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person · Reporting owner

HALEY TIMOTHY M

Disclosed activity across 4 companies

Tapewire entity
11274
SEC CIK
0001201583

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
2U, Inc.TWOU · Entity 89183DirectorMay 05, 2023May 08, 2023
NETFLIX INCNFLX · Entity 403DirectorJune 02, 2025June 04, 2025
ThredUp Inc.TDUP · Entity 1057DirectorJuly 20, 2026July 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

2U, Inc.

Report date May 05, 2023 · Filed May 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect73,223 Reported balance After 2023-05-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-05-05 · Grant · Acquired 21,246 · Balance 73,223

F1: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2: The shares underlying this restricted stock unit award will vest in full on April 1, 2024, subject to the reporting person's continued service as a director of the issuer as of that date.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust43,530 Reported balance Holding disclosure · report date 2023-05-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 43,530

F3: The shares are held by Haley-McGourty Family Trust U/D/T 9/27/96 ("Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Partnership6,827 Reported balance Holding disclosure · report date 2023-05-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,827

F4: The shares are held by Haley-McGourty Partners (the "Partnership"). The reporting person is a general partner of the Partnership. The reporting person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2: The shares underlying this restricted stock unit award will vest in full on April 1, 2024, subject to the reporting person's continued service as a director of the issuer as of that date.

F3: The shares are held by Haley-McGourty Family Trust U/D/T 9/27/96 ("Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

F4: The shares are held by Haley-McGourty Partners (the "Partnership"). The reporting person is a general partner of the Partnership. The reporting person disclaims beneficial ownership of the shares held by the Partnership except to the extent of his proportionate pecuniary interest therein.

NETFLIX INC

Report date June 02, 2025 · Filed June 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1,218.98 · Expires 2035-06-02Direct51 Reported balance After 2025-06-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-02 · Grant · Acquired 51 · Balance 51

ThredUp Inc.

Report date July 20, 2026 · Filed July 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect316,860 Reported balance After 2026-07-20 transaction · row 1
1 source row

Row 1 · 2026-07-20 · Grant · Acquired 2,491 · Balance 316,860

F1: Grant of fully vested restricted stock units ('RSUs') under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of fully vested restricted stock units ('RSUs') under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ZUORA INC

Report date February 14, 2025 · Filed February 14, 2025

Section 16 reporting ended · disclosed 2025-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-02-14 transaction · row 1
1 source row

Row 1 · 2025-02-14 · Disposition to issuer · Disposed 78,975 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.

Class A Common StockSEC Table I · non-derivativeIndirectBy Haley-McGourty Partners0 Reported balance After 2025-02-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-02-14 · Disposition to issuer · Disposed 34,246 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F3: The Reporting Person is a general partner of Haley-McGourty Partners. The Reporting Person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Haley-McGourty Family Trust U/D/T 9/27/960 Reported balance After 2025-02-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-02-14 · Disposition to issuer · Disposed 156,793 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F4: The Reporting Person is a trustee of the Haley-McCourty Family Trust U/D/T 9/27/96 (the "Trust"). The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.

F3: The Reporting Person is a general partner of Haley-McGourty Partners. The Reporting Person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein.

F4: The Reporting Person is a trustee of the Haley-McCourty Family Trust U/D/T 9/27/96 (the "Trust"). The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2021 Filed Apr 1, 2021 22:24 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries D Preferred Stock · Derivative 42,342 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006419 · wf-form4_161731577758889.xml · derivative · entry 11

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Associates IV, LLC

Disclosed balance after: 0

Underlying: Common Stock · 42,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:24 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries C Preferred Stock · Derivative 1,529,349 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006419 · wf-form4_161731577758889.xml · derivative · entry 10

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Ventures IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,529,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:24 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries C Preferred Stock · Derivative 39,214 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006419 · wf-form4_161731577758889.xml · derivative · entry 9

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Associates IV, LLC

Disclosed balance after: 0

Underlying: Common Stock · 39,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:24 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries B Preferred Stock · Derivative 5,269,130 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006419 · wf-form4_161731577758889.xml · derivative · entry 8

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Ventures IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 5,269,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:24 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries B Preferred Stock · Derivative 135,106 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006419 · wf-form4_161731577758889.xml · derivative · entry 7

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Associates IV, LLC

Disclosed balance after: 0

Underlying: Common Stock · 135,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:24 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries A-1 Preferred Stock · Derivative 37,760 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006419 · wf-form4_161731577758889.xml · derivative · entry 6

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Ventures IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 37,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:24 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries A-1 Preferred Stock · Derivative 968 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006419 · wf-form4_161731577758889.xml · derivative · entry 5

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Associates IV, LLC

Disclosed balance after: 0

Underlying: Common Stock · 968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:24 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries A Preferred Stock · Derivative 57,634 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006419 · wf-form4_161731577758889.xml · derivative · entry 4

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Ventures IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 57,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein.

