Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aterian, Inc.ATER · Entity 8078 | Director · Chief Executive Officer | June 12, 2023 | June 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aterian, Inc.
Report date June 12, 2023 · Filed June 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,982,259 |
Ending reported balance
After 2023-06-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-12 · Grant · Acquired 2,048,002 · Balance 3,075,637 F1: Comprised of 2,009,646 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 38,356 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023. Row 2 · 2023-06-12 · Sale · Disposed 93,378 · Balance 2,982,259 F2: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Comprised of 2,009,646 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 38,356 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.
F2: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2019 Filed Nov 30, 2019 00:04 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 9,406 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028320 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 916,007 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to a forfeiture of shares previously granted pursuant to the 2019 Equity Plan to a former employee of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised of 9,406 shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in four equal installments on each of February 1, 2020, June 14, 2020, December 14, 2020, and June 14, 2021. F2 · price: Comprised of 9,406 shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in four equal installments on each of February 1, 2020, June 14, 2020, December 14, 2020, and June 14, 2021. Read SEC document |
| November 26, 2019 Filed Nov 28, 2019 02:35 UTC | Aterian, Inc. MWK · Entity 8078 | PurchaseCommon Stock | 1,000 | $5.55 | $5,550.00 |
DisclosureSEC source: 0000899243-19-028277 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,601 Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 21:09 UTC | Aterian, Inc. MWK · Entity 8078 | PurchaseCommon Stock | 6,000 | $6.16 | $36,930.00 |
DisclosureSEC source: 0000899243-19-027360 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,601 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.08 to $6.19, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 00:28 UTC | Aterian, Inc. MWK · Entity 8078 | PurchaseCommon Stock | 1,000 | $6.22 | $6,220.00 |
DisclosureSEC source: 0000899243-19-027306 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,601 Read SEC document |
| October 30, 2019 Filed Feb 14, 2020 21:49 UTC | Aterian, Inc. MWK · Entity 8078 | GiftCommon Stock | 891,551 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-004659 · doc5.xml · nonDerivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 891,551 F1 · kind: This transaction involved a gift of securities by the Reporting Person to the Sarig-Bulow Family Trust. F2 · ownership.nature: Shares are held of record by the Sarig-Bulow Family Trust. The Reporting Person's minor children are the beneficiaries of the Sarig-Bulow Family Trust. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2019 Filed Feb 14, 2020 21:49 UTC | Aterian, Inc. MWK · Entity 8078 | GiftCommon Stock | 891,551 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-004659 · doc5.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,756 F1 · kind: This transaction involved a gift of securities by the Reporting Person to the Sarig-Bulow Family Trust. Read SEC document |
| October 30, 2019 Filed Mar 18, 2020 00:50 UTC Amendment | Aterian, Inc. MWK · Entity 8078 | GiftCommon Stock | 891,551 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008731 · doc5a.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 891,551 F1 · kind: This transaction involved a gift of securities by the Reporting Person to the Sarig-Bulow Family Trust. F2 · acquired: The original Form 5, filed on February 14, 2020, reported a disposition of 891,551 shares by the Sarig-Bulow Family Trust. This amended Form 5 is being filed to report the acquisition of 891,551 shares by the Sarig-Bulow Family Trust. F3 · ownership.nature: Shares are held of record by the Sarig-Bulow Family Trust. The Reporting Person's minor children are the beneficiaries of the Sarig-Bulow Family Trust. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 23:45 UTC | Aterian, Inc. MWK · Entity 8078 | PurchaseCommon Stock | 1,050 | $7.31 | $7,675.50 |
DisclosureSEC source: 0000899243-19-022409 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,601 Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 23:28 UTC | Aterian, Inc. MWK · Entity 8078 | PurchaseCommon Stock | 3,000 | $7.19 | $21,570.00 |
DisclosureSEC source: 0000899243-19-022257 · doc4.xml · nonDerivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,551 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.14 to $7.24, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 23:28 UTC | Aterian, Inc. MWK · Entity 8078 | PurchaseCommon Stock | 3,000 | $6.86 | $20,580.00 |
DisclosureSEC source: 0000899243-19-022257 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,551 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.71 to $7.06, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.