organization · Reporting owner
Founder Holdings LLC
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BioPlus Acquisition Corp.BIOS · Entity 112459 | 10% owner | June 05, 2023 | June 12, 2023 |
| Carney Technology Acquisition Corp. IICTAQ · Entity 144599 | 10% owner | December 14, 2020 | December 16, 2020 |
| E.Merge Technology Acquisition Corp.ETACU · Entity 125546 | 10% owner | September 04, 2020 | September 09, 2020 |
| Enterprise 4.0 Technology Acquisition CorpENTF · Entity 129952 | 10% owner | December 02, 2021 | February 25, 2022 |
| Epiphany Technology Acquisition Corp.EPHY · Entity 123266 | 10% owner | January 12, 2021 | January 14, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BioPlus Acquisition Corp.
Report date June 05, 2023 · Filed June 12, 2023
Jointly reported with BioPlus Sponsor LLC, Explorer Parent LLC, VIEUX ALEX SERGE, Fletcher Steven C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 6,629,999 |
Reported balance
After 2023-06-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-05 · Conversion · Acquired 5,749,999 · Balance 6,629,999 F1: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares. F2: Includes (i) 380,000 placement units purchased by BioPlus Sponsor LLC (the "Sponsor") for $10.00 per unit in a private placement transaction with the Issuer and (ii) a Sponsor loan in the amount of $5,000,000 that is convertible into 500,000 additional units. Each such unit consists of one Class A Ordinary Share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A Ordinary Share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F3: The Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of the Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by the Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee footnote | 1 |
Reported balance
After 2023-06-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-05 · Conversion · Disposed 5,749,999 · Balance 1 F1: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares. F3: The Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of the Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by the Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares.
F2: Includes (i) 380,000 placement units purchased by BioPlus Sponsor LLC (the "Sponsor") for $10.00 per unit in a private placement transaction with the Issuer and (ii) a Sponsor loan in the amount of $5,000,000 that is convertible into 500,000 additional units. Each such unit consists of one Class A Ordinary Share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A Ordinary Share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.
F3: The Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of the Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by the Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.
Carney Technology Acquisition Corp. II
Report date December 14, 2020 · Filed December 16, 2020
Jointly reported with Carney Technology Sponsor II LLC, Explorer Parent LLC, Fletcher Steven C., VIEUX ALEX SERGE
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 900,000 |
Reported balance
After 2020-12-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-14 · Other · Acquired 900,000 · Balance 900,000 F1: Consists of 900,000 placement units purchased by Carney Technology Sponsor II LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment. F2: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 900,000 placement units purchased by Carney Technology Sponsor II LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment.
F2: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.
E.Merge Technology Acquisition Corp.
Report date September 04, 2020 · Filed September 09, 2020
Jointly reported with E.Merge Technology Sponsor LLC, VIEUX ALEX SERGE, Fletcher Steven C., Explorer Parent LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 15,000,000 |
Reported balance
After 2020-09-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-04 · Other · Disposed 7,500 · Balance 15,000,000 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock has no expiration date. F2: As contemplated in connection with the initial public offering of the Issuer, 7,500 shares of Class B common stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F3: E.Merge Technology Sponsor LLC ("Sponsor") is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of the Sponsor and indirectly principals of Explorer Parent LLC, whose managing member is Founder Holdings LLC. By virtue of these relationships, each of them may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock has no expiration date.
F2: As contemplated in connection with the initial public offering of the Issuer, 7,500 shares of Class B common stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
F3: E.Merge Technology Sponsor LLC ("Sponsor") is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of the Sponsor and indirectly principals of Explorer Parent LLC, whose managing member is Founder Holdings LLC. By virtue of these relationships, each of them may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.
