Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Archer Aviation Inc.
Report date June 13, 2023 · Filed June 15, 2023
Section 16 reporting ended · disclosed 2023-06-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2023-06-14 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2023-06-13 · Conversion · Acquired 1,236,698 · Balance 1,236,698 F2: On June 13, 2023, the reporting persons directed the sale of 1,236,698 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 1,236,698 shares of the Issuer's Class A common stock. F6: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Row 2 · 2023-06-13 · Sale · Disposed 1,236,698 · Balance 0 F4: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1000 to $4.5650 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F6: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Row 3 · 2023-06-14 · Conversion · Acquired 825,420 · Balance 825,420 F3: On June 14, 2023, the reporting persons directed the sale of 825,420 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 825,420 shares of the Issuer's Class A common stock. F6: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Row 4 · 2023-06-14 · Sale · Disposed 825,420 · Balance 0 F5: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.6000 to $4.7900 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. F6: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote (6). | 14,258,795 |
Reported balance
After 2023-06-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-06-13 · Conversion · Disposed 1,236,698 · Balance 14,258,795 F1: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote (6). | 13,433,375 |
Reported balance
After 2023-06-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-06-14 · Conversion · Disposed 825,420 · Balance 13,433,375 F1: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. |
| Class A Common StockSEC Table I · non-derivative | Direct | 4,159,347 |
Reported balance
Holding disclosure · report date 2023-06-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 4,159,347 |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding.
F2: On June 13, 2023, the reporting persons directed the sale of 1,236,698 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 1,236,698 shares of the Issuer's Class A common stock.
F3: On June 14, 2023, the reporting persons directed the sale of 825,420 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 825,420 shares of the Issuer's Class A common stock.
F4: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1000 to $4.5650 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
F5: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.6000 to $4.7900 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
F6: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2023 Filed May 24, 2023 20:49 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 1,718,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-064170 · tm2316655-1_4seq1.xml · nonDerivative · entry 1 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,718,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On May 22, 2023, the reporting persons directed the sale of 1,718,829 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 1,718,829 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| May 09, 2023 Filed May 17, 2023 20:24 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 4,159,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-061858 · tm2316031-1_4seq1.xml · derivative · entry 2 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,159,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. Shares of the Issuer's Class B common stock held by Brett Adcock automatically converted into shares of Class A common stock on the date that was 12 months following the date that Mr. Adcock ceased to provide services to the Issuer as an executive officer and member of the board of directors. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. Shares of the Issuer's Class B common stock held by Brett Adcock automatically converted into shares of Class A common stock on the date that was 12 months following the date that Mr. Adcock ceased to provide services to the Issuer as an executive officer and member of the board of directors. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. Shares of the Issuer's Class B common stock held by Brett Adcock automatically converted into shares of Class A common stock on the date that was 12 months following the date that Mr. Adcock ceased to provide services to the Issuer as an executive officer and member of the board of directors. Read SEC document |
| May 09, 2023 Filed May 17, 2023 20:24 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 4,159,347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-061858 · tm2316031-1_4seq1.xml · nonDerivative · entry 1 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,159,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On May 9, 2023, 4,159,347 shares of the Issuer's Class B common stock held by Mr. Adcock automatically converted into 4,159,347 shares of the Issuer's Class A common stock. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 23:26 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 142,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-008792 · tm233492-6_4seq1.xml · derivative · entry 3 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,056,278 Underlying: Class A Common Stock · 142,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 23:26 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 142,209 | $2.66 | $377,877.75 |
DisclosureSEC source: 0001104659-23-008792 · tm233492-6_4seq1.xml · nonDerivative · entry 2 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.6100 to $2.7150 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 23:26 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 142,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-008792 · tm233492-6_4seq1.xml · nonDerivative · entry 1 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 142,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 27, 2023, the reporting persons directed the sale of 142,209 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 142,209 shares of the Issuer's Class A common stock. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 22:12 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-007588 · tm233492-5_4seq1.xml · derivative · entry 3 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 23,198,487 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 22:12 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 200,000 | $2.57 | $514,060.00 |
DisclosureSEC source: 0001104659-23-007588 · tm233492-5_4seq1.xml · nonDerivative · entry 2 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5500 to $2.6050 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 22:12 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-007588 · tm233492-5_4seq1.xml · nonDerivative · entry 1 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 25, 2023, the reporting persons directed the sale of 200,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 200,000 shares of the Issuer's Class A common stock. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 22:39 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 132,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-006603 · tm233492-4_4seq1.xml · derivative · entry 3 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,398,487 Underlying: Class A Common Stock · 132,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 22:39 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 132,018 | $2.83 | $373,241.29 |
