Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | President - Distribution | August 01, 2023 | August 15, 2023 |
| KIRBY CORPKEX · Entity 3677 | Director | May 04, 2026 | May 06, 2026 |
| KLA CORPKLAC · Entity 2838 | Director | November 05, 2025 | November 07, 2025 |
| LENNOX INTERNATIONAL INCLII · Entity 3415 | Director | May 21, 2026 | May 26, 2026 |
| LOUISIANA-PACIFIC CORPLPX · Entity 1271 | Director | May 17, 2024 | May 20, 2024 |
| Otis Worldwide CorpOTIS · Entity 3170 | President, Otis Americas | February 06, 2025 | February 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date August 01, 2023 · Filed August 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 19,942 |
Reported balance
After 2023-08-01 transaction · row 1
1 source rowRow 1 · 2023-08-01 · Tax withholding · Disposed 293 · Balance 19,942 F1: Shares withheld to satisfy tax liabilities relating to the 8/1/2023 vesting of shares issued pursuant to a special retention award dated 8/1/2021. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 47.52 |
Reported balance
Holding disclosure · report date 2023-08-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 47.52 F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06 | Direct | 13,320 |
Reported balance
Holding disclosure · report date 2023-08-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 13,320 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to the 8/1/2023 vesting of shares issued pursuant to a special retention award dated 8/1/2021.
F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
KIRBY CORP
Report date May 04, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 1,776 |
Reported balance
After 2026-05-04 transaction · row 1
1 source rowRow 1 · 2026-05-04 · Grant · Acquired 1,392 · Balance 1,776 |
KLA CORP
Report date November 05, 2025 · Filed November 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 203.732 |
Reported balance
After 2025-11-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-11-05 · Grant · Acquired 203.732 · Balance 203.732 F1: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA. F2: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.
F2: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs.
LENNOX INTERNATIONAL INC
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | Direct | 343 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 343 · Balance 343 |
LOUISIANA-PACIFIC CORP
Report date May 17, 2024 · Filed May 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,776 |
Reported balance
After 2024-05-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-17 · Grant · Acquired 1,549 · Balance 34,776 F1: Restricted stock units ("RSUs") granted to non-employee directors pursuant to the Louisiana-Pacific Corporation 2022 Omnibus Stock Award Plan will vest in full on May 17, 2025. Each RSU represents a contingent right to receive one share of the issuer's common stock. The reporting person has elected to defer the receipt of common stock upon the vesting of the RSUs, and upon vesting of the RSUs, will receive deferred stock units ("DSUs") under the Amended and Restated Louisiana-Pacific Corporation Non-Employee Directors Compensation Plan. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer. F2: Includes 33 shares credited as dividend equivalents on RSUs. Total reflects 11,336 DSUs held by the reporting person (including DSUs credited as dividend equivalents.) This total also corrects a clerical error in the reporting person's previous Form 4 filings. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") granted to non-employee directors pursuant to the Louisiana-Pacific Corporation 2022 Omnibus Stock Award Plan will vest in full on May 17, 2025. Each RSU represents a contingent right to receive one share of the issuer's common stock. The reporting person has elected to defer the receipt of common stock upon the vesting of the RSUs, and upon vesting of the RSUs, will receive deferred stock units ("DSUs") under the Amended and Restated Louisiana-Pacific Corporation Non-Employee Directors Compensation Plan. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer.
F2: Includes 33 shares credited as dividend equivalents on RSUs. Total reflects 11,336 DSUs held by the reporting person (including DSUs credited as dividend equivalents.) This total also corrects a clerical error in the reporting person's previous Form 4 filings.