Enterprise 4.0 Technology Acquisition Corp
Report date December 02, 2021 · Filed February 25, 2022
Jointly reported with ENT4.0 Technology Sponsor LLC, Explorer Parent LLC, Fletcher Steven C., VIEUX ALEX SERGE
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectSee footnote | 7,500,000 |
Reported balance
After 2021-12-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-12-02 · Other · Disposed 3,750 · Balance 7,500,000 F1: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis. The Class B ordinary shares have no expiration date. F2: As contemplated in connection with the initial public offering of the Issuer, 3,750 shares of Class B common stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F3: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis. The Class B ordinary shares have no expiration date.
F2: As contemplated in connection with the initial public offering of the Issuer, 3,750 shares of Class B common stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
F3: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.
Epiphany Technology Acquisition Corp.
Report date January 12, 2021 · Filed January 14, 2021
Jointly reported with Epiphany Technology Sponsor LLC, VIEUX ALEX SERGE, Fletcher Steven C., Explorer Parent LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 450,000 |
Reported balance
After 2021-01-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-01-12 · Other · Acquired 450,000 · Balance 450,000 F1: Consists of 450,000 placement units purchased by Epiphany Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment. F2: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 450,000 placement units purchased by Epiphany Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment.
F2: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GRID DYNAMICS HOLDINGS, INC.
Report date June 18, 2020 · Filed June 22, 2020
Jointly reported with Chaserg Technology Sponsor LLC, Explorer Parent LLC
Section 16 reporting ended · disclosed 2020-06-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,090,000 |
Reported balance
After 2020-06-18 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2020-06-18 · Other · Disposed 4,940,000 · Balance 1,090,000 F1: Represents a pro rata distribution in-kind by ChaSerg Technology Sponsor LLC ("Sponsor") to its limited partners for no consideration (the "Distribution"). F2: By Sponsor. By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,683,703 |
Reported balance
Holding disclosure · report date 2020-06-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,683,703 F3: Includes securities received in the Distribution. F4: By Explorer. Founder, as the managing member of Explorer, may be deemed to share beneficial ownership of these securities. |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-03-05 | IndirectSee footnote | 0 |
Reported balance
After 2020-06-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-18 · Other · Disposed 265,000 · Balance 0 F1: Represents a pro rata distribution in-kind by ChaSerg Technology Sponsor LLC ("Sponsor") to its limited partners for no consideration (the "Distribution"). F2: By Sponsor. By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor. |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-03-05 | IndirectSee footnote | 291,500 |
Reported balance
Holding disclosure · report date 2020-06-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 291,500 F3: Includes securities received in the Distribution. F4: By Explorer. Founder, as the managing member of Explorer, may be deemed to share beneficial ownership of these securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata distribution in-kind by ChaSerg Technology Sponsor LLC ("Sponsor") to its limited partners for no consideration (the "Distribution").
F2: By Sponsor. By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor.
F3: Includes securities received in the Distribution.
