Explorer Parent LLC

SEC source: 0000899243-23-015416 · doc4.xml · derivative · entry 2

BioPlus Sponsor LLC · CIK 0001895859 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · 10% owner

Fletcher Steven C. · CIK 0001804143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1

Underlying: Class A Ordinary Shares · 5,749,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares.

F1 · kind: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares.

F1 · price: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares.

F1 · derivative.exercise_date: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares.

F1 · derivative.expiration_date: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares.

F3 · ownership.nature: The Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of the Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by the Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0000899243-23-015416 · doc4.xml · nonDerivative · entry 1

BioPlus Sponsor LLC · CIK 0001895859 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · 10% owner

Fletcher Steven C. · CIK 0001804143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 6,629,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares.

F1 · price: The shares of Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of shares of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On June 5, 2023, the reporting person elected to convert 5,749,999 of their Class B Ordinary Shares into an equal number of Class A Ordinary Shares.

F2 · balance_after: Includes (i) 380,000 placement units purchased by BioPlus Sponsor LLC (the "Sponsor") for $10.00 per unit in a private placement transaction with the Issuer and (ii) a Sponsor loan in the amount of $5,000,000 that is convertible into 500,000 additional units. Each such unit consists of one Class A Ordinary Share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A Ordinary Share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F3 · ownership.nature: The Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of the Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by the Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001567619-21-021723 · doc1.xml · derivative · entry 2

BioPlus Sponsor LLC · CIK 0001895859 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · Director

Fletcher Steven C. · CIK 0001804143 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: Not disclosed

Underlying: Class A ordinary shares · 500,000 shares

Expires not disclosed

F3 · kind: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction

F3 · derivative.exercise_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction

F3 · derivative.expiration_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction

F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001567619-21-021723 · doc1.xml · nonDerivative · entry 1

BioPlus Sponsor LLC · CIK 0001895859 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · Director

Fletcher Steven C. · CIK 0001804143 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 380,000

F1 · kind: Consists of 380,000 placement units purchased by BioPlus Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001213900-22-009316 · ownership.xml · derivative · entry 1

ENT4.0 Technology Sponsor LLC · CIK 0001887116 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Fletcher Steven C. · CIK 0001804143 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,500,000

Underlying: Class A ordinary shares · 7,500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis. The Class B ordinary shares have no expiration date.

F2 · kind: As contemplated in connection with the initial public offering of the Issuer, 3,750 shares of Class B common stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F1 · derivative.exercise_date: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis. The Class B ordinary shares have no expiration date.

F1 · derivative.expiration_date: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis. The Class B ordinary shares have no expiration date.

F3 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001213900-21-054495 · ownership.xml · derivative · entry 2

ENT4.0 Technology Sponsor LLC · CIK 0001887116 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Fletcher Steven C. · CIK 0001804143 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: Not disclosed

Underlying: Class A ordinary shares · 622,000 shares

Expires not disclosed

F3 · kind: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F3 · derivative.exercise_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F3 · derivative.expiration_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001213900-21-054495 · ownership.xml · nonDerivative · entry 1

ENT4.0 Technology Sponsor LLC · CIK 0001887116 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Fletcher Steven C. · CIK 0001804143 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 600,000

F1 · kind: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F1 · shares: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F1 · balance_after: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001213900-21-055815 · ownership.xml · derivative · entry 2

ENT4.0 Technology Sponsor LLC · CIK 0001887116 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Fletcher Steven C. · CIK 0001804143 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: Not disclosed

Underlying: Class A ordinary shares · 622,000 shares

Expires not disclosed

F3 · kind: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F3 · derivative.exercise_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F3 · derivative.expiration_date: The Sponsor Loan is convertible at the option of Sponsor into Sponsor Loan Units at a conversion price of $10.00 per unit at any time up until the consummation of the Issuer's business combination transaction. Each Sponsor Loan Unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001213900-21-055815 · ownership.xml · nonDerivative · entry 1

ENT4.0 Technology Sponsor LLC · CIK 0001887116 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Fletcher Steven C. · CIK 0001804143 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 600,000

F1 · kind: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F1 · shares: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F1 · balance_after: Consists of 600,000 placement units purchased by ENT4.0 Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share, subject to adjustment. The warrants will become exercisable 30 days after the completion of the Issuer's business combination transaction.

F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001213900-21-002261 · ownership.xml · nonDerivative · entry 1

Epiphany Technology Sponsor LLC · CIK 0001838910 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · 10% owner

Fletcher Steven C. · CIK 0001804143 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 450,000

F1 · kind: Consists of 450,000 placement units purchased by Epiphany Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment.

F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001213900-20-043030 · ownership.xml · nonDerivative · entry 1

Carney Technology Sponsor II LLC · CIK 0001824364 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Fletcher Steven C. · CIK 0001804143 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 900,000

F1 · kind: Consists of 900,000 placement units purchased by Carney Technology Sponsor II LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment.