Otis Worldwide Corp
Report date February 06, 2025 · Filed February 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,276 |
Ending reported balance
After 2025-02-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-06 · Exercise / conversion · Acquired 2,411 · Balance 18,931 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 2 · 2025-02-06 · Tax withholding · Disposed 655 · Balance 18,276 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,828 |
Reported balance
After 2025-02-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-06 · Exercise / conversion · Disposed 2,411 · Balance 4,828 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2022 Filed Oct 27, 2022 19:27 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,910 | $0.00 Strike: $111.84 | $0.00 |
DisclosureSEC source: 0001225208-22-011166 · doc4.xml · derivative · entry 5 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,910 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. Read SEC document |
| October 26, 2022 Filed Oct 27, 2022 19:27 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 12,535 | $238.17 | $2,985,518.61 |
DisclosureSEC source: 0001225208-22-011166 · doc4.xml · nonDerivative · entry 3 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,436 F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.00 - $238.68. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| October 26, 2022 Filed Oct 27, 2022 19:27 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,910 | $111.84 | $213,614.40 |
DisclosureSEC source: 0001225208-22-011166 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. Read SEC document |
| October 26, 2022 Filed Oct 27, 2022 19:27 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 9,205 | $109.09 | $1,004,173.45 |
DisclosureSEC source: 0001225208-22-011166 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. Read SEC document |
| May 04, 2022 Filed May 6, 2022 21:17 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantCommon Stock | 1,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027656 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,605 F1 · shares: Restricted Stock Units ("RSUs") granted to non-employee director pursuant to the Louisiana-Pacific Corporation ("LP") 2022 Omnibus Stock Award Plan. Shares deferred pursuant to Non-employee Director Stock Plan. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 13:53 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,470 | $0.00 Strike: $120.28 | $0.00 |
DisclosureSEC source: 0001225208-22-005336 · doc4.xml · derivative · entry 4 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,470 shares Expires 2022-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 13:53 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,470 | $208.41 | $306,362.70 |
DisclosureSEC source: 0001225208-22-005336 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,856 F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 13:53 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,470 | $120.28 | $176,811.60 |
DisclosureSEC source: 0001225208-22-005336 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. Read SEC document |
| March 01, 2022 Filed Mar 1, 2022 19:36 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003644 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,716 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:15 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 802 | $196.07 | $157,248.14 |
DisclosureSEC source: 0001225208-22-004063 · doc4.xml · nonDerivative · entry 4 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,856 F2 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:15 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 109 | $196.07 | $21,371.63 |
DisclosureSEC source: 0001225208-22-004063 · doc4.xml · nonDerivative · entry 3 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,658 F2 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:15 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004063 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,767 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:15 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004063 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,196 F1 · balance_after: Due to a technical software issue, this amount should be correctly reflected as 20,398 shares and the balance of the security as reflected in the last line of this report is accurate. Read SEC document |
| October 29, 2021 Filed Nov 4, 2021 19:55 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantDeferred Stock Units · Derivative | 360 | $58.93 | $21,214.80 |
DisclosureSEC source: 0001209191-21-062898 · doc4.xml · derivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,942 Underlying: Common STock · 360 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit ("DSU") represents a right to receive one share of Louisiana-Pacific Corporation ("LP") F2 · kind: Pursuant to the LP Non-Employee Directors Compensation Plan, non-employee directors who earn quarterly cash retainer fees for their services on LP's Board of Directors may elect to exchange their quarterly cash fees for an award of DSUs. The number of DSUs so acquired is calculated by dividing the deferred cash retainer amount by the closing price for LP's common stock on the date the cash retainer is payable. F3 · derivative.exercise_date: DSUs are to be settled in shares of common stock after the reporting person's termination of services as a director or a change in control. F3 · derivative.expiration_date: DSUs are to be settled in shares of common stock after the reporting person's termination of services as a director or a change in control. Read SEC document |
| August 01, 2021 Filed Aug 2, 2021 17:22 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 1,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-010979 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,514 Read SEC document |
| July 30, 2021 Filed Aug 2, 2021 13:47 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantDeferred Stock Units · Derivative | 383 | $55.44 | $21,233.52 |
