Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 2U, Inc.TWOU · Entity 89183 | Director | May 05, 2023 | May 08, 2023 |
| NETFLIX INCNFLX · Entity 403 | Director | June 02, 2025 | June 04, 2025 |
| ThredUp Inc.TDUP · Entity 1057 | Director | July 20, 2026 | July 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
2U, Inc.
Report date May 05, 2023 · Filed May 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,223 |
Reported balance
After 2023-05-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-05 · Grant · Acquired 21,246 · Balance 73,223 F1: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2: The shares underlying this restricted stock unit award will vest in full on April 1, 2024, subject to the reporting person's continued service as a director of the issuer as of that date. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 43,530 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 43,530 F3: The shares are held by Haley-McGourty Family Trust U/D/T 9/27/96 ("Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Partnership | 6,827 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,827 F4: The shares are held by Haley-McGourty Partners (the "Partnership"). The reporting person is a general partner of the Partnership. The reporting person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
F2: The shares underlying this restricted stock unit award will vest in full on April 1, 2024, subject to the reporting person's continued service as a director of the issuer as of that date.
F3: The shares are held by Haley-McGourty Family Trust U/D/T 9/27/96 ("Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.
F4: The shares are held by Haley-McGourty Partners (the "Partnership"). The reporting person is a general partner of the Partnership. The reporting person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein.
NETFLIX INC
Report date June 02, 2025 · Filed June 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,218.98 · Expires 2035-06-02 | Direct | 51 |
Reported balance
After 2025-06-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-06-02 · Grant · Acquired 51 · Balance 51 |
ThredUp Inc.
Report date July 20, 2026 · Filed July 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 316,860 |
Reported balance
After 2026-07-20 transaction · row 1
1 source rowRow 1 · 2026-07-20 · Grant · Acquired 2,491 · Balance 316,860 F1: Grant of fully vested restricted stock units ('RSUs') under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of fully vested restricted stock units ('RSUs') under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ZUORA INC
Report date February 14, 2025 · Filed February 14, 2025
Section 16 reporting ended · disclosed 2025-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-14 transaction · row 1
1 source rowRow 1 · 2025-02-14 · Disposition to issuer · Disposed 78,975 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Haley-McGourty Partners | 0 |
Reported balance
After 2025-02-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-02-14 · Disposition to issuer · Disposed 34,246 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F3: The Reporting Person is a general partner of Haley-McGourty Partners. The Reporting Person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Haley-McGourty Family Trust U/D/T 9/27/96 | 0 |
Reported balance
After 2025-02-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-02-14 · Disposition to issuer · Disposed 156,793 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F4: The Reporting Person is a trustee of the Haley-McCourty Family Trust U/D/T 9/27/96 (the "Trust"). The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").
F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.
F3: The Reporting Person is a general partner of Haley-McGourty Partners. The Reporting Person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein.
F4: The Reporting Person is a trustee of the Haley-McCourty Family Trust U/D/T 9/27/96 (the "Trust"). The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2019 Filed Apr 29, 2019 18:41 UTC | 2U, Inc. TWOU · Entity 89183 | GrantEmployee Stock Option (right to buy) · Derivative | 3,601 | $0.00 Strike: $61.01 | $0.00 |
DisclosureSEC source: 0001209191-19-026462 · doc4.xml · derivative · entry 7 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,601 Underlying: Common Stock · 3,601 shares Expires 2029-04-25 F8 · derivative.exercise_date: The option award will vest as to one-third of the underlying shares on each of April 1, 2020, 2021 and 2022, subject to the reporting person's continued service with the issuer as of the applicable vesting date. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 18:41 UTC | 2U, Inc. TWOU · Entity 89183 | GrantCommon Stock | 81 | $61.01 | $4,941.81 |
DisclosureSEC source: 0001209191-19-026462 · doc4.xml · nonDerivative · entry 4 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,859 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2020, subject to the reporting person's continued service as a director of the issuer as of that date. F5 · price: The restricted stock units were issued to the reporting person in lieu of annual chairman retainer fees of $5,000. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 18:41 UTC | 2U, Inc. TWOU · Entity 89183 | GrantCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026462 · doc4.xml · nonDerivative · entry 3 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,778 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2020, subject to the reporting person's continued service as a director of the issuer as of that date. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 18:41 UTC | 2U, Inc. TWOU · Entity 89183 | GrantCommon Stock | 1,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026462 · doc4.xml · nonDerivative · entry 2 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,697 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F4 · shares: The restricted stock unit award will vest as to one-third of the underlying shares on each of April 1, 2020, 2021 and 2022, subject to the reporting person's continued service as a director of the issuer as of the applicable vesting date. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 18:41 UTC | 2U, Inc. TWOU · Entity 89183 | GrantCommon Stock | 409 | $61.01 | $24,953.09 |