F4: By Explorer. Founder, as the managing member of Explorer, may be deemed to share beneficial ownership of these securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2023 Filed Jun 12, 2023 21:17 UTC | BioPlus Acquisition Corp. BIOS · Entity 112459 | ConversionClass B Ordinary Shares · Derivative | 5,749,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015416 · doc4.xml · derivative · entry 2 BioPlus Sponsor LLC · CIK 0001895859 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · 10% owner Fletcher Steven C. · CIK 0001804143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1 Underlying: Class A Ordinary Shares · 5,749,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares. F1 · kind: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares. F1 · price: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares. F1 · derivative.exercise_date: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares. F1 · derivative.expiration_date: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares. F3 · ownership.nature: The Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of the Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by the Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| June 05, 2023 Filed Jun 12, 2023 21:17 UTC | BioPlus Acquisition Corp. BIOS · Entity 112459 | ConversionClass A Ordinary Shares | 5,749,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015416 · doc4.xml · nonDerivative · entry 1 BioPlus Sponsor LLC · CIK 0001895859 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · 10% owner Fletcher Steven C. · CIK 0001804143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,629,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares. F1 · price: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares. F2 · balance_after: Includes (i) 380,000 placement units purchased by BioPlus Sponsor LLC (the "Sponsor") for $10.00 per unit in a private placement transaction with the Issuer and (ii) a Sponsor loan in the amount of $5,000,000 that is convertible into 500,000 additional units. Each such unit consists of one Class A Ordinary Share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A Ordinary Share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F3 · ownership.nature: The Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of the Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by the Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 7, 2021 17:35 UTC | BioPlus Acquisition Corp. BIOS · Entity 112459 | OtherSponsor Loan · Derivative | Not disclosed | $5,000,000.00 Strike: $10.00 | $5,000,000.00 |
DisclosureSEC source: 0001567619-21-021723 · doc1.xml · derivative · entry 2 BioPlus Sponsor LLC · CIK 0001895859 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · Director Fletcher Steven C. · CIK 0001804143 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Class A ordinary shares · 500,000 shares Expires not disclosed F3 · kind: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction F3 · derivative.exercise_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction F3 · derivative.expiration_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 7, 2021 17:35 UTC | BioPlus Acquisition Corp. BIOS · Entity 112459 | OtherClass A ordinary shares | 380,000 | $10.00 | $3,800,000.00 |
DisclosureSEC source: 0001567619-21-021723 · doc1.xml · nonDerivative · entry 1 BioPlus Sponsor LLC · CIK 0001895859 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · Director Fletcher Steven C. · CIK 0001804143 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 380,000 F1 · kind: Consists of 380,000 placement units purchased by BioPlus Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| December 02, 2021 Filed Feb 25, 2022 07:06 UTC | Enterprise 4.0 Technology Acquisition Corp ENTF · Entity 129952 | OtherClass B ordinary shares · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-009316 · ownership.xml · derivative · entry 1 ENT4.0 Technology Sponsor LLC · CIK 0001887116 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Fletcher Steven C. · CIK 0001804143 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,500,000 Underlying: Class A ordinary shares · 7,500,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis. The Class B ordinary shares have no expiration date. F2 · kind: As contemplated in connection with the initial public offering of the Issuer, 3,750 shares of Class B common stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis. The Class B ordinary shares have no expiration date. F1 · derivative.expiration_date: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis. The Class B ordinary shares have no expiration date. F3 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 18:00 UTC | Enterprise 4.0 Technology Acquisition Corp ENTF · Entity 129952 | OtherSponsor Loan · Derivative | Not disclosed | $6,220,000.00 Strike: $10.00 | $6,220,000.00 |
DisclosureSEC source: 0001213900-21-054495 · ownership.xml · derivative · entry 2 ENT4.0 Technology Sponsor LLC · CIK 0001887116 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Fletcher Steven C. · CIK 0001804143 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Class A ordinary shares · 622,000 shares Expires not disclosed F3 · kind: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F3 · derivative.exercise_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F3 · derivative.expiration_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 18:00 UTC | Enterprise 4.0 Technology Acquisition Corp ENTF · Entity 129952 | OtherClass A ordinary shares | 600,000 | $10.00 | $6,000,000.00 |