DisclosureSEC source: 0001209191-21-048994 · doc4.xml · derivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,582 Underlying: Common Stock · 383 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit ("DSU") represents a right to receive one share of Louisiana-Pacific Corporation ("LP") F2 · kind: Pursuant to the LP Non-Employee Directors Compensation Plan, non-employee directors who earn quarterly cash retainer fees for their services on LP's Board of Directors may elect to exchange their quarterly cash fees for an award of DSUs. The number of DSUs so acquired is calculated by dividing the deferred cash retainer amount by the closing price for LP's common stock on the date the cash retainer is payable. F3 · derivative.exercise_date: DSUs are to be settled in shares of common stock after the reporting person's termination of services as a director or a change in control. F3 · derivative.expiration_date: DSUs are to be settled in shares of common stock after the reporting person's termination of services as a director or a change in control. Read SEC document |
| May 29, 2021 Filed Jun 2, 2021 15:57 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionRestricted Stock Units · Derivative | 5,295 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037047 · doc4.xml · derivative · entry 2 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,295 shares Expires 2021-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2021 Filed Jun 2, 2021 15:57 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionCommon Stock | 5,357 | $67.21 | $360,043.97 |
DisclosureSEC source: 0001209191-21-037047 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes 62 dividend shares. Read SEC document |
| May 07, 2021 Filed May 10, 2021 18:16 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantCommon Stock | 1,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031192 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,515 F1 · security: Restricted Stock Units granted to non-employee directors pursuant to the Louisiana-Pacific Corporation 2013 Omnibus Stock Award Plan will vest in full on May 7, 2022. Read SEC document |
| April 30, 2021 Filed May 5, 2021 16:38 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantDeferred Stock Units · Derivative | 322 | $65.88 | $21,213.36 |
DisclosureSEC source: 0001209191-21-030226 · doc4.xml · derivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,199 Underlying: Common Stock · 322 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit ("DSU") represents a right to receive one share of Louisiana-Pacific Corporation ("LP") F2 · kind: Pursuant to the LP Non-Employee Directors Compensation Plan, non-employee directors who earn quarterly cash retainer fees for their services on LP's Board of Directors may elect to exchange their quarterly cash fees for an award of DSUs. The number of DSUs so acquired is calculated by dividing the deferred cash retainer amount by the closing price for LP's common stock on the date the cash retainer is payable. F3 · derivative.exercise_date: DSUs are to be settled in shares of common stock after the reporting person's termination of services as a director or a change in control. F3 · derivative.expiration_date: DSUs are to be settled in shares of common stock after the reporting person's termination of services as a director or a change in control. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 892 | $262.98 | $234,578.16 |
DisclosureSEC source: 0001225208-21-004430 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,535 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 3,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004430 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,427 Read SEC document |
| January 29, 2021 Filed Feb 3, 2021 14:15 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantDeferred Stock Units · Derivative | 559 | $38.01 | $21,247.59 |
DisclosureSEC source: 0001209191-21-007053 · doc4.xml · derivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,877 Underlying: Common Stock · 559 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit ("DSU") represents a right to receive one share of Louisiana-Pacific Corporation ("LP") F2 · kind: Pursuant to the LP Non-Employee Directors Compensation Plan, non-employee directors who earn quarterly cash retainer fees for their services on LP's Board of Directors may elect to exchange their quarterly cash fees for an award of DSUs. The number of DSUs so acquired is calculated by dividing the deferred cash retainer amount by the closing price for LP's common stock on the date the cash retainer is payable. F3 · derivative.exercise_date: DSUs are to be settled in shares of common stock after the reporting person's termination of services as a director or a change in control. F3 · derivative.expiration_date: DSUs are to be settled in shares of common stock after the reporting person's termination of services as a director or a change in control. Read SEC document |
| May 29, 2020 Filed Jun 1, 2020 17:02 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantRestricted Stock Unit · Derivative | 5,295 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033138 · doc4.xml · derivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,318 Underlying: Common Stock · 5,295 shares Expires 2021-05-29 F1 · shares: Award granted pursuant to Louisiana Pacific Corporation 2013 Omnibus plan. Award converts into common stock as of the date of vest. Units earn dividends in equivalent shares. Read SEC document |
| May 17, 2020 Filed May 19, 2020 21:18 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionDeferred Stock Unit · Derivative | 5,318 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030589 · doc4.xml · derivative · entry 2 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,318 Underlying: Common Stock · 5,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes 111 dividend shares. F2 · derivative.exercise_date: Deferred Stock Units under the LP Non-Employee Director Compensation Plan are to be settled in shares of common stock after the reporting person's termination of services as a director or a change in control. F2 · derivative.expiration_date: Deferred Stock Units under the LP Non-Employee Director Compensation Plan are to be settled in shares of common stock after the reporting person's termination of services as a director or a change in control. Read SEC document |
| May 17, 2020 Filed May 19, 2020 21:18 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionRestricted Stock Units · Derivative | 5,207 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030589 · doc4.xml · derivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,207 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 13,320 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006251 · doc4.xml · derivative · entry 3 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,320 Underlying: Common · 13,320 shares Expires 2030-04-06 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,937 | $151.29 | $293,048.73 |
