Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CADENCE DESIGN SYSTEMS INCCDNS · Entity 2935 | Director | May 04, 2023 | May 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CADENCE DESIGN SYSTEMS INC
Report date May 04, 2023 · Filed May 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,460 |
Ending reported balance
After 2023-05-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-04 · Grant · Acquired 1,073 · Balance 6,933 F1: Incentive stock award fully vests on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the date of the next Annual Meeting of Stockholders that follows the Grant Date. Row 2 · 2023-05-04 · Gift · Disposed 1,473 · Balance 5,460 F2: Shares transferred from the Reporting Person to Shoven Family Trust dated 03/01/2012. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust | 197,254 |
Reported balance
After 2023-05-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-05-04 · Gift · Acquired 1,473 · Balance 197,254 F2: Shares transferred from the Reporting Person to Shoven Family Trust dated 03/01/2012. F3: Shares held by the Shoven Family Trust dated 03/01/2012. |
Filing footnotes · ownership attribution and instrument terms
F1: Incentive stock award fully vests on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the date of the next Annual Meeting of Stockholders that follows the Grant Date.
F2: Shares transferred from the Reporting Person to Shoven Family Trust dated 03/01/2012.
F3: Shares held by the Shoven Family Trust dated 03/01/2012.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EXPONENT INC
Report date June 07, 2023 · Filed June 09, 2023
Section 16 reporting ended · disclosed 2023-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,791 |
Reported balance
After 2023-06-07 transaction · row 1
1 source rowRow 1 · 2023-06-07 · Exercise / conversion · Acquired 1,489 · Balance 72,791 F1: Reflects the conversion of shares of vested Restricted Stock Units granted on June 2, 2022 into shares of Common Stock on a 1:1 basis. F2: Not applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-06-07 | Direct | 0 |
Reported balance
After 2023-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-07 · Exercise / conversion · Disposed 1,489 · Balance 0 F1: Reflects the conversion of shares of vested Restricted Stock Units granted on June 2, 2022 into shares of Common Stock on a 1:1 basis. F2: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the conversion of shares of vested Restricted Stock Units granted on June 2, 2022 into shares of Common Stock on a 1:1 basis.
F2: Not applicable.
Financial Engines, Inc.
Report date July 19, 2018 · Filed July 23, 2018
Section 16 reporting ended · disclosed 2018-07-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 1
1 source rowRow 1 · 2018-07-19 · Disposition to issuer · Disposed 26,290 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-19 · Disposition to issuer · Disposed 1,224 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-07-19 · Disposition to issuer · Disposed 2,517 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-19 · Disposition to issuer · Disposed 2,567 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-07-19 · Disposition to issuer · Disposed 4,482 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Employee Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.17 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-07-19 · Disposition to issuer · Disposed 10,000 · Balance 0 F4: At the Effective Time, each outstanding option to acquire shares of common stock of the Company became fully vested (to the extent unvested) and was cancelled and converted into the right to receive the product of (1) the excess, if any, of the Merger Consideration over the applicable exercise price of such option, multiplied by (2) the total number of shares of common stock of the Company subject to such option, subject to applicable withholding taxes. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes.
F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable.
F4: At the Effective Time, each outstanding option to acquire shares of common stock of the Company became fully vested (to the extent unvested) and was cancelled and converted into the right to receive the product of (1) the excess, if any, of the Merger Consideration over the applicable exercise price of such option, multiplied by (2) the total number of shares of common stock of the Company subject to such option, subject to applicable withholding taxes. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2018 Filed Jun 4, 2018 22:21 UTC | EXPONENT INC EXPO · Entity 4154 | GrantRestricted Stock Units · Derivative | 1,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-18-000096 · edgardoc.xml · derivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,221 Underlying: Common Stock · 1,221 shares Expires not disclosed F3 · derivative.exercise_price: 1-for-1. F2 · price: Not applicable. F4 · derivative.exercise_date: Restricted stock units will cliff-vest on the day prior to the Company's next annual shareholder meeting. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 30, 2018 Filed Jun 4, 2018 22:21 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionRestricted Stock Units · Derivative | 2,021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-18-000096 · edgardoc.xml · derivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on June 1, 2017 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. F1 · derivative.exercise_date: Reflects the conversion of shares of vested Restricted Stock Units granted on June 1, 2017 into shares of Common Stock on a 1:1 basis. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 30, 2018 Filed Jun 4, 2018 22:21 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 2,021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-18-000096 · edgardoc.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on June 1, 2017 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 23, 2018 Filed May 23, 2018 19:05 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 4,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032760 · doc4.xml · derivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,482 Underlying: Common Stock · 4,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| May 21, 2018 Filed May 23, 2018 19:05 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,255 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032760 · doc4.xml · derivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments annually beginning 5/21/15. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| May 21, 2018 Filed May 23, 2018 19:05 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032760 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:01 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 2,568 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031132 · doc4.xml · derivative · entry 4 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,567 Underlying: Common Stock · 2,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in two annual installments beginning 5/15/18. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:01 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 2,517 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031132 · doc4.xml · derivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,517 Underlying: Common Stock · 2,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning 05/15/17. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:01 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031132 · doc4.xml · derivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,224 Underlying: Common Stock · 1,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments beginning 5/15/16. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:01 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 6,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031132 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 21:21 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 5,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008807 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,892 F2 · shares: Incentive stock award fully vests on February 7, 2019. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 19:32 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001209191-18-003087 · doc4.xml · derivative · entry 4 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 19:32 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 50,000 | $45.00 | $2,250,050.00 |
