Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | President - Distribution | August 01, 2023 | August 15, 2023 |
| KIRBY CORPKEX · Entity 3677 | Director | May 04, 2026 | May 06, 2026 |
| KLA CORPKLAC · Entity 2838 | Director | November 05, 2025 | November 07, 2025 |
| LENNOX INTERNATIONAL INCLII · Entity 3415 | Director | May 21, 2026 | May 26, 2026 |
| LOUISIANA-PACIFIC CORPLPX · Entity 1271 | Director | May 17, 2024 | May 20, 2024 |
| Otis Worldwide CorpOTIS · Entity 3170 | President, Otis Americas | February 06, 2025 | February 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date August 01, 2023 · Filed August 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 19,942 |
Reported balance
After 2023-08-01 transaction · row 1
1 source rowRow 1 · 2023-08-01 · Tax withholding · Disposed 293 · Balance 19,942 F1: Shares withheld to satisfy tax liabilities relating to the 8/1/2023 vesting of shares issued pursuant to a special retention award dated 8/1/2021. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 47.52 |
Reported balance
Holding disclosure · report date 2023-08-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 47.52 F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06 | Direct | 13,320 |
Reported balance
Holding disclosure · report date 2023-08-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 13,320 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to the 8/1/2023 vesting of shares issued pursuant to a special retention award dated 8/1/2021.
F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
KIRBY CORP
Report date May 04, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 1,776 |
Reported balance
After 2026-05-04 transaction · row 1
1 source rowRow 1 · 2026-05-04 · Grant · Acquired 1,392 · Balance 1,776 |
KLA CORP
Report date November 05, 2025 · Filed November 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 203.732 |
Reported balance
After 2025-11-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-11-05 · Grant · Acquired 203.732 · Balance 203.732 F1: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA. F2: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.
F2: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs.
LENNOX INTERNATIONAL INC
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | Direct | 343 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 343 · Balance 343 |
LOUISIANA-PACIFIC CORP
Report date May 17, 2024 · Filed May 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,776 |
Reported balance
After 2024-05-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-17 · Grant · Acquired 1,549 · Balance 34,776 F1: Restricted stock units ("RSUs") granted to non-employee directors pursuant to the Louisiana-Pacific Corporation 2022 Omnibus Stock Award Plan will vest in full on May 17, 2025. Each RSU represents a contingent right to receive one share of the issuer's common stock. The reporting person has elected to defer the receipt of common stock upon the vesting of the RSUs, and upon vesting of the RSUs, will receive deferred stock units ("DSUs") under the Amended and Restated Louisiana-Pacific Corporation Non-Employee Directors Compensation Plan. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer. F2: Includes 33 shares credited as dividend equivalents on RSUs. Total reflects 11,336 DSUs held by the reporting person (including DSUs credited as dividend equivalents.) This total also corrects a clerical error in the reporting person's previous Form 4 filings. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") granted to non-employee directors pursuant to the Louisiana-Pacific Corporation 2022 Omnibus Stock Award Plan will vest in full on May 17, 2025. Each RSU represents a contingent right to receive one share of the issuer's common stock. The reporting person has elected to defer the receipt of common stock upon the vesting of the RSUs, and upon vesting of the RSUs, will receive deferred stock units ("DSUs") under the Amended and Restated Louisiana-Pacific Corporation Non-Employee Directors Compensation Plan. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer.
F2: Includes 33 shares credited as dividend equivalents on RSUs. Total reflects 11,336 DSUs held by the reporting person (including DSUs credited as dividend equivalents.) This total also corrects a clerical error in the reporting person's previous Form 4 filings.
Otis Worldwide Corp
Report date February 06, 2025 · Filed February 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,276 |
Ending reported balance
After 2025-02-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-06 · Exercise / conversion · Acquired 2,411 · Balance 18,931 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 2 · 2025-02-06 · Tax withholding · Disposed 655 · Balance 18,276 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,828 |
Reported balance
After 2025-02-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-06 · Exercise / conversion · Disposed 2,411 · Balance 4,828 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2018 Filed Apr 5, 2018 18:26 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 9,560 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-18-007452 · doc4.xml · derivative · entry 3 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,560 Underlying: Common · 9,560 shares Expires 2028-04-03 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:17 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 410 | $160.89 | $65,964.90 |
DisclosureSEC source: 0001225208-18-005230 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,479 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:17 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005230 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,889 Read SEC document |
| May 13, 2017 Filed May 16, 2017 16:01 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionRestricted stock unit · Derivative | 4,399 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032539 · doc4.xml · derivative · entry 3 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 4,399 shares Expires 2017-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2017 Filed May 16, 2017 16:01 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionCommon stock | 4,399 | $23.74 | $104,432.26 |
DisclosureSEC source: 0001209191-17-032539 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 16, 2017 16:01 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantRestricted stock units · Derivative | 5,113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032539 · doc4.xml · derivative · entry 2 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 5,113 shares Expires 2018-05-12 Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:20 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 13,760 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-17-008944 · doc4.xml · derivative · entry 3 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,760 Underlying: Common · 13,760 shares Expires 2027-04-03 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:09 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 144 | $152.85 | $22,010.40 |
DisclosureSEC source: 0001225208-17-005865 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,489 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:09 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005865 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,633 Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 22:10 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantRestricted Stock Unit · Derivative | 961 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147350 · doc4.xml · derivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 961 shares Expires 2017-10-27 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.