Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CALIFORNIA WATER SERVICE GROUPCWT · Entity 4212 | VP, CFO & Treasurer | June 01, 2023 | June 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CALIFORNIA WATER SERVICE GROUP
Report date June 01, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,777 |
Ending reported balance
After 2023-06-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-01 · Disposition to issuer · Disposed 53 · Balance 46,831 F1: Represents the number of shares withheld by and surrendered to Issuer to satisfy the tax withholding obligation that arose in connection with vesting of the Restricted Stock (RSA) award 647 Row 2 · 2023-06-03 · Disposition to issuer · Disposed 54 · Balance 46,777 F2: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #605. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld by and surrendered to Issuer to satisfy the tax withholding obligation that arose in connection with vesting of the Restricted Stock (RSA) award 647
F2: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #605.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2019 Filed Jun 10, 2019 19:35 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 77 | $50.54 | $3,891.58 |
DisclosureSEC source: 0001214659-19-004133 · marketforms-45198.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,975 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:48 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 84 | $50.22 | $4,218.48 |
DisclosureSEC source: 0001214659-19-003890 · marketforms-45088.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,052 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #403. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 01:31 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 307 | $52.05 | $15,979.35 |
DisclosureSEC source: 0001214659-19-001994 · marketforms-44492.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,136 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 01:31 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Grantcommon Stock | 1,457 | $52.83 | $76,973.31 |
DisclosureSEC source: 0001214659-19-001994 · marketforms-44492.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,443 F1 · shares: Restricted stock granted 3/5/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 5, 2020, with the remaining 2/3 vesting quarterly over the succeeding 24 months. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 02:00 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 2,067 | $52.53 | $108,579.51 |
DisclosureSEC source: 0001214659-19-001775 · marketforms-44413.xml · nonDerivative · entry 4 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,986 F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit #376. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 02:00 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Grantcommon Stock | 4,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001775 · marketforms-44413.xml · nonDerivative · entry 3 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,053 F3 · shares: On 3/1/2016, the reporting person was granted a Performance Stock Unit (PSU) of 3,025 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143.667% payout of the original goal. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 02:00 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 135 | $52.53 | $7,091.55 |
DisclosureSEC source: 0001214659-19-001775 · marketforms-44413.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,708 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #366. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 02:00 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 96 | $52.02 | $4,993.92 |
DisclosureSEC source: 0001214659-19-001775 · marketforms-44413.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,843 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #403. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 17:46 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 119 | $45.72 | $5,440.68 |
DisclosureSEC source: 0001214659-18-007483 · marketforms-43401.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,939 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #366. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 21:10 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 84 | $46.58 | $3,912.72 |
DisclosureSEC source: 0001214659-18-007415 · marketforms-43347.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,058 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #403. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 17:10 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 119 | $41.15 | $4,896.85 |
DisclosureSEC source: 0001214659-18-005865 · marketforms-42834.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,142 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #366. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 17:05 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 84 | $40.25 | $3,381.00 |
DisclosureSEC source: 0001214659-18-005812 · marketforms-42810.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,261 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #403. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 22:21 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 119 | $40.00 | $4,760.00 |
DisclosureSEC source: 0001214659-18-004260 · marketforms-42215.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,345 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #366. Read SEC document |
| May 28, 2018 Filed May 30, 2018 19:40 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 84 | $40.75 | $3,423.00 |
DisclosureSEC source: 0001214659-18-004167 · marketforms-42145.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,464 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #403. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 00:55 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 1,954 | $35.40 | $69,171.60 |
DisclosureSEC source: 0001214659-18-001975 · marketforms-41351.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,548 Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 23:07 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 1,592 | $36.40 | $57,948.80 |
DisclosureSEC source: 0001214659-18-001817 · marketforms-41282.xml · nonDerivative · entry 3 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,594 F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Unit (RSU) Award #353. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 23:07 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 3,498 | $36.40 | $127,327.20 |
DisclosureSEC source: 0001214659-18-001817 · marketforms-41282.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,186 F2 · shares: On 3/3/2015, the reporting person was granted a Restricted Stock Unit (RSU) of 2,446 shares of common stock. The RSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 143% payout of the original goal. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 23:07 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 31 | $36.40 | $1,128.40 |
DisclosureSEC source: 0001214659-18-001817 · marketforms-41282.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,688 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:56 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 130 | $37.95 | $4,933.50 |
DisclosureSEC source: 0001214659-18-001755 · marketforms-41224.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,719 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #366. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:56 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 381 | $37.95 | $14,458.95 |
DisclosureSEC source: 0001214659-18-001755 · marketforms-41224.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,849 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #403. Read SEC document |
| February 03, 2018 Filed Feb 6, 2018 17:52 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 36 | $41.55 | $1,495.80 |
DisclosureSEC source: 0001214659-18-000940 · marketforms-40942.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,230 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| January 03, 2018 Filed Jan 6, 2018 00:18 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 36 | $44.25 | $1,593.00 |
DisclosureSEC source: 0001214659-18-000249 · marketforms-40634.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,266 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| December 03, 2017 Filed Dec 5, 2017 19:57 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 32 | $45.00 | $1,440.00 |
