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person · Reporting owner

Knox Kathleen A.

Disclosed activity across 1 company

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11270
SEC CIK
0001766745

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BANK OF AMERICA CORP /DE/BAC · Entity 2801President, The Private BankJune 05, 2025June 06, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BANK OF AMERICA CORP /DE/

Report date June 05, 2025 · Filed June 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect300,006 Ending reported balance After 2025-06-05 transaction · row 3
2 source rows · reconciled sequence

Row 1 · 2025-06-05 · Gift · Disposed 67,500 · Balance 305,691

F1: Represents a transfer of shares to a trust.

Row 3 · 2025-06-05 · Gift · Disposed 5,685 · Balance 300,006

F2: Represents a charitable gift by the reporting person.

Common StockSEC Table I · non-derivativeIndirectby Trust67,500 Reported balance After 2025-06-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-06-05 · Gift · Acquired 67,500 · Balance 67,500

F1: Represents a transfer of shares to a trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a transfer of shares to a trust.

F2: Represents a charitable gift by the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Feb 18, 2023 00:22 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 5,365 $35.56 $190,779.40
Disclosure

SEC source: 0001127602-23-005990 · form4.xml · nonDerivative · entry 6

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,705

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:22 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 11,304 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005990 · form4.xml · nonDerivative · entry 5

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:22 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 5,405 $35.56 $192,201.80
Disclosure

SEC source: 0001127602-23-005990 · form4.xml · nonDerivative · entry 4

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,766

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:22 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 11,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005990 · form4.xml · nonDerivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:22 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 6,014 $35.56 $213,857.84
Disclosure

SEC source: 0001127602-23-005990 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,550

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:22 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 13,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005990 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:10 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionRestricted Stock Units · Derivative 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-002491 · form4.xml · derivative · entry 6

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2023-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On January 25, 2019, the reporting person was granted units, vesting in two equal annual installments commencing on January 25, 2022.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:10 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 34,647 $34.87 $1,208,140.89
Disclosure

SEC source: 0001127602-23-002491 · form4.xml · nonDerivative · entry 5

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,509

F3 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:10 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-002491 · form4.xml · nonDerivative · entry 4

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
September 07, 2022 Filed Jan 27, 2023 23:10 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GiftCommon Stock 1,938 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002491 · form4.xml · nonDerivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,156

F1 · kind: Represents a charitable gift by the reporting person.

Read SEC document
September 07, 2022 Filed Jan 27, 2023 23:10 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GiftCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002491 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,094

F1 · kind: Represents a charitable gift by the reporting person.

Read SEC document
September 07, 2022 Filed Jan 27, 2023 23:10 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GiftCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002491 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,850

F1 · kind: Represents a charitable gift by the reporting person.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 02:13 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantRestricted Stock Units · Derivative 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005204 · form4.xml · derivative · entry 4

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2026-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in two equal annual installments commencing February 15, 2025.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 02:13 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2022 Restricted Stock Units · Derivative 45,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005204 · form4.xml · derivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,219

Underlying: Common Stock · 45,219 shares

Expires 2026-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2023.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 02:13 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2022 Performance Restricted Stock Units · Derivative 45,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005204 · form4.xml · derivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,219

Underlying: Common Stock · 45,219 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2022 and ending December 31, 2024. To the extent earned, the award will be settled in shares on March 1, 2025. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2022 and ending December 31, 2024. To the extent earned, the award will be settled in shares on March 1, 2025. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:07 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2021 Restricted Stock Units · Derivative 11,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005631 · form4.xml · derivative · entry 9

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,863

Underlying: Common Stock · 11,620 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 12, 2021, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:07 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2020 Restricted Stock Units · Derivative 13,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005631 · form4.xml · derivative · entry 8

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,055

Underlying: Common Stock · 13,055 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:07 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2019 Restricted Stock Units · Derivative 23,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005631 · form4.xml · derivative · entry 7

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,061 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:07 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 5,307 $47.79 $253,621.53
Disclosure

SEC source: 0001127602-22-005631 · form4.xml · nonDerivative · entry 6

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,606

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:07 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 11,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005631 · form4.xml · nonDerivative · entry 5

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:07 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 5,937 $47.79 $283,729.23
Disclosure