F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of Sponsor and of Founder Holdings LLC, which is the managing member of Explorer Parent LLC, which is a member of Sponsor. By virtue of these relationships, each of these entities and individuals may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001213900-20-025872 · ownership.xml · derivative · entry 1

E.Merge Technology Sponsor LLC · CIK 0001813908 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · 10% owner

Fletcher Steven C. · CIK 0001804143 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,000,000

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock has no expiration date.

F2 · kind: As contemplated in connection with the initial public offering of the Issuer, 7,500 shares of Class B common stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock has no expiration date.

F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis. The Class B common stock has no expiration date.

F3 · ownership.nature: E.Merge Technology Sponsor LLC ("Sponsor") is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of the Sponsor and indirectly principals of Explorer Parent LLC, whose managing member is Founder Holdings LLC. By virtue of these relationships, each of them may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001213900-20-020624 · ownership.xml · nonDerivative · entry 1

E.Merge Technology Sponsor LLC · CIK 0001813908 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Fletcher Steven C. · CIK 0001804143 · 10% owner

VIEUX ALEX SERGE · CIK 0001188069 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,200,000

F1 · kind: Consists of 1,200,000 placement units purchased by E.Merge Technology Sponsor LLC ("Sponsor") for $10.00 per unit in a private placement transaction with the Issuer. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment.

F2 · ownership.nature: Sponsor is the record holder of the securities reported herein. Alex Vieux and Steven Fletcher are managing members of the Sponsor and indirectly principals of Explorer Parent LLC ("Explorer"), whose managing member is Founder Holdings LLC ("Founder"). By virtue of these relationships, each of them may be deemed to share beneficial ownership of the securities held of record by Sponsor. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.

SEC source: 0001213900-20-015496 · ownership.xml · derivative · entry 3

Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 265,000 shares

Expires 2025-03-05

F1 · kind: Represents a pro rata distribution in-kind by ChaSerg Technology Sponsor LLC ("Sponsor") to its limited partners for no consideration (the "Distribution").

F2 · ownership.nature: By Sponsor. By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor.

SEC source: 0001213900-20-015496 · ownership.xml · nonDerivative · entry 1

Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,090,000

F1 · kind: Represents a pro rata distribution in-kind by ChaSerg Technology Sponsor LLC ("Sponsor") to its limited partners for no consideration (the "Distribution").

F2 · ownership.nature: By Sponsor. By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor.

SEC source: 0001567619-20-012063 · doc1.xml · nonDerivative · entry 2

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.75 to $9.035. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Explorer Parent LLC ("Explorer") is the record holder of the securities reported herein. Founder Holdings LLC ("Founder"), as the managing member of Explorer, may be deemed to share beneficial ownership of these securities.

F3 · ownership.nature: By virtue of the relationships between Explorer, Founder and ChaSerg Technology Sponsor LLC ("Sponsor"), each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor.

SEC source: 0001567619-20-012063 · doc1.xml · nonDerivative · entry 1

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 46,546

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.06. The reporting person undertakes to provide Grid Dynamics Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Explorer Parent LLC ("Explorer") is the record holder of the securities reported herein. Founder Holdings LLC ("Founder"), as the managing member of Explorer, may be deemed to share beneficial ownership of these securities.

F3 · ownership.nature: By virtue of the relationships between Explorer, Founder and ChaSerg Technology Sponsor LLC ("Sponsor"), each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor.

SEC source: 0001567619-20-012062 · doc1.xml · derivative · entry 5

Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date.

F1 · derivative.exercise_date: The Class B Common Stock converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date.

F1 · derivative.expiration_date: The Class B Common Stock converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date.

F3 · ownership.nature: By ChaSerg Technology Sponsor LLC ("Sponsor"). By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor.

SEC source: 0001567619-20-012062 · doc1.xml · derivative · entry 4

Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date.

F2 · derivative.exercise_date: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date.

F2 · derivative.expiration_date: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date.

F3 · ownership.nature: By ChaSerg Technology Sponsor LLC ("Sponsor"). By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor.

SEC source: 0001567619-20-012062 · doc1.xml · nonDerivative · entry 1

Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,030,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B Common Stock converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date.

F2 · price: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date.

F3 · ownership.nature: By ChaSerg Technology Sponsor LLC ("Sponsor"). By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor.

SEC source: 0001567619-20-012062 · doc1.xml · derivative · entry 3

Chaserg Technology Sponsor LLC · CIK 0001752872 · 10% owner

Explorer Parent LLC · CIK 0001814906 · 10% owner

Founder Holdings LLC · CIK 0001814907 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date.

F2 · derivative.exercise_date: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date.

F2 · derivative.expiration_date: The Placement Units converted into Common Stock on a one-for-one basis upon consummation of the initial business combination and had no expiration date.

F3 · ownership.nature: By ChaSerg Technology Sponsor LLC ("Sponsor"). By virtue of the relationships between Explorer Parent LLC ("Explorer"), Founder Holdings LLC ("Founder") and Sponsor, each of Explorer and Founder may be deemed to share beneficial ownership of the securities held of record by Sponsor.