DisclosureSEC source: 0001214659-17-007167 · marketforms-40417.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,302 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:57 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 119 | $45.00 | $5,355.00 |
DisclosureSEC source: 0001214659-17-007167 · marketforms-40417.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #366. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 22:57 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 32 | $43.00 | $1,376.00 |
DisclosureSEC source: 0001214659-17-006409 · marketforms-40088.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,453 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 15:31 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 32 | $39.65 | $1,268.80 |
DisclosureSEC source: 0001214659-17-005944 · marketforms-39849.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,485 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| September 03, 2017 Filed Sep 5, 2017 18:29 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 32 | $37.25 | $1,192.00 |
DisclosureSEC source: 0001214659-17-005479 · marketforms-39571.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,517 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 18:29 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 119 | $37.25 | $4,432.75 |
DisclosureSEC source: 0001214659-17-005479 · marketforms-39571.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,549 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #366. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 16:47 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 32 | $38.50 | $1,232.00 |
DisclosureSEC source: 0001214659-17-004791 · marketforms-39365.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,668 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:41 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 32 | $36.85 | $1,179.20 |
DisclosureSEC source: 0001214659-17-004360 · marketforms-39179.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,700 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| June 03, 2017 Filed Jun 5, 2017 20:48 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 32 | $35.75 | $1,144.00 |
DisclosureSEC source: 0001214659-17-003860 · marketforms-39021.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,732 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:48 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 117 | $35.50 | $4,153.50 |
DisclosureSEC source: 0001214659-17-003860 · marketforms-39021.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,764 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #366 Read SEC document |
| May 03, 2017 Filed May 4, 2017 23:15 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 32 | $35.15 | $1,124.80 |
DisclosureSEC source: 0001214659-17-002990 · marketforms-38748.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,881 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 22:58 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 32 | $34.95 | $1,118.40 |
DisclosureSEC source: 0001214659-17-002405 · marketforms-38515.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,913 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| March 04, 2017 Filed Mar 8, 2017 01:02 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 1,656 | $36.50 | $60,444.00 |
DisclosureSEC source: 0001214659-17-001742 · marketforms-38258.xml · nonDerivative · entry 4 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,945 F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Unit (RSU) Award #318. Read SEC document |
| March 04, 2017 Filed Mar 8, 2017 01:02 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 3,531 | $36.50 | $128,881.50 |
DisclosureSEC source: 0001214659-17-001742 · marketforms-38258.xml · nonDerivative · entry 3 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,601 F3 · shares: On 3/4/2014, the reporting person was granted a Restricted Stock Unit (RSU) of 2,622 shares of common stock. The RSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 135% payout of the original goal. Read SEC document |
| March 04, 2017 Filed Mar 8, 2017 01:02 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 33 | $36.50 | $1,204.50 |
DisclosureSEC source: 0001214659-17-001742 · marketforms-38258.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,070 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #284. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:02 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 31 | $36.50 | $1,131.50 |
DisclosureSEC source: 0001214659-17-001742 · marketforms-38258.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,103 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:29 UTC Amendment | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 528 | $37.00 | $19,536.00 |
DisclosureSEC source: 0001214659-17-001678 · marketforms-38222.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,134 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #366. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:38 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 528 | $37.00 | $19,536.00 |
DisclosureSEC source: 0001214659-17-001672 · marketforms-38200.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,133 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #366. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 00:53 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | GrantCommon Stock | 2,145 | $36.75 | $78,828.75 |
DisclosureSEC source: 0001214659-17-001622 · marketforms-38192.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,662 Read SEC document |
| February 04, 2017 Filed Feb 8, 2017 01:24 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 39 | $34.00 | $1,326.00 |
DisclosureSEC source: 0001214659-17-000834 · marketforms-37804.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,516 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #284. Read SEC document |
| February 03, 2017 Filed Feb 8, 2017 01:24 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 36 | $34.00 | $1,224.00 |
DisclosureSEC source: 0001214659-17-000834 · marketforms-37804.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,555 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 23:43 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 39 | $34.30 | $1,337.70 |
DisclosureSEC source: 0001214659-17-000152 · marketforms-37535.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,591 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #284. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:43 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 36 | $33.75 | $1,215.00 |
DisclosureSEC source: 0001214659-17-000152 · marketforms-37535.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,630 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 23:10 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 27 | $34.35 | $927.45 |
DisclosureSEC source: 0001214659-16-015213 · marketforms-37290.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,666 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #284. Read SEC document |
| December 03, 2016 Filed Dec 6, 2016 23:10 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 25 | $34.35 | $858.75 |
DisclosureSEC source: 0001214659-16-015213 · marketforms-37290.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,693 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 00:02 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 27 | $30.30 | $818.10 |
DisclosureSEC source: 0001214659-16-014437 · marketforms-36763.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,718 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #284. Read SEC document |
| November 03, 2016 Filed Nov 8, 2016 00:02 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 25 | $30.70 | $767.50 |
DisclosureSEC source: 0001214659-16-014437 · marketforms-36763.xml · nonDerivative · entry 1 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,745 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #342. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 23:49 UTC | CALIFORNIA WATER SERVICE GROUP CWT · Entity 4212 | Tax withholdingCommon Stock | 27 | $30.96 | $835.92 |
DisclosureSEC source: 0001214659-16-014001 · marketforms-36388.xml · nonDerivative · entry 2 Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,770 F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #284. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.