Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | SVP, GC and Secretary | November 12, 2025 | November 14, 2025 |
| HONEYWELL INTERNATIONAL INCHON · Entity 2988 | SVP and General Counsel | July 31, 2017 | August 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date November 12, 2025 · Filed November 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,408 |
Reported balance
After 2025-11-12 transaction · row 1
1 source rowRow 1 · 2025-11-12 · Gift · Disposed 3,750 · Balance 175,408 |
HONEYWELL INTERNATIONAL INC
Report date July 31, 2017 · Filed August 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 180,211 |
Reported balance
After 2017-07-31 transaction · row 1
1 source rowRow 1 · 2017-07-31 · Sale · Disposed 1,000 · Balance 180,211 |
| Common StockSEC Table I · non-derivative | IndirectHeld in 401(k) plan | 2,848 |
Reported balance
Holding disclosure · report date 2017-07-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,848 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2023 Filed Oct 4, 2023 01:02 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 136,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000088 · wk-form4_1696381345.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 552,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| August 08, 2023 Filed Sep 19, 2023 22:30 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 5,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-23-000081 · wk-form4_1695162617.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,714 F1 · balance_after: The number of securities reported reflects the acquisition on July 31, 2023 of 1 share of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2023 through July 31, 2023. Read SEC document |
| May 10, 2023 Filed May 12, 2023 22:30 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-23-000068 · wf-form4_168393061463065.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 422,313 Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 38,818 | $165.81 | $6,436,412.58 |
DisclosureSEC source: 0000320193-23-000047 · wf-form4_168064745080973.xml · nonDerivative · entry 5 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 425,213 F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $165.33 to $166.28; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 33,407 | $164.71 | $5,502,466.97 |
DisclosureSEC source: 0000320193-23-000047 · wf-form4_168064745080973.xml · nonDerivative · entry 4 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 464,031 F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $164.33 to $165.32; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 29,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000047 · wf-form4_168064745080973.xml · derivative · entry 8 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,376 Underlying: Common Stock · 29,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F9 · derivative.exercise_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on April 1, 2023 and 29,688 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on April 1, 2023 and 29,688 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 60,932 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000047 · wf-form4_168064745080973.xml · derivative · entry 7 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,932 Underlying: Common Stock · 60,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F8 · derivative.exercise_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on April 1, 2023 and 60,932 restricted stock units are scheduled to vest on April 1, 2024, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on April 1, 2023 and 60,932 restricted stock units are scheduled to vest on April 1, 2024, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 59,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000047 · wf-form4_168064745080973.xml · derivative · entry 6 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F7 · derivative.exercise_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on each of April 1, 2022 and April 1, 2023. F7 · derivative.expiration_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on each of April 1, 2022 and April 1, 2023. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 77,459 | $164.90 | $12,772,989.10 |
DisclosureSEC source: 0000320193-23-000047 · wf-form4_168064745080973.xml · nonDerivative · entry 3 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 497,438 F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 149,684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000047 · wf-form4_168064745080973.xml · nonDerivative · entry 2 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 574,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2023 of 154 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2022 through January 31, 2023. Read SEC document |
| December 09, 2022 Filed Apr 4, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 2,275 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-23-000047 · wf-form4_168064745080973.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 425,059 Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 02:02 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 13,250 | $142.93 | $1,893,822.50 |
DisclosureSEC source: 0000320193-22-000095 · wf-form4_166493432440801.xml · nonDerivative · entry 8 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,334 F4 · security: This transaction was executed in multiple trades at prices ranging from $137.82 to $138.81; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F9 · price: This transaction was executed in multiple trades at prices ranging from $142.88 to $143.05; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 02:02 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 65,350 | $142.45 | $9,309,107.50 |
DisclosureSEC source: 0000320193-22-000095 · wf-form4_166493432440801.xml · nonDerivative · entry 7 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,584 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021 and modified on May 31, 2022. F8 · price: This transaction was executed in multiple trades at prices ranging from $141.88 to $142.87; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 02:02 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 56,271 | $141.19 | $7,944,902.49 |
DisclosureSEC source: 0000320193-22-000095 · wf-form4_166493432440801.xml · nonDerivative · entry 6 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,934 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021 and modified on May 31, 2022. F7 · price: This transaction was executed in multiple trades at prices ranging from $140.85 to $141.82; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 02:02 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 27,669 | $140.34 | $3,883,067.46 |
DisclosureSEC source: 0000320193-22-000095 · wf-form4_166493432440801.xml · nonDerivative · entry 5 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,205 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021 and modified on May 31, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $139.85 to $140.84; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 02:02 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 13,199 | $139.15 | $1,836,640.85 |
DisclosureSEC source: 0000320193-22-000095 · wf-form4_166493432440801.xml · nonDerivative · entry 4 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,874 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021 and modified on May 31, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $138.84 to $139.82; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 02:02 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,400 | $138.44 | $747,576.00 |