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March 30, 2021 Filed Apr 1, 2021 22:24 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries A Preferred Stock · Derivative 1,478 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006419 · wf-form4_161731577758889.xml · derivative · entry 3

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Associates IV, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:24 UTC ThredUp Inc. TDUP · Entity 1057 OtherCommon Stock 113,298 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-006419 · wf-form4_161731577758889.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Ventures IV, L.P.

Disclosed balance after: 0

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3 · ownership.nature: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:24 UTC ThredUp Inc. TDUP · Entity 1057 OtherCommon Stock 2,905 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-006419 · wf-form4_161731577758889.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Associates IV, LLC

Disclosed balance after: 0

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3 · ownership.nature: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). The Reporting Person is a manager of RV IV LLC and RA IV, and disclaims beneficial ownership of the securities held by RV IV and RA IV, except to the extent of his pecuniary interest therein.

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March 25, 2021 Filed Mar 29, 2021 22:34 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 10,714 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006013 · wf-form4_161705724870324.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,714

F1 · shares: These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) March 25, 2022 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

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March 01, 2021 Filed Mar 3, 2021 21:40 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 113 $0.00 Strike: $550.64 $0.00
Disclosure

SEC source: 0001065280-21-000095 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113

Underlying: Common Stock · 113 shares

Expires 2031-03-01

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:49 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 116 $0.00 Strike: $539.04 $0.00
Disclosure

SEC source: 0001065280-21-000061 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116

Underlying: Common Stock · 116 shares

Expires 2031-02-01

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:50 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 120 $0.00 Strike: $522.86 $0.00
Disclosure

SEC source: 0001065280-21-000022 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

Underlying: Common Stock · 120 shares

Expires 2031-01-04

Read SEC document
December 17, 2020 Filed Feb 16, 2021 16:55 UTC 2U, Inc. TWOU · Entity 89183 GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-001688 · edgar.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 43,530

F1 · ownership.nature: The shares are held by Haley-McGourty Family Trust U/D/T 9/27/96 ("Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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December 01, 2020 Filed Dec 3, 2020 00:32 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 123 $0.00 Strike: $504.58 $0.00
Disclosure

SEC source: 0001065280-20-000511 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123

Underlying: Common Stock · 123 shares

Expires 2030-12-01

Read SEC document
November 02, 2020 Filed Nov 4, 2020 01:36 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 130 $0.00 Strike: $484.12 $0.00
Disclosure

SEC source: 0001065280-20-000473 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130

Underlying: Common Stock · 130 shares

Expires 2030-11-02

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:34 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 118 $0.00 Strike: $527.51 $0.00
Disclosure

SEC source: 0001065280-20-000442 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118

Underlying: Common Stock · 118 shares

Expires 2030-10-01

Read SEC document
September 01, 2020 Filed Sep 4, 2020 16:48 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 112 $0.00 Strike: $556.55 $0.00
Disclosure

SEC source: 0001065280-20-000385 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2030-09-01

Read SEC document
August 03, 2020 Filed Aug 5, 2020 22:27 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 126 $0.00 Strike: $498.62 $0.00
Disclosure

SEC source: 0001065280-20-000337 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

Underlying: Common Stock · 126 shares

Expires 2030-08-03

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:49 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 128 $0.00 Strike: $485.64 $0.00
Disclosure

SEC source: 0001065280-20-000279 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128

Underlying: Common Stock · 128 shares

Expires 2030-07-01

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:13 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 147 $0.00 Strike: $425.92 $0.00
Disclosure

SEC source: 0001065280-20-000234 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147

Underlying: Common Stock · 147 shares

Expires 2030-06-01

Read SEC document
May 04, 2020 Filed May 6, 2020 20:10 UTC 2U, Inc. TWOU · Entity 89183 GrantCommon Stock 196 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027556 · doc4.xml · nonDerivative · entry 4

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,109

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2021, subject to the reporting person's continued service as a director of the issuer as of that date.