DisclosureSEC source: 0001104659-23-006603 · tm233492-4_4seq1.xml · nonDerivative · entry 2 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7900 to $2.8850 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 22:39 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 132,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-006603 · tm233492-4_4seq1.xml · nonDerivative · entry 1 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 132,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 23, 2023, the reporting persons directed the sale of 132,018 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 132,018 shares of the Issuer's Class A common stock. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 23:05 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 38,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-005931 · tm233492-3_4seq1.xml · derivative · entry 3 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,530,505 Underlying: Class A Common Stock · 38,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 23:05 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 38,773 | $2.86 | $110,828.74 |
DisclosureSEC source: 0001104659-23-005931 · tm233492-3_4seq1.xml · nonDerivative · entry 2 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.8500 to $2.8700 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 23:05 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 38,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-005931 · tm233492-3_4seq1.xml · nonDerivative · entry 1 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 19, 2023, the reporting persons directed the sale of 38,773 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 38,773 shares of the Issuer's Class A common stock. F4 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 22:17 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 217,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-005078 · tm233492-2_4seq1.xml · derivative · entry 6 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,569,278 Underlying: Class A Common Stock · 217,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 22:17 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 217,000 | $3.04 | $658,898.80 |
DisclosureSEC source: 0001104659-23-005078 · tm233492-2_4seq1.xml · nonDerivative · entry 4 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.8350 to $3.1400 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 22:17 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 217,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-005078 · tm233492-2_4seq1.xml · nonDerivative · entry 3 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 217,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On January 18, 2023, the reporting persons directed the sale of 217,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 217,000 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 22:17 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-005078 · tm233492-2_4seq1.xml · derivative · entry 5 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,786,278 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 22:17 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 200,000 | $2.57 | $514,060.00 |
DisclosureSEC source: 0001104659-23-005078 · tm233492-2_4seq1.xml · nonDerivative · entry 2 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5200 to $2.5900 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 22:17 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-005078 · tm233492-2_4seq1.xml · nonDerivative · entry 1 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 17, 2023, the reporting persons directed the sale of 200,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 200,000 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 22:44 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-004332 · tm233492-1_4seq1.xml · derivative · entry 6 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,986,278 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 22:44 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 200,000 | $2.60 | $520,140.00 |
DisclosureSEC source: 0001104659-23-004332 · tm233492-1_4seq1.xml · nonDerivative · entry 4 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5600 to $2.7000 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 22:44 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-004332 · tm233492-1_4seq1.xml · nonDerivative · entry 3 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On January 13, 2023, the reporting persons directed the sale of 200,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 200,000 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 12, 2023 Filed Jan 17, 2023 22:44 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-004332 · tm233492-1_4seq1.xml · derivative · entry 5 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,186,278 Underlying: Class A Common Stock · 210,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 12, 2023 Filed Jan 17, 2023 22:44 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 210,000 | $2.45 | $515,193.00 |
DisclosureSEC source: 0001104659-23-004332 · tm233492-1_4seq1.xml · nonDerivative · entry 2 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4000 to $2.5650 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 12, 2023 Filed Jan 17, 2023 22:44 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 210,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-004332 · tm233492-1_4seq1.xml · nonDerivative · entry 1 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 210,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 12, 2023, the reporting persons directed the sale of 210,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 210,000 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:43 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-003439 · tm233249-2_4seq1.xml · derivative · entry 6 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,396,278 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:43 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 200,000 | $2.37 | $473,200.00 |
DisclosureSEC source: 0001104659-23-003439 · tm233249-2_4seq1.xml · nonDerivative · entry 4 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3500 to $2.3850 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:43 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-003439 · tm233249-2_4seq1.xml · nonDerivative · entry 3 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On January 11, 2023, the reporting persons directed the sale of 200,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 200,000 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 21:43 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-003439 · tm233249-2_4seq1.xml · derivative · entry 5 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,596,278 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 21:43 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 150,000 | $2.36 | $354,105.00 |
