Adams Katherine L.

SEC source: 0000320193-21-000080 · wf-form4_163286823606839.xml · derivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,065

Underlying: Common Stock · 68,065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2024. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2022 and ending with the last day of Apple's fiscal 2024.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2024. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2022 and ending with the last day of Apple's fiscal 2024.

SEC source: 0000320193-21-000080 · wf-form4_163286823606839.xml · derivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,065

Underlying: Common Stock · 68,065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2024, April 1, 2025, and April 1, 2026.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2024, April 1, 2025, and April 1, 2026.

SEC source: 0000320193-21-000067 · wf-form4_162811622543495.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,164

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $146.34 to $146.87; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

SEC source: 0000320193-21-000067 · wf-form4_162811622543495.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,564

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $145.32 to $146.29; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

SEC source: 0000320193-21-000067 · wf-form4_162811622543495.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,164

SEC source: 0000320193-21-000059 · wf-form4_162025381465785.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,174

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $133.88 to $134.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

SEC source: 0000320193-21-000059 · wf-form4_162025381465785.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,574

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $132.86 to $133.83; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

SEC source: 0000320193-21-000059 · wf-form4_162025381465785.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,044

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $131.85 to $132.84; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

SEC source: 0000320193-21-000044 · wf-form4_161766181877540.xml · derivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,128

Underlying: Common Stock · 59,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 restricted stock units are scheduled to vest on each of April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 restricted stock units are scheduled to vest on each of April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.

SEC source: 0000320193-21-000044 · wf-form4_161766181877540.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,174

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

SEC source: 0000320193-21-000044 · wf-form4_161766181877540.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

SEC source: 0000320193-21-000019 · wf-form4_161239502964926.xml · nonDerivative · entry 4

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,581

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $134.27 to $135.24; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

SEC source: 0000320193-21-000019 · wf-form4_161239502964926.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,009

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $133.26 to $134.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

SEC source: 0000320193-21-000019 · wf-form4_161239502964926.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,771

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $132.26 to $133.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

SEC source: 0000320193-21-000019 · wf-form4_161239502964926.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,673

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $131.25 to $132.17; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3 · balance_after: The number of securities reported reflects the acquisition on January 29, 2021 of 229 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021.

SEC source: 0000320193-20-000101 · wf-form4_160565582610158.xml · derivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on November 13, 2017. 57,484 restricted stock units subject to the award vested on each of May 13, 2018 and November 13, 2018 and 57,480 restricted stock units subject to the award vested on each of November 13, 2019 and November 13, 2020.

F3 · derivative.expiration_date: This award was granted on November 13, 2017. 57,484 restricted stock units subject to the award vested on each of May 13, 2018 and November 13, 2018 and 57,480 restricted stock units subject to the award vested on each of November 13, 2019 and November 13, 2020.

SEC source: 0000320193-20-000101 · wf-form4_160565582610158.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,352

F2 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs. No shares were sold.

SEC source: 0000320193-20-000101 · wf-form4_160565582610158.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

SEC source: 0000320193-20-000099 · wf-form4_160461904119340.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,396

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $110.80 to $111.35; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

SEC source: 0000320193-20-000099 · wf-form4_160461904119340.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,143

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $109.80 to $110.79; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

SEC source: 0000320193-20-000099 · wf-form4_160461904119340.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,784

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $108.80 to $109.68; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

SEC source: 0000320193-20-000082 · wf-form4_160193701297920.xml · derivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 459,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on November 13, 2017, for a target number of 229,928 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from November 13, 2017 through September 26, 2020.

F6 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $42.85, as adjusted to reflect the stock split. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 26, 2020. Apple's ending value was calculated to be $120.68 (adjusted for dividends).

F7 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F8 · derivative.exercise_date: Apple's TSR for the performance period was 181.64%, which ranked 3 of the 473 companies that were included in the S&P 500 for the period and placed Apple in the 100th percentile. Therefore, 459,856 RSUs subject to performance requirements vested, as adjusted to reflect the stock split.

F5 · derivative.expiration_date: This award was granted on November 13, 2017, for a target number of 229,928 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from November 13, 2017 through September 26, 2020.

SEC source: 0000320193-20-000082 · wf-form4_160193701297920.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,396

F4 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs. No shares were sold.

SEC source: 0000320193-20-000082 · wf-form4_160193701297920.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

F3 · balance_after: The number of securities reported reflects the acquisition on January 31, 2020 of 480 shares, as adjusted to reflect the stock split, of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020.

SEC source: 0000320193-20-000073 · wf-form4_160141863355452.xml · derivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2023. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2021 and ending with the last day of Apple's fiscal 2023.

SEC source: 0000320193-20-000073 · wf-form4_160141863355452.xml · derivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,064

Underlying: Common Stock · 89,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2023, April 1, 2024, and April 1, 2025.

SEC source: 0000320193-19-000123 · wf-form4_157377424820890.xml · derivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,370

Underlying: Common Stock · 14,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on November 13, 2017. 14,371 restricted stock units subject to the award vested on each of May 13, 2018 and November 13, 2018 and 14,370 vested on November 13, 2019. 14,370 restricted stock units are scheduled to vest on November 13, 2020, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: This award was granted on November 13, 2017. 14,371 restricted stock units subject to the award vested on each of May 13, 2018 and November 13, 2018 and 14,370 vested on November 13, 2019. 14,370 restricted stock units are scheduled to vest on November 13, 2020, assuming continued employment through the applicable vesting date.