DisclosureSEC source: 0000320193-22-000095 · wf-form4_166493432440801.xml · nonDerivative · entry 3 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,073 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021 and modified on May 31, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $137.82 to $138.81; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 01, 2022 Filed Oct 5, 2022 02:02 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 365,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-22-000095 · wf-form4_166493432440801.xml · derivative · entry 9 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 365,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F10 · derivative.exercise_date: This award was granted on September 29, 2019, for a target number of 182,800 RSUs. The award vested on October 1, 2022, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 29, 2019 through September 24, 2022. F11 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value, adjusted to reflect Apple's 4-for-1 stock split, effective on August 28, 2020, was calculated to be $58.14. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $159.50. F12 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F13 · derivative.exercise_date: Apple's TSR for the three-year performance period was 174.34%, which ranked 10 of the 478 companies that were included in the S&P 500 for the period and placed Apple in the 98th percentile. Therefore, 365,600 RSUs subject to performance requirements vested. F10 · derivative.expiration_date: This award was granted on September 29, 2019, for a target number of 182,800 RSUs. The award vested on October 1, 2022, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 29, 2019 through September 24, 2022. F11 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value, adjusted to reflect Apple's 4-for-1 stock split, effective on August 28, 2020, was calculated to be $58.14. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $159.50. F12 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F13 · derivative.expiration_date: Apple's TSR for the three-year performance period was 174.34%, which ranked 10 of the 478 companies that were included in the S&P 500 for the period and placed Apple in the 98th percentile. Therefore, 365,600 RSUs subject to performance requirements vested. Read SEC document |
| October 01, 2022 Filed Oct 5, 2022 02:02 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 184,461 | $138.20 | $25,492,510.20 |
DisclosureSEC source: 0000320193-22-000095 · wf-form4_166493432440801.xml · nonDerivative · entry 2 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,473 F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. Read SEC document |
| October 01, 2022 Filed Oct 5, 2022 02:02 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 365,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-22-000095 · wf-form4_166493432440801.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| September 25, 2022 Filed Sep 28, 2022 01:45 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 66,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-22-000085 · wf-form4_166432952647630.xml · derivative · entry 2 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,477 Underlying: Common Stock · 66,477 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2025. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2023 and ending with the last day of Apple's fiscal 2025. F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2025. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2023 and ending with the last day of Apple's fiscal 2025. Read SEC document |
| September 25, 2022 Filed Sep 28, 2022 01:45 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 66,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-22-000085 · wf-form4_166432952647630.xml · derivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,477 Underlying: Common Stock · 66,477 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2025, April 1, 2026, and April 1, 2027. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2025, April 1, 2026, and April 1, 2027. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,700 | $166.28 | $947,796.00 |
DisclosureSEC source: 0000320193-22-000072 · wf-form4_165973862846098.xml · nonDerivative · entry 6 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,334 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021 and modified on May 31, 2022. F7 · price: This transaction was executed in multiple trades at prices ranging from $166.12 to $166.56; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,568 | $165.91 | $923,786.88 |
DisclosureSEC source: 0000320193-22-000072 · wf-form4_165973862846098.xml · nonDerivative · entry 5 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,034 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021 and modified on May 31, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $165.12 to $166.11; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,031 | $164.69 | $828,555.39 |
DisclosureSEC source: 0000320193-22-000072 · wf-form4_165973862846098.xml · nonDerivative · entry 4 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,602 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021 and modified on May 31, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $164.12 to $165.08; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,073 | $163.69 | $830,399.37 |
DisclosureSEC source: 0000320193-22-000072 · wf-form4_165973862846098.xml · nonDerivative · entry 3 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,633 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021 and modified on May 31, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $163.11 to $164.10; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 2,928 | $162.43 | $475,595.04 |
DisclosureSEC source: 0000320193-22-000072 · wf-form4_165973862846098.xml · nonDerivative · entry 2 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,706 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021 and modified on May 31, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $161.98 to $162.93; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 700 | $161.46 | $113,022.00 |
DisclosureSEC source: 0000320193-22-000072 · wf-form4_165973862846098.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,634 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021 and modified on May 31, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $160.95 to $161.88; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| May 04, 2022 Filed May 6, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 2,292 | $165.95 | $380,357.40 |
DisclosureSEC source: 0000320193-22-000061 · wf-form4_165187623819106.xml · nonDerivative · entry 7 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,334 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F8 · price: This transaction was executed in multiple trades at prices ranging from $165.56 to $166.38; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| May 04, 2022 Filed May 6, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,800 | $165.06 | $297,108.00 |
DisclosureSEC source: 0000320193-22-000061 · wf-form4_165187623819106.xml · nonDerivative · entry 6 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,626 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F7 · price: This transaction was executed in multiple trades at prices ranging from $164.55 to $165.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| May 04, 2022 Filed May 6, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,550 | $163.94 | $254,107.00 |
DisclosureSEC source: 0000320193-22-000061 · wf-form4_165187623819106.xml · nonDerivative · entry 5 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,426 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F6 · price: This transaction was executed in multiple trades at prices ranging from $163.46 to $164.37; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| May 04, 2022 Filed May 6, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 900 | $162.77 | $146,493.00 |
