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Adcock Brett

Disclosed activity across 1 company

Tapewire entity
112260
SEC CIK
0001882416

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Archer Aviation Inc.

Report date June 13, 2023 · Filed June 15, 2023

Section 16 reporting ended · disclosed 2023-06-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Last balance in matching sequence After 2023-06-14 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2023-06-13 · Conversion · Acquired 1,236,698 · Balance 1,236,698

F2: On June 13, 2023, the reporting persons directed the sale of 1,236,698 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 1,236,698 shares of the Issuer's Class A common stock.

F6: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Row 2 · 2023-06-13 · Sale · Disposed 1,236,698 · Balance 0

F4: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1000 to $4.5650 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F6: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Row 3 · 2023-06-14 · Conversion · Acquired 825,420 · Balance 825,420

F3: On June 14, 2023, the reporting persons directed the sale of 825,420 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 825,420 shares of the Issuer's Class A common stock.

F6: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Row 4 · 2023-06-14 · Sale · Disposed 825,420 · Balance 0

F5: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.6000 to $4.7900 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

F6: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote (6).14,258,795 Reported balance After 2023-06-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-06-13 · Conversion · Disposed 1,236,698 · Balance 14,258,795

F1: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote (6).13,433,375 Reported balance After 2023-06-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-06-14 · Conversion · Disposed 825,420 · Balance 13,433,375

F1: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

Class A Common StockSEC Table I · non-derivativeDirect4,159,347 Reported balance Holding disclosure · report date 2023-06-13 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,159,347

Filing footnotes · ownership attribution and instrument terms

F1: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F2: On June 13, 2023, the reporting persons directed the sale of 1,236,698 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 1,236,698 shares of the Issuer's Class A common stock.

F3: On June 14, 2023, the reporting persons directed the sale of 825,420 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 825,420 shares of the Issuer's Class A common stock.

F4: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1000 to $4.5650 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F5: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.6000 to $4.7900 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

F6: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2023 Filed Jun 15, 2023 21:15 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 825,420 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-071675 · tm2318789-1_4seq1.xml · derivative · entry 7

Adcock Brett · CIK 0001882416 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (6).

Disclosed balance after: 13,433,375

Underlying: Class A Common Stock · 825,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 21:15 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 825,420 $4.67 $3,852,812.93
Disclosure

SEC source: 0001104659-23-071675 · tm2318789-1_4seq1.xml · nonDerivative · entry 4

Adcock Brett · CIK 0001882416 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.6000 to $4.7900 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 21:15 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 825,420 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-071675 · tm2318789-1_4seq1.xml · nonDerivative · entry 3

Adcock Brett · CIK 0001882416 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 825,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On June 14, 2023, the reporting persons directed the sale of 825,420 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 825,420 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:15 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 1,236,698 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-071675 · tm2318789-1_4seq1.xml · derivative · entry 6

Adcock Brett · CIK 0001882416 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (6).

Disclosed balance after: 14,258,795

Underlying: Class A Common Stock · 1,236,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:15 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 1,236,698 $4.36 $5,386,190.80
Disclosure

SEC source: 0001104659-23-071675 · tm2318789-1_4seq1.xml · nonDerivative · entry 2

Adcock Brett · CIK 0001882416 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1000 to $4.5650 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:15 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 1,236,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-071675 · tm2318789-1_4seq1.xml · nonDerivative · entry 1

Adcock Brett · CIK 0001882416 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,236,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On June 13, 2023, the reporting persons directed the sale of 1,236,698 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 1,236,698 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:56 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-070858 · tm2318034-3_4seq1.xml · derivative · entry 7

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 15,495,493

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:56 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 1,000,000 $3.68 $3,678,700.00
Disclosure

SEC source: 0001104659-23-070858 · tm2318034-3_4seq1.xml · nonDerivative · entry 4

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.5000 to $3.8750 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:56 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-070858 · tm2318034-3_4seq1.xml · nonDerivative · entry 3

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On June 12, 2023, the reporting persons directed the sale of 1,000,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 1,000,000 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:56 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-070858 · tm2318034-3_4seq1.xml · derivative · entry 6

