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.05, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F11 · balance_after: Includes shares received as pro-rata distributions from the Funds (as defined in Footnote 9).

F8 · ownership.nature: The shares are held by Haley-McGourty Partners (the "Partnership"). The reporting person is a general partner of the Partnership. The reporting person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:27 UTC 2U, Inc. TWOU · Entity 89183 SaleCommon Stock 17,817 $33.00 $587,961.00
Disclosure

SEC source: 0001179110-16-029759 · edgar.xml · nonDerivative · entry 3

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 115,484

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.04, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F11 · balance_after: Includes shares received as pro-rata distributions from the Funds (as defined in Footnote 9).

F7 · ownership.nature: The shares are held by the Haley-McGourty Family Trust U/D/T 9/27/96 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:34 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 642 $0.00 Strike: $97.38 $0.00
Disclosure

SEC source: 0001190725-16-000493 · primary_doc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642

Underlying: Common Stock · 642 shares

Expires 2026-09-01

Read SEC document
August 01, 2016 Filed Aug 4, 2016 01:09 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 662 $0.00 Strike: $94.37 $0.00
Disclosure

SEC source: 0001190725-16-000478 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Underlying: Common Stock · 662 shares

Expires 2026-08-01

Read SEC document
July 01, 2016 Filed Jul 7, 2016 01:23 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 647 $0.00 Strike: $96.67 $0.00
Disclosure

SEC source: 0001190725-16-000452 · primary_doc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647

Underlying: Common Stock · 647 shares

Expires 2026-07-01

Read SEC document
June 01, 2016 Filed Jun 3, 2016 21:34 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 615 $0.00 Strike: $101.51 $0.00
Disclosure

SEC source: 0001190725-16-000414 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615

Underlying: Common Stock · 615 shares

Expires 2026-06-01

Read SEC document
May 27, 2016 Filed Sep 16, 2016 20:27 UTC 2U, Inc. TWOU · Entity 89183 GiftCommon Stock 1,925 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-029759 · edgar.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 111,564

F11 · balance_after: Includes shares received as pro-rata distributions from the Funds (as defined in Footnote 9).

F7 · ownership.nature: The shares are held by the Haley-McGourty Family Trust U/D/T 9/27/96 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 02, 2016 Filed May 4, 2016 22:18 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 672 $0.00 Strike: $93.11 $0.00
Disclosure

SEC source: 0001190725-16-000390 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

Underlying: Common Stock · 672 shares

Expires 2026-05-02

Read SEC document
April 21, 2016 Filed Apr 25, 2016 20:57 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,974 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001190725-16-000384 · edgardoc.xml · derivative · entry 6

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,974 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
April 21, 2016 Filed Apr 25, 2016 20:57 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,198 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001190725-16-000384 · edgardoc.xml · derivative · entry 5

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

Underlying: Common Stock · 7,198 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
April 21, 2016 Filed Apr 25, 2016 20:57 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 7,272 $96.90 $704,656.80
Disclosure

SEC source: 0001190725-16-000384 · edgardoc.xml · nonDerivative · entry 4

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F3 · price: This transaction was executed in multiple trades at prices ranging from $96.52 to $97.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2016 Filed Apr 25, 2016 20:57 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 7,198 $3.63 $26,107.87
Disclosure

SEC source: 0001190725-16-000384 · edgardoc.xml · nonDerivative · entry 3

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
April 21, 2016 Filed Apr 25, 2016 20:57 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 8,900 $95.97 $854,133.00
Disclosure

SEC source: 0001190725-16-000384 · edgardoc.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · price: This transaction was executed in multiple trades at prices ranging from $95.51 to $96.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 21, 2016 Filed Apr 25, 2016 20:57 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 8,974 $3.76 $33,780.83
Disclosure

SEC source: 0001190725-16-000384 · edgardoc.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
April 01, 2016 Filed Apr 5, 2016 22:30 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 591 $0.00 Strike: $105.70 $0.00
Disclosure

SEC source: 0001190725-16-000365 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591

Underlying: Common Stock · 591 shares

Expires 2026-04-01

Read SEC document
March 14, 2016 Filed Sep 16, 2016 20:27 UTC 2U, Inc. TWOU · Entity 89183 GiftCommon Stock 8,145 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-029759 · edgar.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 89,448

F11 · balance_after: Includes shares received as pro-rata distributions from the Funds (as defined in Footnote 9).