DisclosureSEC source: 0000320193-22-000061 · wf-form4_165187623819106.xml · nonDerivative · entry 4 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,976 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F5 · price: This transaction was executed in multiple trades at prices ranging from $162.44 to $163.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| May 04, 2022 Filed May 6, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 4,006 | $161.93 | $648,691.58 |
DisclosureSEC source: 0000320193-22-000061 · wf-form4_165187623819106.xml · nonDerivative · entry 3 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,876 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $161.44 to $162.41; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| May 04, 2022 Filed May 6, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,316 | $160.82 | $854,919.12 |
DisclosureSEC source: 0000320193-22-000061 · wf-form4_165187623819106.xml · nonDerivative · entry 2 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,882 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $160.43 to $161.42; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| May 04, 2022 Filed May 6, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 9,136 | $159.94 | $1,461,211.84 |
DisclosureSEC source: 0000320193-22-000061 · wf-form4_165187623819106.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,198 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $159.42 to $160.41; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 60,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-22-000046 · wf-form4_164919783103450.xml · derivative · entry 4 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,864 Underlying: Common Stock · 60,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units are scheduled to vest on each of April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units are scheduled to vest on each of April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 59,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-22-000046 · wf-form4_164919783103450.xml · derivative · entry 3 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,064 Underlying: Common Stock · 59,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on April 1, 2022. 59,064 restricted stock units are scheduled to vest on April 1, 2023, assuming continued employment through the applicable vesting date. F3 · derivative.expiration_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on April 1, 2022. 59,064 restricted stock units are scheduled to vest on April 1, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 62,381 | $174.31 | $10,873,632.11 |
DisclosureSEC source: 0000320193-22-000046 · wf-form4_164919783103450.xml · nonDerivative · entry 2 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,334 F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-22-000046 · wf-form4_164919783103450.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 2,300 | $175.78 | $404,294.00 |
DisclosureSEC source: 0000320193-22-000025 · wf-form4_164427662367600.xml · nonDerivative · entry 6 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,715 F2 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F6 · price: This transaction was executed in multiple trades at prices ranging from $175.62 to $176.15; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 14,242 | $175.08 | $2,493,489.36 |
DisclosureSEC source: 0000320193-22-000025 · wf-form4_164427662367600.xml · nonDerivative · entry 5 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,015 F2 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F5 · price: This transaction was executed in multiple trades at prices ranging from $174.62 to $175.61; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 6,400 | $174.32 | $1,115,648.00 |
DisclosureSEC source: 0000320193-22-000025 · wf-form4_164427662367600.xml · nonDerivative · entry 4 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,257 F2 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $173.62 to $174.61; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 2,058 | $173.04 | $356,116.32 |
DisclosureSEC source: 0000320193-22-000025 · wf-form4_164427662367600.xml · nonDerivative · entry 3 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,657 F2 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $172.47 to $173.45; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| February 01, 2022 Filed Feb 7, 2022 23:30 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 1,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-22-000025 · wf-form4_164427662367600.xml · nonDerivative · entry 2 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,715 F1 · balance_after: The number of securities reported reflects the acquisition on January 31, 2022 of 172 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022. Read SEC document |
| November 29, 2021 Filed Feb 7, 2022 23:30 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-22-000025 · wf-form4_164427662367600.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,993 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,290 | $149.11 | $490,571.90 |
DisclosureSEC source: 0000320193-21-000108 · wf-form4_163597867263388.xml · nonDerivative · entry 2 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,993 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $148.94 to $149.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 21,710 | $148.61 | $3,226,323.10 |
DisclosureSEC source: 0000320193-21-000108 · wf-form4_163597867263388.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,283 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $147.94 to $148.92; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 22:42 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 354,392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-21-000091 · wf-form4_163347373433784.xml · derivative · entry 3 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 354,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on September 30, 2018, for a target number of 177,196 RSUs. The award vested on October 1, 2021, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 30, 2018 through September 25, 2021. F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $55.44. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 25, 2021. Apple's ending value was calculated to be $154.65. F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F6 · derivative.exercise_date: Apple's TSR for the three-year performance period was 178.96%, which ranked 21 of the 472 companies that were included in the S&P 500 for the period and placed Apple in the 96th percentile. Therefore, 354,392 RSUs subject to performance requirements vested. F3 · derivative.expiration_date: This award was granted on September 30, 2018, for a target number of 177,196 RSUs. The award vested on October 1, 2021, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 30, 2018 through September 25, 2021. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 22:42 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 188,563 | $142.65 | $26,898,511.95 |
DisclosureSEC source: 0000320193-21-000091 · wf-form4_163347373433784.xml · nonDerivative · entry 2 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,993 F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 22:42 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 354,392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-21-000091 · wf-form4_163347373433784.xml · nonDerivative · entry 1 Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.