DisclosureSEC source: 0001213900-21-054495 · ownership.xml · nonDerivative · entry 1 ENT4.0 Technology Sponsor LLC · CIK 0001887116 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Fletcher Steven C. · CIK 0001804143 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 600,000 F1 · kind: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F1 · shares: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F1 · balance_after: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2021 Filed Nov 1, 2021 16:30 UTC | Enterprise 4.0 Technology Acquisition Corp ENTF · Entity 129952 | OtherSponsor Loan · Derivative | Not disclosed | $6,220,000.00 Strike: $10.00 | $6,220,000.00 |
DisclosureSEC source: 0001213900-21-055815 · ownership.xml · derivative · entry 2 ENT4.0 Technology Sponsor LLC · CIK 0001887116 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Fletcher Steven C. · CIK 0001804143 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Class A ordinary shares · 622,000 shares Expires not disclosed F3 · kind: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F3 · derivative.exercise_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F3 · derivative.expiration_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2021 Filed Nov 1, 2021 16:30 UTC | Enterprise 4.0 Technology Acquisition Corp ENTF · Entity 129952 | OtherClass A ordinary shares | 600,000 | $10.00 | $6,000,000.00 |
DisclosureSEC source: 0001213900-21-055815 · ownership.xml · nonDerivative · entry 1 ENT4.0 Technology Sponsor LLC · CIK 0001887116 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Fletcher Steven C. · CIK 0001804143 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 600,000 F1 · kind: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F1 · shares: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F1 · balance_after: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction. F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 16:53 UTC | Epiphany Technology Acquisition Corp. EPHY · Entity 123266 | OtherClass A Common Stock | 450,000 | $10.00 | $4,500,000.00 |
DisclosureSEC source: 0001213900-21-002261 · ownership.xml · nonDerivative · entry 1 Epiphany Technology Sponsor LLC · CIK 0001838910 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · 10% owner Fletcher Steven C. · CIK 0001804143 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 450,000 F1 · kind: Consists of 450,000 placement units purchased by Epiphany Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment. F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 16:31 UTC | Carney Technology Acquisition Corp. II CTAQ · Entity 144599 | OtherClass A Common Stock | 900,000 | $10.00 | $9,000,000.00 |
DisclosureSEC source: 0001213900-20-043030 · ownership.xml · nonDerivative · entry 1 Carney Technology Sponsor II LLC · CIK 0001824364 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Fletcher Steven C. · CIK 0001804143 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 900,000 F1 · kind: Consists of 900,000 placement units purchased by Carney Technology Sponsor II LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment. F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 16:30 UTC | E.Merge Technology Acquisition Corp. ETACU · Entity 125546 | OtherClass B Common Stock · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-025872 · ownership.xml · derivative · entry 1 E.Merge Technology Sponsor LLC · CIK 0001813908 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · 10% owner Fletcher Steven C. · CIK 0001804143 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,000,000 Underlying: Class A Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock has no expiration date. F2 · kind: As contemplated in connection with the initial public offering of the Issuer, 7,500 shares of Class B common stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock has no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock has no expiration date. F3 · ownership.nature: E.Merge Technology Sponsor LLC ("Sponsor") is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of the Sponsor and indirectly principals of Explorer Parent LLC, whose managing member is Founder Holdings LLC. By virtue of these relationships, each of them may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 15:11 UTC | E.Merge Technology Acquisition Corp. ETAC · Entity 125546 | OtherClass A Common Stock | 1,200,000 | $10.00 | $12,000,000.00 |
