Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARTIVION, INC.AORT · Entity 4767 | SVP, Operations | June 06, 2023 | June 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARTIVION, INC.
Report date June 06, 2023 · Filed June 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,102 |
Reported balance
After 2023-06-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-06 · Sale · Disposed 15,876 · Balance 35,102 F1: Reflects weighted average price. Range of prices were between $15.17 to 15.45. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price |
| Common StockSEC Table I · non-derivative | Direct | 34,724 |
Reported balance
After 2023-06-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-06-06 · Sale · Disposed 378 · Balance 34,724 F2: 1. Reflects weighted average price. Range of prices were between $15.33 to 15.35. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects weighted average price. Range of prices were between $15.17 to 15.45. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F2: 1. Reflects weighted average price. Range of prices were between $15.33 to 15.35. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2020 Filed Jan 11, 2021 21:50 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 170 | $16.18 | $2,749.84 |
DisclosureSEC source: 0000784199-21-000006 · certent-form5.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3. Read SEC document |
| June 30, 2020 Filed Jan 11, 2021 21:50 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionESPP · Derivative | 171 | $16.29 Strike: $16.29 | $2,786.36 |
DisclosureSEC source: 0000784199-21-000006 · certent-form5.xml · derivative · entry 4 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 171 shares Expires 2020-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:41 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantPhantom Stock · Derivative | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000784199-20-000133 · certent-form4.xml · derivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,668 Underlying: Phantom Stock · 1,526 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 11:53 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 226 | $20.24 | $4,574.24 |
DisclosureSEC source: 0000784199-20-000087 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,668 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:15 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 411 | $24.93 | $10,246.23 |
DisclosureSEC source: 0000784199-20-000067 · certent-form4.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,894 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:15 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 2,320 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-20-000067 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,305 F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:11 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Option(Right to Buy) · Derivative | 9,645 | $0.00 Strike: $26.24 | $0.00 |
DisclosureSEC source: 0000784199-20-000035 · certent-form4.xml · derivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,645 Underlying: Common Stock · 9,645 shares Expires 2027-02-19 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:11 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-20-000035 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,985 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| January 01, 2020 Filed Jan 11, 2021 21:50 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantESPP · Derivative | 171 | $16.29 Strike: $16.29 | $2,786.36 |
DisclosureSEC source: 0000784199-21-000006 · certent-form5.xml · derivative · entry 3 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171 Underlying: Common Stock · 171 shares Expires 2020-06-30 Read SEC document |
| January 01, 2020 Filed Jan 11, 2021 21:50 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 171 | $16.29 | $2,786.36 |
DisclosureSEC source: 0000784199-21-000006 · certent-form5.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3. Read SEC document |
| December 31, 2019 Filed Jan 29, 2020 21:49 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionESPP · Derivative | 118 | $23.03 Strike: $23.03 | $2,717.13 |
DisclosureSEC source: 0000784199-20-000008 · certent-form5.xml · derivative · entry 6 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 118 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2019 Filed Jan 29, 2020 21:49 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantESPP · Derivative | 118 | $23.03 Strike: $23.03 | $2,717.13 |
DisclosureSEC source: 0000784199-20-000008 · certent-form5.xml · derivative · entry 5 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118 Underlying: Common Stock · 118 shares Expires 2019-12-31 Read SEC document |
| July 01, 2019 Filed Jan 29, 2020 21:49 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 118 | $23.03 | $2,717.13 |
DisclosureSEC source: 0000784199-20-000008 · certent-form5.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3. Read SEC document |
| June 30, 2019 Filed Jan 29, 2020 21:49 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionESPP · Derivative | 108 | $24.12 Strike: $24.12 | $2,605.28 |
DisclosureSEC source: 0000784199-20-000008 · certent-form5.xml · derivative · entry 4 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 108 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:59 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 452 | $29.82 | $13,478.64 |
DisclosureSEC source: 0000784199-19-000088 · certent-form4.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,583 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:59 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-19-000088 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,035 F1 · shares: Represents performance stock units granted on March 12, 2018 and earned at approximately 80% of target based on 2018 adjusted EBITDA. Fifty percent (50%) were issued on March 14, 2018. The remaining shares earned in connection with the March 2018 grant will vest and be issued as follows: 50% on 03/12/2020, and 50% on 03/12/2021, assuming continued employment on the relevant vesting date. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 02:48 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Options (Right to Buy) · Derivative | 7,265 | $0.00 Strike: $29.62 | $0.00 |
DisclosureSEC source: 0000784199-19-000054 · certent-form4.xml · derivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,265 Underlying: Common Stock · 7,265 shares Expires 2026-03-05 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 02:48 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 2,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-19-000054 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,943 F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| January 01, 2019 Filed Jan 29, 2020 21:49 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantESPP · Derivative | 108 | $24.12 Strike: $24.12 | $2,605.28 |
DisclosureSEC source: 0000784199-20-000008 · certent-form5.xml · derivative · entry 3 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108 Underlying: Common Stock · 108 shares Expires 2019-06-30 Read SEC document |
| January 01, 2019 Filed Jan 29, 2020 21:49 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 108 | $24.12 | $2,605.28 |
DisclosureSEC source: 0000784199-20-000008 · certent-form5.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.