Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.COHR · Entity 1179 | President, Lasers Segment | July 01, 2023 | July 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date July 01, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 189,688 |
Reported balance
After 2023-07-01 transaction · row 1
1 source rowRow 1 · 2023-07-01 · Tax withholding · Disposed 6,064 · Balance 189,688 F1: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COHERENT INC
Report date July 01, 2022 · Filed July 01, 2022
Section 16 reporting ended · disclosed 2022-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-01 transaction · row 1
1 source rowRow 1 · 2022-07-01 · Disposition to issuer · Disposed 35,421 · Balance 0 F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-07-01 · Disposition to issuer · Disposed 39,220 · Balance 0 F3: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F4: as determined by the Issuer and (y) the sum of (A) 0.91 and (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer.
F3: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time,
F4: as determined by the Issuer and (y) the sum of (A) 0.91 and (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2023 Filed Jul 5, 2023 18:36 UTC | COHERENT CORP. COHR · Entity 1179 | Tax withholdingCommon Stock | 6,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005658 · primarydocument.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · President, Lasers Segment 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,688 F1 · kind: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 18:33 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 24,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006358 · primarydocument.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · President, Lasers Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,752 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2023. Read SEC document |
| July 11, 2022 Filed Jul 12, 2022 21:21 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 96,319 | $47.82 | $4,605,974.58 |
DisclosureSEC source: 0000820318-22-000012 · primary_doc.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · President - Lasers Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,891 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 16:35 UTC | COHERENT INC COHR · Entity 125737 | Disposition to issuerPerformance Restricted Stock Units · Derivative | 39,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-076881 · tm2220124-14_4seq1.xml · derivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,220 shares Expires not disclosed F3 · derivative.exercise_price: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, F1 · kind: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F3 · price: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, F4 · price: as determined by the Issuer and (y) the sum of (A) 0.91 and (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg. F3 · derivative.exercise_date: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, F4 · derivative.exercise_date: as determined by the Issuer and (y) the sum of (A) 0.91 and (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg. F3 · derivative.expiration_date: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, F4 · derivative.expiration_date: as determined by the Issuer and (y) the sum of (A) 0.91 and (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 16:35 UTC | COHERENT INC COHR · Entity 125737 | Disposition to issuerCommon Stock | 35,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-076881 · tm2220124-14_4seq1.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F2 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 18:47 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 40,709 | $0.00 | $0.00 |
DisclosureSEC source: 0000820318-22-000011 · primary_doc.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · President - Lasers Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,210 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in two equal annual installments beginning on July 1, 2023. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 16:09 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 16,959 | $263.44 | $4,467,678.96 |
DisclosureSEC source: 0001209191-21-069947 · doc4.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,421 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 16:33 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 849 | $258.45 | $219,424.05 |
DisclosureSEC source: 0001209191-21-065114 · doc4.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,380 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 34,199 Restricted Stock Units. Read SEC document |
| November 13, 2021 Filed Nov 16, 2021 19:16 UTC | COHERENT INC COHR · Entity 125737 | GrantPerformance Restricted Stock Unit · Derivative | 2,864 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064896 · doc4.xml · derivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,864 shares Expires 2021-11-13 F3 · derivative.exercise_date: This Performance Restricted Stock Unit award vested after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 13, 2021 versus the same 90 trading day period ending November 13, 2018. The number of shares reflects achievement of 72% of the number of RSUs at target. Read SEC document |
| November 13, 2021 Filed Nov 16, 2021 19:16 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 2,101 | $259.00 | $544,159.00 |
DisclosureSEC source: 0001209191-21-064896 · doc4.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,229 F2 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units and performance restricted stock units. F1 · balance_after: Includes 35,910 Restricted Stock Units. Read SEC document |
| November 13, 2021 Filed Nov 16, 2021 19:16 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 2,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064896 · doc4.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 35,910 Restricted Stock Units. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 16:07 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 1,488 | $248.93 | $370,407.84 |
DisclosureSEC source: 0001209191-21-059918 · doc4.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,466 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 37,282 Restricted Stock Units. Read SEC document |
| October 03, 2021 Filed Oct 5, 2021 16:14 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 13,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059364 · doc4.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,954 F1 · shares: On October 3, 2021 the Reporting Person was granted 13,037 Restricted Stock Units which will vest in three equal installments on each of October 3, 2022, October 3, 2023 and October 3, 2024. F2 · balance_after: Includes 41,477 Restricted Stock Units. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 17:45 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 548 | $121.77 | $66,729.96 |