DisclosureSEC source: 0001209191-19-026462 · doc4.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,058 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2020, subject to the reporting person's continued service as a director of the issuer as of that date. F3 · price: The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $25,000. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 01:23 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 170 | $0.00 Strike: $366.96 | $0.00 |
DisclosureSEC source: 0001065280-19-000149 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170 Underlying: Common Stock · 170 shares Expires 2029-04-01 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 02:15 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 175 | $0.00 Strike: $357.32 | $0.00 |
DisclosureSEC source: 0001065280-19-000115 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175 Underlying: Common Stock · 175 shares Expires 2029-03-01 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 02:47 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 184 | $0.00 Strike: $339.85 | $0.00 |
DisclosureSEC source: 0001065280-19-000072 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184 Underlying: Common Stock · 184 shares Expires 2029-02-01 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 01:51 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 233 | $0.00 Strike: $267.66 | $0.00 |
DisclosureSEC source: 0001065280-19-000021 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233 Underlying: Common Stock · 233 shares Expires 2029-01-02 Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:16 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 41,062 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061417 · doc4.xml · derivative · entry 10 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates, LLC Disclosed balance after: 82,128 Underlying: Class A Common Stock · 41,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F9 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates, LLC which is under common control with Redpoint Omega, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:16 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 1,452,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061417 · doc4.xml · derivative · entry 9 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega, L.P. Disclosed balance after: 2,904,312 Underlying: Class A Common Stock · 1,452,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F9 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F1 · ownership.nature: These shares are owned directly by Redpoint Omega, L.P., of which Redpoint Omega, LLC serves as the sole general partner and exercises voting and investment power over these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:16 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 11,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061417 · doc4.xml · nonDerivative · entry 8 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Haley-McGourty Partners Disclosed balance after: 22,538 F8 · kind: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, LLC described in footnote 5. The shares are held by Haley-McGourty Partners ("H-M Partners"). The reporting person is a general partner of H-M Partners. The reporting person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:16 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 50,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061417 · doc4.xml · nonDerivative · entry 7 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Haley-McGourty Family Trust U/D/T 9/27/96 Disclosed balance after: 100,054 F7 · kind: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of (i) 45,078 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, LLC described in footnote 5, and (ii) 4,949 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega Associates, LLC described in footnote 4. The shares are held by the Haley-McGourty Family Trust U/D/T 9/27/96 (the "Trust"). The reporting person is a trustee of the Trust. The reporting person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:16 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 373,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061417 · doc4.xml · nonDerivative · entry 6 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega, LLC Disclosed balance after: 0 F6 · kind: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, LLC without consideration to its members. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:16 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 373,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061417 · doc4.xml · nonDerivative · entry 5 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega, LLC Disclosed balance after: 373,929 F5 · kind: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, L.P. described in footnote 3. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:16 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 41,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061417 · doc4.xml · nonDerivative · entry 4 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates, LLC Disclosed balance after: 0 F4 · kind: Represents a pro rata in kind distribution without consideration by Redpoint Omega Associates, LLC to its members and managers. F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates, LLC which is under common control with Redpoint Omega, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:16 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 1,452,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061417 · doc4.xml · nonDerivative · entry 3 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega, L.P. Disclosed balance after: 0 F3 · kind: Represents a pro rata in kind distribution without consideration by Redpoint Omega, L.P. to its partners, including its general partner, Redpoint Omega, LLC. F1 · ownership.nature: These shares are owned directly by Redpoint Omega, L.P., of which Redpoint Omega, LLC serves as the sole general partner and exercises voting and investment power over these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:16 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass A Common Stock | 41,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061417 · doc4.xml · nonDerivative · entry 2 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates, LLC Disclosed balance after: 41,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates, LLC which is under common control with Redpoint Omega, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:16 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass A Common Stock | 1,452,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061417 · doc4.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega, L.P. Disclosed balance after: 1,452,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are owned directly by Redpoint Omega, L.P., of which Redpoint Omega, LLC serves as the sole general partner and exercises voting and investment power over these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 02:28 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 216 | $0.00 Strike: $290.30 | $0.00 |
