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Boennighausen David James

Disclosed activity across 1 company

Tapewire entity
111783
SEC CIK
0001579519

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NOODLES & CoNDLS · Entity 6874Director · Chief Executive OfficerJune 28, 2023June 29, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NOODLES & Co

Report date June 28, 2023 · Filed June 29, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect302,384 Reported balance After 2023-06-28 transaction · row 1
1 source row

Row 1 · 2023-06-28 · Tax withholding · Disposed 1,825 · Balance 302,384

F1: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2018 Filed Mar 16, 2020 20:28 UTC Amendment NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 14,228 $0.00 $0.00
Disclosure

SEC source: 0001275158-20-000025 · wf-form4a_158439048789703.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,432

F1 · shares: Due to administrative error, the reporting person's restricted stock units were under-reported by 1,071 units. This Form 4 reflects the corrected total beneficial ownership for this reporting person.

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May 04, 2018 Filed May 8, 2018 21:23 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,320 $7.25 $9,570.00
Disclosure

SEC source: 0001275158-18-000026 · wf-form4_152581453252686.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,933

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on May 4, 2016. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.

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January 16, 2018 Filed Jan 18, 2018 22:35 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001275158-18-000005 · wf-form4_151631489220347.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Award of Restricted Stock Units ("RSUs") received on January 16th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 30th, 2018.

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September 21, 2017 Filed Sep 25, 2017 21:50 UTC NOODLES & Co NDLS · Entity 6874 GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001275158-17-000100 · wf-form4_150637621593749.xml · derivative · entry 3

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's share price for the period of September 21, 2017 through December 31, 2020 (the "Performance Period"). If Noodles & Company's shares attain a $15 per share average closing price for two consecutive calendar quarters or certain price targets are achieved in connection with a change in control during the Performance Period, then 100% of such RSU's granted will vest.

F3 · derivative.exercise_date: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's share price for the period of September 21, 2017 through December 31, 2020 (the "Performance Period"). If Noodles & Company's shares attain a $15 per share average closing price for two consecutive calendar quarters or certain price targets are achieved in connection with a change in control during the Performance Period, then 100% of such RSU's granted will vest.

F3 · derivative.expiration_date: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's share price for the period of September 21, 2017 through December 31, 2020 (the "Performance Period"). If Noodles & Company's shares attain a $15 per share average closing price for two consecutive calendar quarters or certain price targets are achieved in connection with a change in control during the Performance Period, then 100% of such RSU's granted will vest.

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September 21, 2017 Filed Sep 25, 2017 21:50 UTC NOODLES & Co NDLS · Entity 6874 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001275158-17-000100 · wf-form4_150637621593749.xml · derivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2027-09-21

F2 · derivative.exercise_date: These options vest 25% per year beginning one year after the transaction date.

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September 21, 2017 Filed Sep 25, 2017 21:50 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001275158-17-000100 · wf-form4_150637621593749.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Award of Restricted Stock Units ("RSUs") received on September 21, 2017. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on September 21, 2018.

Read SEC document
May 04, 2017 Filed May 8, 2017 22:14 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,456 $5.55 $8,080.80
Disclosure

SEC source: 0001275158-17-000048 · wf-form4_149428163087217.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Interim CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,253

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on May 4, 2016. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.