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May 04, 2020 Filed May 6, 2020 20:10 UTC 2U, Inc. TWOU · Entity 89183 GrantCommon Stock 196 $25.40 $4,978.40
Disclosure

SEC source: 0001209191-20-027556 · doc4.xml · nonDerivative · entry 3

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,913

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2021, subject to the reporting person's continued service as a director of the issuer as of that date.

F4 · price: The restricted stock units were issued to the reporting person in lieu of annual chairman retainer fees of $5,000.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:10 UTC 2U, Inc. TWOU · Entity 89183 GrantCommon Stock 984 $25.40 $24,993.60
Disclosure

SEC source: 0001209191-20-027556 · doc4.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,717

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2021, subject to the reporting person's continued service as a director of the issuer as of that date.

F3 · price: The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $25,000.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:10 UTC 2U, Inc. TWOU · Entity 89183 GrantCommon Stock 7,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027556 · doc4.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,733

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The shares underlying this restricted stock unit award will vest in full on April 1, 2021, subject to the reporting person's continued service as a director of the issuer as of that date.

Read SEC document
May 01, 2020 Filed May 4, 2020 23:48 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 151 $0.00 Strike: $415.27 $0.00
Disclosure

SEC source: 0001065280-20-000177 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151

Underlying: Common Stock · 151 shares

Expires 2030-05-01

Read SEC document
April 01, 2020 Filed Apr 2, 2020 22:55 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 171 $0.00 Strike: $364.08 $0.00
Disclosure

SEC source: 0001065280-20-000140 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171

Underlying: Common Stock · 171 shares

Expires 2030-04-01

Read SEC document
March 02, 2020 Filed Mar 3, 2020 23:39 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 164 $0.00 Strike: $381.05 $0.00
Disclosure

SEC source: 0001065280-20-000105 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164

Underlying: Common Stock · 164 shares

Expires 2030-03-02

Read SEC document
February 03, 2020 Filed Feb 5, 2020 00:57 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 175 $0.00 Strike: $358.00 $0.00
Disclosure

SEC source: 0001065280-20-000060 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

Underlying: Common Stock · 175 shares

Expires 2030-02-03

Read SEC document
January 02, 2020 Filed Jan 7, 2020 02:08 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 189 $0.00 Strike: $329.81 $0.00
Disclosure

SEC source: 0001065280-20-000020 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189

Underlying: Common Stock · 189 shares

Expires 2030-01-02

Read SEC document
December 09, 2019 Filed Dec 11, 2019 20:00 UTC ZUORA INC ZUO · Entity 16054 ConversionClass B Common Stock · Derivative 41,064 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060121 · doc4.xml · derivative · entry 10

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates, LLC

Disclosed balance after: 41,064

Underlying: Class A Common Stock · 41,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F9 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates, LLC which is under common control with Redpoint Omega, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 20:00 UTC ZUORA INC ZUO · Entity 16054 ConversionClass B Common Stock · Derivative 1,452,156 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060121 · doc4.xml · derivative · entry 9

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega, L.P.

Disclosed balance after: 1,452,156

Underlying: Class A Common Stock · 1,452,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F9 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F1 · ownership.nature: These shares are owned directly by Redpoint Omega, L.P., of which Redpoint Omega, LLC serves as the sole general partner and exercises voting and investment power over these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 20:00 UTC ZUORA INC ZUO · Entity 16054 OtherClass A Common Stock 11,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060121 · doc4.xml · nonDerivative · entry 8

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haley-McGourty Partners

Disclosed balance after: 33,808

F8 · kind: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, LLC described in footnote 5. The shares are held by Haley-McGourty Partners ("H-M Partners"). The reporting person is a general partner of H-M Partners. The reporting person disclaims beneficial ownership of the shares held by H-M Partners except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 20:00 UTC ZUORA INC ZUO · Entity 16054 OtherClass A Common Stock 50,029 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060121 · doc4.xml · nonDerivative · entry 7

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haley-McGourty Family Trust U/D/T 9/27/96

Disclosed balance after: 150,083

F7 · kind: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of (i) 45,078 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, LLC described in footnote 5, and (ii) 4,951 shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega Associates, LLC described in footnote 4. The shares are held by the Haley-McGourty Family Trust U/D/T 9/27/96 (the "Trust"). The reporting person is a trustee of the Trust. The reporting person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 20:00 UTC ZUORA INC ZUO · Entity 16054 OtherClass A Common Stock 373,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060121 · doc4.xml · nonDerivative · entry 6