SEC source: 0000320193-19-000123 · wf-form4_157377424820890.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,639

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

SEC source: 0000320193-19-000123 · wf-form4_157377424820890.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2019 of 124 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2018 through January 31, 2019.

SEC source: 0000320193-19-000099 · wf-form4_156996902282904.xml · derivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

Underlying: Common Stock · 45,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2020 and ending with the last day of Apple's fiscal 2022. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2022, assuming continued employment through that date, with the vesting percentage determined based on actual performance.

SEC source: 0000320193-19-000099 · wf-form4_156996902282904.xml · derivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

Underlying: Common Stock · 45,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2022, April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.

SEC source: 0000320193-18-000147 · wf-form4_154232465480280.xml · derivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,740

Underlying: Common Stock · 14,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on November 13, 2017. 14,371 restricted stock units subject to the award vested on each of May 13, 2018 and November 13, 2018 and 14,370 restricted stock units are scheduled to vest on each of November 13, 2019 and November 13, 2020, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: This award was granted on November 13, 2017. 14,371 restricted stock units subject to the award vested on each of May 13, 2018 and November 13, 2018 and 14,370 restricted stock units are scheduled to vest on each of November 13, 2019 and November 13, 2020, assuming continued employment through the applicable vesting date.

SEC source: 0000320193-18-000147 · wf-form4_154232465480280.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,516

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

SEC source: 0000320193-18-000147 · wf-form4_154232465480280.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on July 31, 2018 of 149 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2018 through July 31, 2018.

SEC source: 0000320193-18-000121 · wf-form4_153851955377044.xml · derivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,299

Underlying: Common Stock · 44,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2019 and ending with the last day of Apple's fiscal 2021. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2021, with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2019 and ending with the last day of Apple's fiscal 2021. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2021, with the vesting percentage determined based on actual performance.

SEC source: 0000320193-18-000121 · wf-form4_153851955377044.xml · derivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,299

Underlying: Common Stock · 44,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2021, April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2021, April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.

SEC source: 0000320193-18-000078 · wf-form4_152642343017017.xml · derivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,111

Underlying: Common Stock · 14,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on November 13, 2017. 14,371 restricted stock units subject to the award vested on May 13, 2018, 14,371 restricted stock units are scheduled to vest on November 13, 2018, and 14,370 restricted stock units are scheduled to vest on each of November 13, 2019 and November 13, 2020, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: This award was granted on November 13, 2017. 14,371 restricted stock units subject to the award vested on May 13, 2018, 14,371 restricted stock units are scheduled to vest on November 13, 2018, and 14,370 restricted stock units are scheduled to vest on each of November 13, 2019 and November 13, 2020, assuming continued employment through the applicable vesting date.

SEC source: 0000320193-18-000078 · wf-form4_152642343017017.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,015

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

SEC source: 0000320193-18-000078 · wf-form4_152642343017017.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

SEC source: 0000320193-17-000078 · wf-form4_151078874247280.xml · derivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,482

Underlying: Common Stock · 57,482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the date of grant of the award and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the date of grant of the award and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

SEC source: 0000320193-17-000078 · wf-form4_151078874247280.xml · derivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,482

Underlying: Common Stock · 57,482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award was granted on November 13, 2017. The award will vest 25% on each of May 13, 2018; November 13, 2018; November 13, 2019; and November 13, 2020.

F2 · derivative.expiration_date: This award was granted on November 13, 2017. The award will vest 25% on each of May 13, 2018; November 13, 2018; November 13, 2019; and November 13, 2020.

SEC source: 0000950117-17-000421 · cfp_24289.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,211

SEC source: 0000950117-17-000407 · cfp_24280.xml · derivative · entry 7

Adams Katherine L. · CIK 0001462356 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,847

Underlying: Common Stock · 8,834 shares

Expires 2017-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F4 · shares: Includes the reinvestment of dividend equivalents into 537 additional restricted stock units

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F4 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 537 additional restricted stock units

SEC source: 0000950117-17-000407 · cfp_24280.xml · derivative · entry 6

Adams Katherine L. · CIK 0001462356 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,652

Underlying: Common Stock · 13,651 shares

Expires 2017-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,371 additional restricted stock units.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 1,371 additional restricted stock units.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

SEC source: 0000950117-17-000407 · cfp_24280.xml · nonDerivative · entry 4

Adams Katherine L. · CIK 0001462356 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,211

SEC source: 0000950117-17-000407 · cfp_24280.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950117-17-000407 · cfp_24280.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,876

SEC source: 0000950117-17-000407 · cfp_24280.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950117-17-000349 · cfp_24274.xml · derivative · entry 4

Adams Katherine L. · CIK 0001462356 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,915 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F4 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/25/2012.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

SEC source: 0000950117-17-000349 · cfp_24274.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,178

F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.60 to $131.85, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.