DisclosureSEC source: 0001179110-20-011671 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,917 F2 · balance_after: Includes 28,440 Restricted Stock Units. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 17:45 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 1,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-011671 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,465 F1 · shares: The Reporting Person acquired these shares in connection with the certified achievement of certain performance criteria pursuant to the terms of performance-based restricted stock units granted by the Issuer on April 25, 2020. F2 · balance_after: Includes 28,440 Restricted Stock Units. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 17:03 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 592 | $119.54 | $70,767.68 |
DisclosureSEC source: 0001179110-20-011165 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,882 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F3 · balance_after: Includes 28,440 Restricted Stock Units. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 17:03 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 475 | $119.54 | $56,781.50 |
DisclosureSEC source: 0001179110-20-011165 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,474 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 30,151 Restricted Stock Units. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 16:57 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 323 | $123.87 | $40,010.01 |
DisclosureSEC source: 0001179110-20-010843 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,949 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 31,524 Restricted Stock Units. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 17:43 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 12,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-010342 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,272 F1 · shares: On October 5, 2020 the Reporting Person was granted 12,584 Restricted Stock Units which will vest in three equal installments on each of October 5, 2021, October 5, 2022 and October 5, 2023. At the same time as these service-based Restricted Stock Units were granted, Performance Restricted Stock Units which can be earned based on the Company's total stockholder return in relation to the stockholder return of companies within the Russell 1000 were also granted. Performance Restricted Stock Units will be described in the Company's proxy statement and any shares earned by executive officers pursuant to such Performance Restricted Stock Units will be reported on a Form 4 in 2023 after the Compensation and HR Committee's certification of the number of shares earned. F2 · balance_after: Includes 32,456 Restricted Stock Units. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 19:47 UTC | COHERENT INC COHR · Entity 125737 | GrantPerformance Restricted Stock Units · Derivative | 3,614 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005020 · edgar.xml · derivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,614 Underlying: Common Stock · 3,614 shares Expires 2023-04-06 F1 · derivative.exercise_date: This Performance Restricted Stock Unit ("PRSU") award vests April 6, 2023 based on the relative performance of the underlying stock versus the Russell 1000 Index for the 20 trading days on and prior to April 6, 2023 versus the 20 trading day period beginning April 6, 2020. The number of shares in the table reflects the number of PRSUs at target. The actual range of PRSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. Read SEC document |
| January 13, 2020 Filed Jan 14, 2020 16:42 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 3,322 | $175.21 | $582,041.64 |
DisclosureSEC source: 0001179110-20-000550 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,688 F1 · shares: Sold pursuant to a 10b5-1 sales plan adopted on May 21, 2019. F2 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $175.00 to $175.54. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 19,827 Restricted Stock Units. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 16:57 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 4,802 | $175.19 | $841,253.74 |
DisclosureSEC source: 0001179110-20-000487 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,010 F1 · shares: Sold pursuant to a 10b5-1 sales plan adopted on May 21, 2019. F2 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $175.00 to $175.58. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 19,827 Restricted Stock Units. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:10 UTC | COHERENT INC COHR · Entity 125737 | GrantPerformance Restricted Stock Units · Derivative | 4,192 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011863 · edgar.xml · derivative · entry 9 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,192 Underlying: Common Stock · 4,192 shares Expires 2022-11-15 F6 · derivative.exercise_date: This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 15, 2022 versus the same 90 trading day period ending November 15, 2019. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:10 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 4,871 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011863 · edgar.xml · derivative · entry 8 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,871 shares Expires 2019-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This Performance Restricted Stock Unit award vested on the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 15, 2019 versus the same 90 trading day period ending November 15, 2016. The number of shares in the table reflects the target number of achieved RSUs. The actual range of RSUs was 0-200% of the target number, depending upon the achievement results at the measurement date. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:10 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionRestricted Stock Units · Derivative | 1,623 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011863 · edgar.xml · derivative · entry 7 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,871 Underlying: Common Stock · 1,623 shares Expires 2019-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:10 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 5,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011863 · edgar.xml · nonDerivative · entry 6 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,812 F3 · shares: On November 15, 2019 the Reporting Person was granted 5,133 Restricted Stock Units which will vest in three equal installments on each of November 15, 2020, November 15, 2021 and November 15, 2022. F4 · balance_after: Includes 19,872 Restricted Stock Units. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:10 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 2,717 | $155.84 | $423,417.28 |
DisclosureSEC source: 0001179110-19-011863 · edgar.xml · nonDerivative · entry 5 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,679 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:10 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 1,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011863 · edgar.xml · nonDerivative · entry 4 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,396 F2 · shares: Additional shares acquired pursuant to the achievement of 128% of the performance criteria beyond the target number, as described in footnote (5) on Table II. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:10 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 4,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011863 · edgar.xml · nonDerivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:10 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 562 | $155.84 | $87,582.08 |