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega, LLC

Disclosed balance after: 0

F6 · kind: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, LLC without consideration to its members.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 20:00 UTC ZUORA INC ZUO · Entity 16054 OtherClass A Common Stock 373,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060121 · doc4.xml · nonDerivative · entry 5

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega, LLC

Disclosed balance after: 373,930

F5 · kind: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by Redpoint Omega, L.P. described in footnote 3.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 20:00 UTC ZUORA INC ZUO · Entity 16054 OtherClass A Common Stock 41,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060121 · doc4.xml · nonDerivative · entry 4

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates, LLC

Disclosed balance after: 0

F4 · kind: Represents a pro rata in kind distribution without consideration by Redpoint Omega Associates, LLC to its members and managers.

F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates, LLC which is under common control with Redpoint Omega, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 20:00 UTC ZUORA INC ZUO · Entity 16054 OtherClass A Common Stock 1,452,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060121 · doc4.xml · nonDerivative · entry 3

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega, L.P.

Disclosed balance after: 0

F3 · kind: Represents a pro rata in kind distribution without consideration by Redpoint Omega, L.P. to its partners, including its general partner, Redpoint Omega, LLC.

F1 · ownership.nature: These shares are owned directly by Redpoint Omega, L.P., of which Redpoint Omega, LLC serves as the sole general partner and exercises voting and investment power over these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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December 09, 2019 Filed Dec 11, 2019 20:00 UTC ZUORA INC ZUO · Entity 16054 ConversionClass A Common Stock 41,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060121 · doc4.xml · nonDerivative · entry 2

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates, LLC

Disclosed balance after: 41,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are owned directly by Redpoint Omega Associates, LLC which is under common control with Redpoint Omega, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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December 09, 2019 Filed Dec 11, 2019 20:00 UTC ZUORA INC ZUO · Entity 16054 ConversionClass A Common Stock 1,452,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060121 · doc4.xml · nonDerivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega, L.P.

Disclosed balance after: 1,452,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are owned directly by Redpoint Omega, L.P., of which Redpoint Omega, LLC serves as the sole general partner and exercises voting and investment power over these shares. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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December 02, 2019 Filed Dec 4, 2019 23:45 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 202 $0.00 Strike: $309.99 $0.00
Disclosure

SEC source: 0001065280-19-000426 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Stock · 202 shares

Expires 2029-12-02

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November 01, 2019 Filed Nov 5, 2019 23:06 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 218 $0.00 Strike: $286.81 $0.00
Disclosure

SEC source: 0001065280-19-000392 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218

Underlying: Common Stock · 218 shares

Expires 2029-11-01

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October 01, 2019 Filed Oct 2, 2019 21:56 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 232 $0.00 Strike: $269.58 $0.00
Disclosure

SEC source: 0001065280-19-000352 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232

Underlying: Common Stock · 232 shares

Expires 2029-10-01

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September 03, 2019 Filed Sep 4, 2019 23:23 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 216 $0.00 Strike: $289.29 $0.00
Disclosure

SEC source: 0001065280-19-000318 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Underlying: Common Stock · 216 shares

Expires 2029-09-03

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August 01, 2019 Filed Aug 3, 2019 00:26 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 195 $0.00 Strike: $319.50 $0.00
Disclosure

SEC source: 0001065280-19-000286 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 195 shares

Expires 2029-08-01

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July 01, 2019 Filed Jul 4, 2019 01:08 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 167 $0.00 Strike: $374.60 $0.00
Disclosure

SEC source: 0001065280-19-000237 · primary_doc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

Underlying: Common Stock · 167 shares

Expires 2029-07-01

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June 03, 2019 Filed Jun 5, 2019 01:33 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 186 $0.00 Strike: $336.63 $0.00
Disclosure

SEC source: 0001065280-19-000222 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186

Underlying: Common Stock · 186 shares

Expires 2029-06-03

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May 01, 2019 Filed May 3, 2019 20:35 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 165 $0.00 Strike: $378.81 $0.00
Disclosure

SEC source: 0001065280-19-000191 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165

Underlying: Common Stock · 165 shares

Expires 2029-05-01

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.