SEC source: 0001127602-22-005631 · form4.xml · nonDerivative · entry 4

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,293

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:07 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 13,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005631 · form4.xml · nonDerivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:07 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 10,588 $47.79 $506,000.52
Disclosure

SEC source: 0001127602-22-005631 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,175

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 02:07 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 23,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005631 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 23:34 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionRestricted Stock Units · Derivative 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-002311 · form4.xml · derivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2023-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On January 25, 2019, the reporting person was granted units, vesting in two equal annual installments commencing on January 25, 2022.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 23:34 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 34,421 $45.43 $1,563,746.03
Disclosure

SEC source: 0001127602-22-002311 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,702

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 23:34 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-002311 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2020 Restricted Stock Units · Derivative 13,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · derivative · entry 9

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,110

Underlying: Common Stock · 13,055 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2019 Restricted Stock Units · Derivative 23,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · derivative · entry 8

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,061

Underlying: Common Stock · 23,061 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2018 Restricted Stock Units · Derivative 15,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · derivative · entry 7

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,800 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 5,905 $33.37 $197,049.85
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 6

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,123

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 13,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 5

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 10,543 $33.37 $351,819.91
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 4

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,973

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 23,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 7,250 $33.37 $241,932.50
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,455

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 15,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

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February 12, 2021 Filed Feb 13, 2021 01:09 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2021 Restricted Stock Units · Derivative 46,483 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005555 · form4.xml · derivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,483

Underlying: Common Stock · 46,483 shares

Expires 2025-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2022.

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February 12, 2021 Filed Feb 13, 2021 01:09 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2021 Performance Restricted Stock Units · Derivative 46,483 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005555 · form4.xml · derivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,483

Underlying: Common Stock · 46,483 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2021 and ending December 31, 2023. To the extent earned, the award will be settled in shares on March 1, 2024. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2021 and ending December 31, 2023. To the extent earned, the award will be settled in shares on March 1, 2024. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

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February 15, 2020 Filed Feb 19, 2020 21:51 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2019 Restricted Stock Units · Derivative 23,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006471 · form4.xml · derivative · entry 9

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,122

Underlying: Common Stock · 23,061 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020.

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February 15, 2020 Filed Feb 19, 2020 21:51 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2018 Restricted Stock Units · Derivative 15,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006471 · form4.xml · derivative · entry 8

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Common Stock · 15,799 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019.

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February 15, 2020 Filed Feb 19, 2020 21:51 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2017 Restricted Stock Units · Derivative 13,418 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006471 · form4.xml · derivative · entry 7

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,418 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2018.

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February 15, 2020 Filed Feb 19, 2020 21:51 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 10,655 $34.85 $371,326.75
Disclosure

SEC source: 0001127602-20-006471 · form4.xml · nonDerivative · entry 6

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,905

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

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February 15, 2020 Filed Feb 19, 2020 21:51 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 23,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006471 · form4.xml · nonDerivative · entry 5

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:51 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 7,300 $34.85 $254,405.00
Disclosure

SEC source: 0001127602-20-006471 · form4.xml · nonDerivative · entry 4

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,499

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:51 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 15,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006471 · form4.xml · nonDerivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:51 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 6,162 $34.85 $214,745.70
Disclosure

SEC source: 0001127602-20-006471 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:51 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 13,418 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006471 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 14, 2020 Filed Feb 15, 2020 02:09 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2020 Restricted Stock Units · Derivative 39,165 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-005809 · form4.xml · derivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,165

Underlying: Common Stock · 39,165 shares

Expires 2023-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing February 15, 2021.

Read SEC document
February 14, 2020 Filed Feb 15, 2020 02:09 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2020 Performance Restricted Stock Units · Derivative 39,165 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-005809 · form4.xml · derivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,165

Underlying: Common Stock · 39,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. To the extent earned, the award will be settled in shares on March 1, 2023. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. To the extent earned, the award will be settled in shares on March 1, 2023. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 20:31 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 OtherCommon Stock 3,577.193 $30.26 $108,245.86
Disclosure

SEC source: 0001127602-19-030842 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

F1 · balance_after: Prior to the disposition, share equivalents attributed to the reporting person's 401(k) balance increased 54.1307 shares due to dividend reinvestments and changes in the Net Asset Value (NAV) of the issuer's stock fund.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.