Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hyperscale Data, Inc.DPW · Entity 717 | Director · Chief Executive Officer | November 28, 2017 | December 21, 2017 |
| Microphase CorpNONE · Entity 169660 | Director · Chief Executive Officer | June 02, 2017 | June 08, 2017 |
| TurnOnGreen, Inc.IMHC · Entity 8456 | Director · Chief Executive Officer | June 26, 2023 | June 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hyperscale Data, Inc.
Report date November 28, 2017 · Filed December 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.38 · Expires 2027-11-27 | Direct | 1,000,000 |
Reported balance
After 2017-11-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-11-28 · Grant · Acquired 100,000 · Balance 1,000,000 F1: On November 28, 2017, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Mr. Kohn was granted options to purchase 100,000 shares of common stock which shall vest in monthly 1/48th increments over four years and are subject to shareholder approval. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 28, 2017, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Mr. Kohn was granted options to purchase 100,000 shares of common stock which shall vest in monthly 1/48th increments over four years and are subject to shareholder approval.
Microphase Corp
Report date June 02, 2017 · Filed June 08, 2017
This filing explicitly reported no securities owned.
TurnOnGreen, Inc.
Report date June 26, 2023 · Filed June 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,400 |
Reported balance
After 2023-06-26 transaction · row 1
1 source rowRow 1 · 2023-06-26 · Other · Acquired 12,400 · Balance 12,400 F1: The transaction is the receipt of 12,400 shares of common stock by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2028-06-26 | Direct | 12,400 |
Reported balance
After 2023-06-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-26 · Other · Acquired 12,400 · Balance 12,400 F2: The transaction is the receipt of 12,400 warrants by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction is the receipt of 12,400 shares of common stock by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders.
F2: The transaction is the receipt of 12,400 warrants by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 26, 2023 Filed Jun 28, 2023 16:00 UTC | TurnOnGreen, Inc. IMHC · Entity 8456 | OtherWarrants · Derivative | 12,400 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001214659-23-008909 · marketforms-61995.xml · derivative · entry 2 KOHN AMOS · CIK 0001258987 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,400 Underlying: Common Stock · 12,400 shares Expires 2028-06-26 F2 · kind: The transaction is the receipt of 12,400 warrants by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. F2 · price: The transaction is the receipt of 12,400 warrants by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:00 UTC | TurnOnGreen, Inc. IMHC · Entity 8456 | OtherCommon Stock | 12,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-23-008909 · marketforms-61995.xml · nonDerivative · entry 1 KOHN AMOS · CIK 0001258987 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,400 F1 · kind: The transaction is the receipt of 12,400 shares of common stock by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. F1 · price: The transaction is the receipt of 12,400 shares of common stock by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. Read SEC document |
| November 28, 2017 Filed Dec 21, 2017 22:32 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 100,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0001214659-17-007404 · marketforms-40516.xml · derivative · entry 1 KOHN AMOS · CIK 0001258987 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 100,000 shares Expires 2027-11-27 F1 · derivative.exercise_date: On November 28, 2017, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Mr. Kohn was granted options to purchase 100,000 shares of common stock which shall vest in monthly 1/48th increments over four years and are subject to shareholder approval. Read SEC document |
| June 19, 2017 Filed Dec 13, 2017 21:29 UTC | Hyperscale Data, Inc. DPW · Entity 717 | OtherWarrants · Derivative | 86,667 | $1.00 Strike: $1.00 | $86,667.00 |
DisclosureSEC source: 0001437749-17-020652 · rdgdoc.xml · derivative · entry 2 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,404,127 Underlying: Common Stock · 86,667 shares Expires 2022-06-19 F2 · security: Each Warrant has the right to purchase one share of common stock at $1.00 per share. Read SEC document |
| June 19, 2017 Filed Dec 13, 2017 21:29 UTC | Hyperscale Data, Inc. DPW · Entity 717 | OtherSeries C Preferred Stock · Derivative | 21,666 | $2.40 Strike: $0.60 | $51,998.40 |
DisclosureSEC source: 0001437749-17-020652 · rdgdoc.xml · derivative · entry 1 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,666 Underlying: Common Stock · 86,664 shares Expires not disclosed F1 · security: Each share of Series C Preferred Stock is convertible into four shares of common stock at the option of the holder thereof, or upon mandatorily upon other certain conditions being met, subject to adjustment. Each share of Series C Preferred Stock is subject to redemption at the Company's option beginning on the fifth anniversary. There is no expiration date. F1 · derivative.expiration_date: Each share of Series C Preferred Stock is convertible into four shares of common stock at the option of the holder thereof, or upon mandatorily upon other certain conditions being met, subject to adjustment. Each share of Series C Preferred Stock is subject to redemption at the Company's option beginning on the fifth anniversary. There is no expiration date. Read SEC document |