F7 · ownership.nature: The shares are held by the Haley-McGourty Family Trust U/D/T 9/27/96 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 01, 2016 Filed Mar 3, 2016 23:20 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 636 $0.00 Strike: $98.30 $0.00
Disclosure

SEC source: 0001190725-16-000341 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 636 shares

Expires 2026-03-01

Read SEC document
February 01, 2016 Filed Feb 3, 2016 23:34 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 664 $0.00 Strike: $94.09 $0.00
Disclosure

SEC source: 0001190725-16-000317 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664

Underlying: Common Stock · 664 shares

Expires 2026-02-01

Read SEC document
January 04, 2016 Filed Jan 6, 2016 23:30 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 569 $0.00 Strike: $109.96 $0.00
Disclosure

SEC source: 0001190725-16-000288 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569

Underlying: Common Stock · 569 shares

Expires 2026-01-04

Read SEC document
December 01, 2015 Filed Dec 4, 2015 00:02 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 398 $0.00 Strike: $125.37 $0.00
Disclosure

SEC source: 0001190725-15-000277 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398

Underlying: Common Stock · 398 shares

Expires 2025-12-01

Read SEC document
November 09, 2015 Filed Nov 12, 2015 21:30 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,645 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001190725-15-000256 · edgardoc.xml · derivative · entry 10

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,974

Underlying: Common Stock · 1,645 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
November 09, 2015 Filed Nov 12, 2015 21:30 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,767 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001190725-15-000256 · edgardoc.xml · derivative · entry 9

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,767 shares

Expires 2017-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
November 09, 2015 Filed Nov 12, 2015 21:30 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 200 $113.88 $22,776.00
Disclosure

SEC source: 0001190725-15-000256 · edgardoc.xml · nonDerivative · entry 8

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F7 · price: This transaction was executed in multiple trades at prices ranging from $113.82 to $113.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2015 Filed Nov 12, 2015 21:30 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 2,700 $113.28 $305,856.00
Disclosure

SEC source: 0001190725-15-000256 · edgardoc.xml · nonDerivative · entry 7

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F6 · price: This transaction was executed in multiple trades at prices ranging from $112.80 to $113.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2015 Filed Nov 12, 2015 21:30 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 3,400 $112.27 $381,718.00
Disclosure

SEC source: 0001190725-15-000256 · edgardoc.xml · nonDerivative · entry 6

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F5 · price: This transaction was executed in multiple trades at prices ranging from $111.80 to $112.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2015 Filed Nov 12, 2015 21:30 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 2,405 $110.90 $266,714.50
Disclosure

SEC source: 0001190725-15-000256 · edgardoc.xml · nonDerivative · entry 5

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $110.69 to $111.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2015 Filed Nov 12, 2015 21:30 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 9,061 $110.12 $997,797.32
Disclosure

SEC source: 0001190725-15-000256 · edgardoc.xml · nonDerivative · entry 4

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,705

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F3 · price: This transaction was executed in multiple trades at prices ranging from $109.69 to $110.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2015 Filed Nov 12, 2015 21:30 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 11,767 $3.40 $39,973.68
Disclosure

SEC source: 0001190725-15-000256 · edgardoc.xml · nonDerivative · entry 3

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
November 09, 2015 Filed Nov 12, 2015 21:30 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 2,800 $109.43 $306,404.00
Disclosure

SEC source: 0001190725-15-000256 · edgardoc.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,999

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · price: This transaction was executed in multiple trades at prices ranging from $108.69 to $109.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2015 Filed Nov 12, 2015 21:30 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 1,645 $3.76 $6,192.27
Disclosure

SEC source: 0001190725-15-000256 · edgardoc.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
November 02, 2015 Filed Nov 5, 2015 00:32 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 465 $0.00 Strike: $107.64 $0.00
Disclosure

SEC source: 0001190725-15-000241 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465

Underlying: Common Stock · 465 shares

Expires 2025-11-02

Read SEC document
October 01, 2015 Filed Oct 5, 2015 23:29 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 472 $0.00 Strike: $105.98 $0.00
Disclosure

SEC source: 0001190725-15-000220 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472

Underlying: Common Stock · 472 shares

Expires 2025-10-01

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:31 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 472 $0.00 Strike: $105.79 $0.00
Disclosure

SEC source: 0001190725-15-000205 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472

Underlying: Common Stock · 472 shares

Expires 2025-09-01

Read SEC document
August 03, 2015 Filed Aug 6, 2015 00:06 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 447 $0.00 Strike: $112.56 $0.00
Disclosure

SEC source: 0001190725-15-000170 · edgardoc.xml · derivative · entry 8

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447

Underlying: Common Stock · 447 shares

Expires 2025-08-03

Read SEC document
August 03, 2015 Filed Aug 6, 2015 00:06 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,654 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001190725-15-000170 · edgardoc.xml · derivative · entry 7

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,654 shares

Expires 2017-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.