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 16,495,493

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:56 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 1,000,000 $3.31 $3,308,500.00
Disclosure

SEC source: 0001104659-23-070858 · tm2318034-3_4seq1.xml · nonDerivative · entry 2

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.2200 to $3.5100 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:56 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-070858 · tm2318034-3_4seq1.xml · nonDerivative · entry 1

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On June 9, 2023, the reporting persons directed the sale of 1,000,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 1,000,000 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 21:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 53,244 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-070022 · tm2317791-3_4seq1.xml · derivative · entry 7

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,495,493

Underlying: Class A Common Stock · 53,244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 21:25 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 53,244 $3.11 $165,455.73
Disclosure

SEC source: 0001104659-23-070022 · tm2317791-3_4seq1.xml · nonDerivative · entry 4

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.1000 to $3.1150 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 21:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 53,244 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-070022 · tm2317791-3_4seq1.xml · nonDerivative · entry 3

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 53,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On June 8, 2023, the reporting persons directed the sale of 53,244 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 53,244 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 316,302 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-070022 · tm2317791-3_4seq1.xml · derivative · entry 6

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,548,737

Underlying: Class A Common Stock · 316,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:25 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 316,302 $3.19 $1,007,516.76
Disclosure

SEC source: 0001104659-23-070022 · tm2317791-3_4seq1.xml · nonDerivative · entry 2

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.1500 to $3.2400 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 316,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-070022 · tm2317791-3_4seq1.xml · nonDerivative · entry 1

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 316,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On June 7, 2023, the reporting persons directed the sale of 316,302 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 316,302 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:24 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-068907 · tm2317791-2_4seq1.xml · derivative · entry 7

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (6).

Disclosed balance after: 17,865,039

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:24 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 1,000,000 $3.08 $3,084,700.00
Disclosure

SEC source: 0001104659-23-068907 · tm2317791-2_4seq1.xml · nonDerivative · entry 4

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0200 to $3.1500 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:24 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-068907 · tm2317791-2_4seq1.xml · nonDerivative · entry 3

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On June 6, 2023, the reporting persons directed the sale of 1,000,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 1,000,000 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 20:24 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 864,966 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-068907 · tm2317791-2_4seq1.xml · derivative · entry 6

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (6).

Disclosed balance after: 18,865,039

Underlying: Class A Common Stock · 864,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 20:24 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 864,966 $3.02 $2,615,484.19
Disclosure

SEC source: 0001104659-23-068907 · tm2317791-2_4seq1.xml · nonDerivative · entry 2

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0000 to $3.0850 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 20:24 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 864,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-068907 · tm2317791-2_4seq1.xml · nonDerivative · entry 1

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 864,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On June 5, 2023, the reporting persons directed the sale of 864,966 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 864,966 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 21:03 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 16,920 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-068091 · tm2317791-1_4seq1.xml · derivative · entry 7

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 19,730,005

Underlying: Class A Common Stock · 16,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 21:03 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 16,920 $3.08 $52,155.90
Disclosure

SEC source: 0001104659-23-068091 · tm2317791-1_4seq1.xml · nonDerivative · entry 4

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0700 to $3.0900 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 21:03 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 16,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-068091 · tm2317791-1_4seq1.xml · nonDerivative · entry 3

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 16,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On June 2, 2023, the reporting persons directed the sale of 16,920 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 16,920 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:03 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 243,560 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-068091 · tm2317791-1_4seq1.xml · derivative · entry 6

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 19,746,925

Underlying: Class A Common Stock · 243,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:03 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 243,560 $3.01 $732,920.75
Disclosure

SEC source: 0001104659-23-068091 · tm2317791-1_4seq1.xml · nonDerivative · entry 2

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0000 to $3.0325 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:03 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 243,560 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-068091 · tm2317791-1_4seq1.xml · nonDerivative · entry 1

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 243,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On June 1, 2023, the reporting persons directed the sale of 243,560 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 243,560 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 21,740 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-067059 · tm2317531-1_4seq1.xml · derivative · entry 7

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 19,990,485

Underlying: Class A Common Stock · 21,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 21,740 $3.06 $66,559.18
Disclosure