| May 11, 2017 Filed May 12, 2017 22:59 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 3,186 | $0.57 | $1,816.02 |
DisclosureSEC source: 0001437749-17-008987 · rdgdoc.xml · nonDerivative · entry 3 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,900 Read SEC document |
| May 11, 2017 Filed May 12, 2017 22:59 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 814 | $0.56 | $455.84 |
DisclosureSEC source: 0001437749-17-008987 · rdgdoc.xml · nonDerivative · entry 2 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,714 Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:59 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 50 | $0.56 | $28.00 |
DisclosureSEC source: 0001437749-17-008987 · rdgdoc.xml · nonDerivative · entry 1 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,900 Read SEC document |
| March 10, 2017 Filed Mar 31, 2017 20:54 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 1,000 | $0.62 | $620.00 |
DisclosureSEC source: 0001437749-17-005796 · rdgdoc.xml · nonDerivative · entry 6 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,850 Read SEC document |
| March 09, 2017 Filed Mar 31, 2017 20:54 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 100 | $0.60 | $60.00 |
DisclosureSEC source: 0001437749-17-005796 · rdgdoc.xml · nonDerivative · entry 5 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,850 Read SEC document |
| February 22, 2017 Filed Mar 6, 2017 21:59 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantWarrant · Derivative | 317,460 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001437749-17-003883 · rdgdoc.xml · derivative · entry 1 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317,460 Underlying: Common Stock · 317,460 shares Expires 2026-11-30 F1 · derivative.exercise_date: On February 22, 2017, the Company and Amos Kohn agreed to amend his November 30, 2016 employment agreement to clarify that Mr. Kohn will receive a warrant, subject to vesting, to purchase 317,460 shares of common stock at a $0.01 per share in lieu of the issuance of a one-time restricted stock signing bonus. The warrant shall be subject to vesting of which warrants to purchase 39,682 shares shall vest beginning on January 1, 2017, and on the first date of each quarter thereafter (i.e., April 1, July 1, and October 1) through July 1, 2018, with warrants to purchase 39,686 shares to vest on October 1, 2018. Read SEC document |
| February 16, 2017 Filed Mar 31, 2017 20:54 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 1,000 | $0.62 | $620.00 |
DisclosureSEC source: 0001437749-17-005796 · rdgdoc.xml · nonDerivative · entry 4 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,750 Read SEC document |
| February 02, 2017 Filed Mar 31, 2017 20:54 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 750 | $0.61 | $457.50 |
DisclosureSEC source: 0001437749-17-005796 · rdgdoc.xml · nonDerivative · entry 3 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,750 Read SEC document |
| January 26, 2017 Filed Mar 31, 2017 20:54 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 500 | $0.65 | $325.00 |
DisclosureSEC source: 0001437749-17-005796 · rdgdoc.xml · nonDerivative · entry 2 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Read SEC document |
| January 25, 2017 Filed Mar 31, 2017 20:54 UTC | Hyperscale Data, Inc. DPW · Entity 717 | PurchaseCommon Stock | 500 | $0.65 | $325.00 |
DisclosureSEC source: 0001437749-17-005796 · rdgdoc.xml · nonDerivative · entry 1 KOHN AMOS · CIK 0001258987 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,500 Read SEC document |
| November 22, 2016 Filed Feb 2, 2017 22:23 UTC | Hyperscale Data, Inc. DPW · Entity 717 | Disposition to issuerOptions · Derivative | 385,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-001556 · rdgdoc.xml · derivative · entry 2 KOHN AMOS · CIK 0001258987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 385,000 shares Expires 2017-01-28 F2 · kind: In consideration of the option grant above, 535,000 options previously granted were forfeited. Read SEC document |
| November 22, 2016 Filed Feb 2, 2017 22:23 UTC | Hyperscale Data, Inc. DPW · Entity 717 | GrantOptions · Derivative | 1,000,000 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001437749-17-001556 · rdgdoc.xml · derivative · entry 1 KOHN AMOS · CIK 0001258987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2026-11-03 F1 · derivative.exercise_date: Pursuant to an employment agreement entered into on November 30, 2016 and reported on Form 8-K, effective November 3, 2106. Mr. Kohn was granted options to purchase 1,000,000 shares of common stock. The options have the following vesting schedule: 500,000 shares of Common Stock shall vested on September 22, 2016; (2) options to purchase 250,000 shares of Common Stock vest ratably over six months beginning October 2016; and (3) options to purchase 250,000 shares of common stock shall vest ratably over twelve months beginning October 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.