DisclosureSEC source: 0001179110-19-011863 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,161 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:10 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 1,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011863 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 16:30 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 475 | $153.81 | $73,059.75 |
DisclosureSEC source: 0001179110-19-011755 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,100 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 14,739 Restricted Stock Units. Read SEC document |
| November 03, 2019 Filed Nov 5, 2019 18:01 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 323 | $157.47 | $50,862.81 |
DisclosureSEC source: 0001179110-19-011452 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,575 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 16,112 Restricted Stock Units. Read SEC document |
| April 12, 2019 Filed Apr 16, 2019 17:16 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 11,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005001 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,898 F1 · shares: On April 12, 2019 the Reporting Person was granted 11,062 Restricted Stock Units which will vest on April 12, 2022. F2 · balance_after: Includes 17,044 Restricted Stock Units. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionRestricted Stock Units · Derivative | 1,624 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012957 · edgar.xml · derivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,494 Underlying: Common Stock · 1,624 shares Expires 2018-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 806 | $135.42 | $109,148.52 |
DisclosureSEC source: 0001179110-18-012957 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,836 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. F2 · balance_after: Includes 5,982 Restricted Stock Units. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 1,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012957 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP & GM, OLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | GrantPerformance Restricted Stock Unit · Derivative | 3,978 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012895 · edgar.xml · derivative · entry 9 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,978 Underlying: Common Stock · 3,978 shares Expires 2021-11-13 F6 · derivative.exercise_date: This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 13, 2021 versus the same 90 trading day period ending November 13, 2018. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 4,302 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012895 · edgar.xml · derivative · entry 8 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,118 Underlying: Common Stock · 4,302 shares Expires 2018-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This Performance Restricted Stock Unit award vested on the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 13, 2018 versus the same 90 trading day period ending November 13, 2015. The number of shares in the table reflects the target number of achieved RSUs. The actual range of RSUs was 0-200% of the target number, depending upon the achievement results at the measurement date. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionRestricted Stock Units · Derivative | 2,868 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012895 · edgar.xml · derivative · entry 7 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,420 Underlying: Common Stock · 2,868 shares Expires 2018-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 4,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012895 · edgar.xml · nonDerivative · entry 6 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,018 F3 · shares: On November 13, 2018 the Reporting Person was granted 4,118 Restricted Stock Units which will vest in three equal installments on each of November 13, 2019, November 13, 2020 and November 13, 2021. F4 · balance_after: Includes 5,982 Restricted Stock Units. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 3,644 | $123.26 | $449,159.44 |
DisclosureSEC source: 0001179110-18-012895 · edgar.xml · nonDerivative · entry 5 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,900 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | GrantCommonn Stock | 4,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012895 · edgar.xml · nonDerivative · entry 4 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,544 F2 · shares: Additional shares acquired pursuant to the maximum achievement of the performance criteria beyond the target number, as described in footnote (5) on Table II. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 4,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012895 · edgar.xml · nonDerivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 992 | $123.26 | $122,273.92 |
DisclosureSEC source: 0001179110-18-012895 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,940 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 17:10 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 2,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012895 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2018 Filed Nov 6, 2018 21:21 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 323 | $135.07 | $43,627.61 |
DisclosureSEC source: 0001179110-18-012628 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,064 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 17:01 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 300 | $184.21 | $55,263.99 |
DisclosureSEC source: 0001179110-18-010627 · edgar.xml · nonDerivative · entry 6 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,387 F1 · shares: Sold pursuant to a 10b5-1 sales plan adopted on May 29, 2018. F7 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $184.18 to $184.28. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 17:01 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 1,200 | $183.68 | $220,419.00 |
DisclosureSEC source: 0001179110-18-010627 · edgar.xml · nonDerivative · entry 5 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,687 F1 · shares: Sold pursuant to a 10b5-1 sales plan adopted on May 29, 2018. F6 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $183.18 to $184.16 The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 17:01 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 2,700 | $182.53 | $492,828.84 |
DisclosureSEC source: 0001179110-18-010627 · edgar.xml · nonDerivative · entry 4 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,887 F1 · shares: Sold pursuant to a 10b5-1 sales plan adopted on May 29, 2018. F5 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $182.10 to $183.09. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.