DisclosureSEC source: 0001065280-18-000604 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216 Underlying: Common Stock · 216 shares Expires 2028-12-03 Read SEC document |
| November 01, 2018 Filed Nov 3, 2018 01:04 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 197 | $0.00 Strike: $317.38 | $0.00 |
DisclosureSEC source: 0001065280-18-000572 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197 Underlying: Common Stock · 197 shares Expires 2028-11-01 Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:26 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,177 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001065280-18-000540 · edgardoc.xml · derivative · entry 9 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,177 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:26 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,705 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001065280-18-000540 · edgardoc.xml · derivative · entry 8 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,705 shares Expires 2018-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:26 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 100 | $338.21 | $33,820.50 |
DisclosureSEC source: 0001065280-18-000540 · edgardoc.xml · nonDerivative · entry 7 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:26 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 7,282 | $337.55 | $2,458,039.10 |
DisclosureSEC source: 0001065280-18-000540 · edgardoc.xml · nonDerivative · entry 6 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). F5 · price: This transaction was executed in multiple trades at prices ranging from $337.20 to $338.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:26 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 4,700 | $336.64 | $1,582,228.21 |
DisclosureSEC source: 0001065280-18-000540 · edgardoc.xml · nonDerivative · entry 5 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,382 F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). F4 · price: This transaction was executed in multiple trades at prices ranging from $336.20 to $337.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:26 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 6,700 | $335.77 | $2,249,630.19 |
DisclosureSEC source: 0001065280-18-000540 · edgardoc.xml · nonDerivative · entry 4 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,082 F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). F3 · price: This transaction was executed in multiple trades at prices ranging from $335.19 to $336.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:26 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 3,100 | $334.71 | $1,037,596.04 |
DisclosureSEC source: 0001065280-18-000540 · edgardoc.xml · nonDerivative · entry 3 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,782 F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). F2 · price: This transaction was executed in multiple trades at prices ranging from $334.19 to $335.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:26 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 12,705 | $3.15 | $40,002.96 |
DisclosureSEC source: 0001065280-18-000540 · edgardoc.xml · nonDerivative · entry 2 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:26 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 9,177 | $4.27 | $39,159.18 |
DisclosureSEC source: 0001065280-18-000540 · edgardoc.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 00:03 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 164 | $0.00 Strike: $381.43 | $0.00 |
DisclosureSEC source: 0001065280-18-000517 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164 Underlying: Common Stock · 164 shares Expires 2028-10-01 Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:25 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 41,062 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049973 · doc4.xml · derivative · entry 10 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates, LLC Disclosed balance after: 123,190 Underlying: Class A Common Stock · 41,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F9 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates, LLC which is under common control with Redpoint Omega, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:25 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 1,452,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049973 · doc4.xml · derivative · entry 9 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega, L.P. Disclosed balance after: 4,356,463 Underlying: Class A Common Stock · 1,452,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F9 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F1 · ownership.nature: These shares are owned directly by Redpoint Omega, L.P., of which Redpoint Omega, LLC serves as the sole general partner and exercises voting and investment power over these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:25 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 16,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049973 · doc4.xml · nonDerivative · entry 8 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Haley-McGourty Partners Disclosed balance after: 16,218 F8 · kind: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of (i) 11,269 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, LLC described in footnote 3, and (ii) 4,949 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega Associates, LLC described in footnote 4. The shares are held by Haley-McGourty Partners ("H-M Partners"). The reporting person is a general partner of H-M Partners. The reporting person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:25 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 45,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049973 · doc4.xml · nonDerivative · entry 7 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Haley-McGourty Family Trust U/D/T 9/27/96 Disclosed balance after: 45,078 F7 · kind: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, LLC described in footnote 3. The shares are held by the Haley-McGourty Family Trust U/D/T 9/27/96 (the "Trust"). The reporting person is a trustee of the Trust. The reporting person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:25 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 373,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049973 · doc4.xml · nonDerivative · entry 6 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega, LLC Disclosed balance after: 0 F6 · kind: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, LLC without consideration to its members. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:25 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 373,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049973 · doc4.xml · nonDerivative · entry 5 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega, LLC Disclosed balance after: 373,929 F5 · kind: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, L.P. described in footnote 3. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:25 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 41,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049973 · doc4.xml · nonDerivative · entry 4 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates, LLC Disclosed balance after: 0 F4 · kind: Represents a pro rata in kind distribution without consideration by Redpoint Omega Associates, LLC to its respective members and managers. F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates, LLC which is under common control with Redpoint Omega, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:25 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 1,452,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049973 · doc4.xml · nonDerivative · entry 3 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega, L.P. Disclosed balance after: 0 F3 · kind: Represents a pro rata in kind distribution without consideration by Redpoint Omega, L.P. to its respective partners, including its general partner, Redpoint Omega, LLC. F1 · ownership.nature: These shares are owned directly by Redpoint Omega, L.P., of which Redpoint Omega, LLC serves as the sole general partner and exercises voting and investment power over these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:25 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass A Common Stock | 41,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049973 · doc4.xml · nonDerivative · entry 2 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates, LLC Disclosed balance after: 41,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates, LLC which is under common control with Redpoint Omega, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:25 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass A Common Stock | 1,452,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049973 · doc4.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega, L.P. Disclosed balance after: 1,452,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are owned directly by Redpoint Omega, L.P., of which Redpoint Omega, LLC serves as the sole general partner and exercises voting and investment power over these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 23:50 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 171 | $0.00 Strike: $363.60 | $0.00 |
DisclosureSEC source: 0001065280-18-000454 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171 Underlying: Common Stock · 171 shares Expires 2028-09-04 Read SEC document |
| September 04, 2018 Filed Sep 25, 2018 23:41 UTC Amendment | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 171 | $0.00 Strike: $363.60 | $0.00 |
DisclosureSEC source: 0001065280-18-000476 · primary_doc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171 Underlying: Common Stock · 171 shares Expires 2028-09-04 F1 · shares: The grant in Table II was previously reported and is being included here only to gain access to the EDGAR system. This Form is being amended solely to correct the verbiage in the power of attorney that was attached to the original filing. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 23:06 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 185 | $0.00 Strike: $338.38 | $0.00 |
DisclosureSEC source: 0001065280-18-000393 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185 Underlying: Common Stock · 185 shares Expires 2028-08-01 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 22:41 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 157 | $0.00 Strike: $398.18 | $0.00 |
DisclosureSEC source: 0001065280-18-000339 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157 Underlying: Common Stock · 157 shares Expires 2028-07-02 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 00:11 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 174 | $0.00 Strike: $359.93 | $0.00 |
DisclosureSEC source: 0001065280-18-000283 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174 Underlying: Common Stock · 174 shares Expires 2028-06-01 Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:23 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,984 | $0.00 Strike: $3.34 | $0.00 |
DisclosureSEC source: 0001065280-18-000236 · edgardoc.xml · derivative · entry 3 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,984 shares Expires 2018-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:23 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 11,984 | $331.50 | $3,972,696.00 |
DisclosureSEC source: 0001065280-18-000236 · edgardoc.xml · nonDerivative · entry 2 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:23 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 11,984 | $3.34 | $39,991.81 |
DisclosureSEC source: 0001065280-18-000236 · edgardoc.xml · nonDerivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| May 01, 2018 Filed May 2, 2018 22:34 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 199 | $0.00 Strike: $313.30 | $0.00 |
DisclosureSEC source: 0001065280-18-000213 · edgardoc.xml · derivative · entry 1 HALEY TIMOTHY M · CIK 0001201583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199 Underlying: Common Stock · 199 shares Expires 2028-05-01 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.