DisclosureSEC source: 0001225208-20-004078 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,403 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 6,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004078 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,340 Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 18:24 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 1,850 | $0.00 Strike: $166.18 | $0.00 |
DisclosureSEC source: 0001225208-19-013627 · doc4.xml · derivative · entry 3 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,850 Underlying: Common · 1,850 shares Expires 2029-10-16 Read SEC document |
| May 17, 2019 Filed May 20, 2019 20:34 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantRestricted stock unit · Derivative | 5,207 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031403 · doc4.xml · derivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,207 shares Expires 2020-05-17 F1 · shares: Award granted pursuant to Louisiana Pacific Corporation 2013 Omnibus plan. Award converts into common stock as of the date of vest. Units earn dividends in equivalent shares. Read SEC document |
| May 12, 2019 Filed May 13, 2019 20:22 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionRestricted Stock Units · Derivative | 4,323 | $0.00 Strike: $24.84 | $0.00 |
DisclosureSEC source: 0001209191-19-029324 · doc4.xml · derivative · entry 2 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,323 shares Expires 2019-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2019 Filed May 13, 2019 20:22 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionCommon Stock | 4,323 | $24.84 | $107,383.32 |
DisclosureSEC source: 0001209191-19-029324 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 14:01 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 13,570 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-19-006538 · doc4.xml · derivative · entry 3 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,570 Underlying: Common · 13,570 shares Expires 2029-04-04 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,198 | $154.41 | $184,983.18 |
DisclosureSEC source: 0001225208-19-004543 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,760 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004543 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,958 Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 561 | $0.00 Strike: $99.17 | $0.00 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · derivative · entry 8 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 561 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 400 | $0.00 Strike: $118.15 | $0.00 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · derivative · entry 7 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 400 shares Expires 2021-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 429 | $0.00 Strike: $119.77 | $0.00 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · derivative · entry 6 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 429 shares Expires 2021-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 206 | $150.00 | $30,900.00 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · nonDerivative · entry 4 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,844 F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 400 | $118.15 | $47,260.00 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · nonDerivative · entry 3 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 429 | $119.77 | $51,381.33 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 561 | $99.17 | $55,634.37 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:02 UTC Amendment | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,184 | $150.00 | $177,600.00 |
DisclosureSEC source: 0001225208-19-002070 · doc4a.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866 F1 · kind: Transaction pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018. F2 · shares: On February 6, 2019, the reporting person's broker effected a sale pursuant to the Rule 10b5-1 Trading Plan. Pursuant to the terms of the Plan, 1,184 shares should have been sold, but due to a broker error, only 206 shares were sold. The error was corrected by the broker on February 8, 2019. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 19:11 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 650 | $0.00 Strike: $67.58 | $0.00 |
DisclosureSEC source: 0001225208-18-012423 · doc4.xml · derivative · entry 4 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 650 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 19:11 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 462 | $141.70 | $65,467.43 |
DisclosureSEC source: 0001225208-18-012423 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,660 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.7029 - $141.71. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. F2 · balance_after: Reflects a negative adjustment of 7 shares since the Reporting Person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 19:11 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 650 | $67.58 | $43,923.75 |
DisclosureSEC source: 0001225208-18-012423 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2018 Filed May 14, 2018 20:46 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantRestricted stock units · Derivative | 4,323 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029876 · doc4.xml · derivative · entry 3 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 4,323 shares Expires 2019-05-12 Read SEC document |
| May 12, 2018 Filed May 14, 2018 20:46 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionrestricted Stock Unit · Derivative | 5,113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029876 · doc4.xml · derivative · entry 2 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 5,113 shares Expires 2018-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2018 Filed May 14, 2018 20:46 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionCommon Stock | 5,113 | $27.76 | $141,936.88 |
DisclosureSEC source: 0001209191-18-029876 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.