DisclosureSEC source: 0001213900-20-020624 · ownership.xml · nonDerivative · entry 1 E.Merge Technology Sponsor LLC · CIK 0001813908 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Fletcher Steven C. · CIK 0001804143 · 10% owner VIEUX ALEX SERGE · CIK 0001188069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,200,000 F1 · kind: Consists of 1,200,000 placement units purchased by E.Merge Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment. F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of the Sponsor and indirectly principals of Explorer Parent LLC ("Explorer"), whose managing member is Founder Holdings LLC ("Founder"). By virtue of these relationships, each of them may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:59 UTC | GRID DYNAMICS HOLDINGS, INC. GDYN · Entity 2031 | OtherWarrants (right to buy) · Derivative | 265,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-20-015496 · ownership.xml · derivative · entry 3 Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 265,000 shares Expires 2025-03-05 F1 · kind: Represents a pro rata distribution in-kind by ChaSerg Technology Sponsor LLC ("Sponsor") to its limited partners for no consideration (the "Distribution"). F2 · ownership.nature: By Sponsor. By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:59 UTC | GRID DYNAMICS HOLDINGS, INC. GDYN · Entity 2031 | OtherCommon Stock | 4,940,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-015496 · ownership.xml · nonDerivative · entry 1 Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,090,000 F1 · kind: Represents a pro rata distribution in-kind by ChaSerg Technology Sponsor LLC ("Sponsor") to its limited partners for no consideration (the "Distribution"). F2 · ownership.nature: By Sponsor. By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 16:53 UTC | GRID DYNAMICS HOLDINGS, INC. GDYN · Entity 2031 | SaleCommon Stock | 46,546 | $8.88 | $413,142.30 |
DisclosureSEC source: 0001567619-20-012063 · doc1.xml · nonDerivative · entry 2 Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.75 to $9.035. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Explorer Parent LLC ("Explorer") is the record holder of the securities reported herein. Founder Holdings LLC ("Founder"), as the managing member of Explorer, may be deemed to share beneficial ownership of these securities. F3 · ownership.nature: By virtue of the relationships between Explorer, Founder and ChaSerg Technology Sponsor LLC ("Sponsor"), each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor. Read SEC document |
| June 09, 2020 Filed Jun 12, 2020 16:53 UTC | GRID DYNAMICS HOLDINGS, INC. GDYN · Entity 2031 | SaleCommon Stock | 6,454 | $9.00 | $58,101.49 |
DisclosureSEC source: 0001567619-20-012063 · doc1.xml · nonDerivative · entry 1 Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 46,546 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.06. The reporting person undertakes to provide Grid Dynamics Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Explorer Parent LLC ("Explorer") is the record holder of the securities reported herein. Founder Holdings LLC ("Founder"), as the managing member of Explorer, may be deemed to share beneficial ownership of these securities. F3 · ownership.nature: By virtue of the relationships between Explorer, Founder and ChaSerg Technology Sponsor LLC ("Sponsor"), each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor. Read SEC document |
| March 05, 2020 Filed Jun 12, 2020 16:52 UTC | GRID DYNAMICS HOLDINGS, INC. GDYN · Entity 2031 | ConversionClass B Common Stock · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012062 · doc1.xml · derivative · entry 5 Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date. F1 · derivative.exercise_date: The Class B Common Stock converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date. F1 · derivative.expiration_date: The Class B Common Stock converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date. F3 · ownership.nature: By ChaSerg Technology Sponsor LLC ("Sponsor"). By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor. Read SEC document |
| March 05, 2020 Filed Jun 12, 2020 16:52 UTC | GRID DYNAMICS HOLDINGS, INC. GDYN · Entity 2031 | ConversionPlacement Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012062 · doc1.xml · derivative · entry 4 Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date. F2 · derivative.exercise_date: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date. F2 · derivative.expiration_date: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date. F3 · ownership.nature: By ChaSerg Technology Sponsor LLC ("Sponsor"). By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor. Read SEC document |
| March 05, 2020 Filed Jun 12, 2020 16:52 UTC | GRID DYNAMICS HOLDINGS, INC. GDYN · Entity 2031 | ConversionCommon Stock | 530,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-012062 · doc1.xml · nonDerivative · entry 1 Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,030,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date. F2 · price: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date. F3 · ownership.nature: By ChaSerg Technology Sponsor LLC ("Sponsor"). By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor. Read SEC document |
| October 25, 2018 Filed Jun 12, 2020 16:52 UTC | GRID DYNAMICS HOLDINGS, INC. GDYN · Entity 2031 | PurchasePlacement Units · Derivative | 30,000 | $10.00 | $300,000.00 |
DisclosureSEC source: 0001567619-20-012062 · doc1.xml · derivative · entry 3 Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner Explorer Parent LLC · CIK 0001814906 · 10% owner Founder Holdings LLC · CIK 0001814907 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F2 · derivative.exercise_price: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date. F2 · derivative.exercise_date: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date. F2 · derivative.expiration_date: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date. F3 · ownership.nature: By ChaSerg Technology Sponsor LLC ("Sponsor"). By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.