DisclosureSEC source: 0001209191-18-003087 · doc4.xml · nonDerivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,189 F2 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 19:32 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 50,000 | $4.06 | $203,000.00 |
DisclosureSEC source: 0001209191-18-003087 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | GrantRestricted Stock Units · Derivative | 2,021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000092 · edgardoc.xml · derivative · entry 6 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,021 Underlying: Common Stock · 2,021 shares Expires not disclosed F5 · derivative.exercise_price: 1-for-1. F2 · price: Not applicable. F6 · derivative.exercise_date: Restricted stock units will cliff-vest on the day prior to the Company's next annual shareholder meeting. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionRestricted Stock Units · Derivative | 2,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000092 · edgardoc.xml · derivative · entry 5 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis. F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionDividend Equivalent Rights · Derivative | 28 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000092 · edgardoc.xml · derivative · entry 4 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | GrantDividend Equivalent Rights · Derivative | 7 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000092 · edgardoc.xml · derivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28 Underlying: Common Stock · 7 shares Expires 2017-05-31 F4 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017. F4 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017. F2 · price: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 2,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000092 · edgardoc.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 31, 2017 Filed Jun 3, 2017 01:53 UTC | EXPONENT INC EXPO · Entity 4154 | Exercise / conversionCommon Stock | 28 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000092 · edgardoc.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis. F2 · price: Not applicable. Read SEC document |
| May 24, 2017 Filed May 25, 2017 19:48 UTC | Financial Engines, Inc. FNGN · Entity 164820 | GrantRestricted Stock Units · Derivative | 5,135 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035607 · doc4.xml · derivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,135 Underlying: Common Stock · 5,135 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in two annual installments beginning 5/15/18. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 23, 2017 Filed May 25, 2017 22:47 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $10.94 | $0.00 |
DisclosureSEC source: 0001209191-17-035577 · doc4.xml · derivative · entry 4 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2018-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 25, 2017 22:47 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 50,000 | $34.00 | $1,700,000.00 |
DisclosureSEC source: 0001209191-17-035577 · doc4.xml · nonDerivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,189 F2 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| May 23, 2017 Filed May 25, 2017 22:47 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 50,000 | $10.94 | $547,000.00 |
DisclosureSEC source: 0001209191-17-035577 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:24 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034767 · doc4.xml · derivative · entry 4 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F4 · derivative.exercise_date: The Restricted Stock units vest in four equal annual installments beginning 5/22/14. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:24 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034767 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2017 Filed May 23, 2017 20:24 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,255 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034767 · doc4.xml · derivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255 Underlying: Common Stock · 1,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments annually beginning 5/21/15. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| May 21, 2017 Filed May 23, 2017 20:24 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034767 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:45 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 2,517 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033149 · doc4.xml · derivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,034 Underlying: Common Stock · 2,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning 05/15/17. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:45 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,223 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033149 · doc4.xml · derivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,448 Underlying: Common Stock · 1,223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments beginning 5/15/16. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:45 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 3,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033149 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 20:35 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001209191-17-016190 · doc4.xml · derivative · entry 3 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option award is fully vested. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 20:35 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 7,500 | $45.20 | $339,000.00 |
DisclosureSEC source: 0001209191-17-016190 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,481 Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 20:35 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 7,500 | $8.75 | $65,625.00 |
DisclosureSEC source: 0001209191-17-016190 · doc4.xml · nonDerivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 00:14 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 7,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013526 · doc4.xml · nonDerivative · entry 2 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,189 F2 · shares: Incentive stock award fully vests on February 21, 2018. Read SEC document |
| December 30, 2016 Filed Feb 14, 2017 01:15 UTC | EXPONENT INC EXPO · Entity 4154 | GrantDividend Equivalent Rights · Derivative | 21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000851520-17-000029 · edgardoc.xml · derivative · entry 1 SHOVEN JOHN B · CIK 0001181492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21 Underlying: Common Stock · 21 shares Expires 2017-05-31 F1 · derivative.exercise_price: 1-for-1. F2 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016. F3 · price: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.