DisclosureSEC source: 0001104659-23-003439 · tm233249-2_4seq1.xml · nonDerivative · entry 2 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3400 to $2.3900 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 21:43 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-003439 · tm233249-2_4seq1.xml · nonDerivative · entry 1 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 10, 2023, the reporting persons directed the sale of 150,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 150,000 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 09, 2023 Filed Jan 10, 2023 23:03 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-002826 · tm232410-2_4seq1.xml · derivative · entry 6 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,746,278 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 09, 2023 Filed Jan 10, 2023 23:03 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 150,000 | $2.35 | $353,085.00 |
DisclosureSEC source: 0001104659-23-002826 · tm232410-2_4seq1.xml · nonDerivative · entry 4 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3300 to $2.3800 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 09, 2023 Filed Jan 10, 2023 23:03 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-002826 · tm232410-2_4seq1.xml · nonDerivative · entry 3 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On January 9, 2023, the reporting persons directed the sale of 150,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 150,000 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 23:03 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-002826 · tm232410-2_4seq1.xml · derivative · entry 5 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,896,278 Underlying: Class A Common Stock · 180,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 23:03 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 180,000 | $2.20 | $396,342.00 |
DisclosureSEC source: 0001104659-23-002826 · tm232410-2_4seq1.xml · nonDerivative · entry 2 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1600 to $2.3100 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 23:03 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 180,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-002826 · tm232410-2_4seq1.xml · nonDerivative · entry 1 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 180,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 6, 2023, the reporting persons directed the sale of 180,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 180,000 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 22:45 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001923 · tm232410-1_4seq1.xml · derivative · entry 6 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,076,278 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 22:45 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 100,000 | $2.17 | $217,200.00 |
DisclosureSEC source: 0001104659-23-001923 · tm232410-1_4seq1.xml · nonDerivative · entry 4 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1500 to $2.1750 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 22:45 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-001923 · tm232410-1_4seq1.xml · nonDerivative · entry 3 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On January 5, 2023, the reporting persons directed the sale of 100,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 100,000 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 22:45 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001923 · tm232410-1_4seq1.xml · derivative · entry 5 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,176,278 Underlying: Class A Common Stock · 130,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 22:45 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 130,000 | $2.13 | $276,809.00 |
DisclosureSEC source: 0001104659-23-001923 · tm232410-1_4seq1.xml · nonDerivative · entry 2 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1200 to $2.1750 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 22:45 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 130,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-001923 · tm232410-1_4seq1.xml · nonDerivative · entry 1 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 4, 2023, the reporting persons directed the sale of 130,000 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 130,000 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 22:29 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 49,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124959 · tm2231606-3_4seq1.xml · derivative · entry 6 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,306,278 Underlying: Class A Common Stock · 49,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 22:29 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 49,584 | $2.41 | $119,428.02 |
DisclosureSEC source: 0001104659-22-124959 · tm2231606-3_4seq1.xml · nonDerivative · entry 4 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3201 to $2.4950 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 22:29 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass A Common Stock | 49,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-124959 · tm2231606-3_4seq1.xml · nonDerivative · entry 3 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 49,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On December 05, 2022, the reporting persons directed the sale of 49,584 shares of the Issuer's Class B common stock, resulting in the automatic conversion of the shares into 49,584 shares of the Issuer's Class A common stock. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:29 UTC | Archer Aviation Inc. ACHR · Entity 4009 | ConversionClass B Common Stock · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124959 · tm2231606-3_4seq1.xml · derivative · entry 5 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,355,862 Underlying: Class A Common Stock · 120,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.exercise_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F1 · derivative.expiration_date: Each share of the Issuer's Class B common stock is convertible into one share of the Issuer's Class A common stock at any time and will convert automatically upon certain transfers, whether or not for value, or upon the earliest to occur of: (i) September 16, 2031; (ii) the date specified in writing by the holders of two-thirds of the then outstanding shares of Class B common stock; and (iii) the date as of which the number of outstanding shares of Class B common stock represents less than 10.0% of the aggregate number of shares of Class B common stock and Class A common stock outstanding. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:29 UTC | Archer Aviation Inc. ACHR · Entity 4009 | SaleClass A Common Stock | 120,000 | $2.51 | $301,152.00 |
DisclosureSEC source: 0001104659-22-124959 · tm2231606-3_4seq1.xml · nonDerivative · entry 2 Adcock Brett · CIK 0001882416 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4700 to $2.5500 inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission (the "SEC"), upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F6 · ownership.nature: The shares are held by Hight Drive Growth LLC ("Hight Drive"). Mr. Adcock is the sole managing member of Hight Drive and, as such, has voting and investment discretion with respect to the securities held directly by it. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.