SEC source: 0001104659-23-067059 · tm2317531-1_4seq1.xml · nonDerivative · entry 4

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0500 to $3.1000 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 21,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-067059 · tm2317531-1_4seq1.xml · nonDerivative · entry 3

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 21,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On May 31, 2023, the reporting persons directed the sale of 21,740 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 21,740 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 271,492 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-067059 · tm2317531-1_4seq1.xml · derivative · entry 6

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 20,012,225

Underlying: Class A Common Stock · 271,492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 271,492 $3.07 $834,240.62
Disclosure

SEC source: 0001104659-23-067059 · tm2317531-1_4seq1.xml · nonDerivative · entry 2

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0500 to $3.1000 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 271,492 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-067059 · tm2317531-1_4seq1.xml · nonDerivative · entry 1

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 271,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On May 30, 2023, the reporting persons directed the sale of 271,492 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 271,492 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 26, 2023 Filed May 30, 2023 20:53 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 474,400 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-066122 · tm2317228-1_4seq1.xml · derivative · entry 4

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 20,283,717

Underlying: Class A Common Stock · 474,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 26, 2023 Filed May 30, 2023 20:53 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 474,400 $3.05 $1,445,401.92
Disclosure

SEC source: 0001104659-23-066122 · tm2317228-1_4seq1.xml · nonDerivative · entry 2

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.9500 to $3.1250 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 26, 2023 Filed May 30, 2023 20:53 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 474,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-066122 · tm2317228-1_4seq1.xml · nonDerivative · entry 1

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 474,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On May 26, 2023, the reporting persons directed the sale of 474,400 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 474,400 shares of the Issuer's Class A common stock.

F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 169,772 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-065489 · tm2316655-2_4seq1.xml · derivative · entry 7

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 20,758,117

Underlying: Class A Common Stock · 169,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 169,772 $3.07 $521,709.36
Disclosure

SEC source: 0001104659-23-065489 · tm2316655-2_4seq1.xml · nonDerivative · entry 4

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0300 to $3.1000 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 169,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-065489 · tm2316655-2_4seq1.xml · nonDerivative · entry 3

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 169,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On May 25, 2023, the reporting persons directed the sale of 169,772 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 169,772 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 217,336 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-065489 · tm2316655-2_4seq1.xml · derivative · entry 6

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 20,927,889

Underlying: Class A Common Stock · 217,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 217,336 $3.06 $664,982.96
Disclosure

SEC source: 0001104659-23-065489 · tm2316655-2_4seq1.xml · nonDerivative · entry 2

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0500 to $3.1000 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:25 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 217,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-065489 · tm2316655-2_4seq1.xml · nonDerivative · entry 1

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 217,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On May 24, 2023, the reporting persons directed the sale of 217,336 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 217,336 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 23, 2023 Filed May 24, 2023 20:49 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 192,224 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-064170 · tm2316655-1_4seq1.xml · derivative · entry 7

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 21,145,225

Underlying: Class A Common Stock · 192,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 23, 2023 Filed May 24, 2023 20:49 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 192,224 $3.27 $628,707.04
Disclosure

SEC source: 0001104659-23-064170 · tm2316655-1_4seq1.xml · nonDerivative · entry 4

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.2500 to $3.3100 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 23, 2023 Filed May 24, 2023 20:49 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass A Common Stock 192,224 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-064170 · tm2316655-1_4seq1.xml · nonDerivative · entry 3

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 192,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On May 23, 2023, the reporting persons directed the sale of 192,224 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 192,224 shares of the Issuer's Class A common stock.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:49 UTC Archer Aviation Inc. ACHR · Entity 4009 ConversionClass B Common Stock · Derivative 1,718,829 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-064170 · tm2316655-1_4seq1.xml · derivative · entry 6

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 21,337,449

Underlying: Class A Common Stock · 1,718,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:49 UTC Archer Aviation Inc. ACHR · Entity 4009 SaleClass A Common Stock 1,718,829 $3.26 $5,605,101.37
Disclosure

SEC source: 0001104659-23-064170 · tm2316655-1_4seq1.xml · nonDerivative · entry 2

Adcock Brett · CIK 0001882416 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.2500 to $3.3300 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.