Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.COHR · Entity 1179 | President, Lasers Segment | July 01, 2023 | July 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date July 01, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 189,688 |
Reported balance
After 2023-07-01 transaction · row 1
1 source rowRow 1 · 2023-07-01 · Tax withholding · Disposed 6,064 · Balance 189,688 F1: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COHERENT INC
Report date July 01, 2022 · Filed July 01, 2022
Section 16 reporting ended · disclosed 2022-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-01 transaction · row 1
1 source rowRow 1 · 2022-07-01 · Disposition to issuer · Disposed 35,421 · Balance 0 F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-07-01 · Disposition to issuer · Disposed 39,220 · Balance 0 F3: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time, F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F4: as determined by the Issuer and (y) the sum of (A) 0.91 and (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer.
F3: Reflects performance-based restricted stock units ("PSUs"). Each PSU outstanding immediately prior to the Effective Time was converted into an award of time-based restricted stock units of Buyer (each, a "Converted RSU") covering a number of shares of Buyer common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of Issuer common stock subject to such award of Issuer PSUs based on the greater of the target or actual level of achievement of such goals or metrics immediately prior to the Effective Time,
F4: as determined by the Issuer and (y) the sum of (A) 0.91 and (B) the quotient obtained by dividing (i) the $220.00 Cash Consideration by (ii) the volume weighted average price of a share of Buyer common stock for a ten trading day period, starting with the opening of trading on the 11th trading day prior to the closing date of the Merger (the "Closing Date") to the closing of trading on the second to last trading day prior to the Closing Date, as reported by Bloomberg.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2018 Filed Aug 16, 2018 17:01 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 7,125 | $181.65 | $1,294,251.26 |
DisclosureSEC source: 0001179110-18-010627 · edgar.xml · nonDerivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,587 F1 · shares: Sold pursuant to a 10b5-1 sales plan adopted on May 29, 2018. F4 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $181.10 to $182.04. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 17:01 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 1,175 | $180.23 | $211,771.78 |
DisclosureSEC source: 0001179110-18-010627 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,712 F1 · shares: Sold pursuant to a 10b5-1 sales plan adopted on May 29, 2018. F3 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $179.90 to $180.78. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 17:01 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 500 | $179.27 | $89,635.10 |
DisclosureSEC source: 0001179110-18-010627 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,887 F1 · shares: Sold pursuant to a 10b5-1 sales plan adopted on May 29, 2018. F2 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $178.66 to $179.45. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 17:08 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionRestricted Stock Units · Derivative | 1,624 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014337 · edgar.xml · derivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,288 Underlying: Common Stock · 1,624 shares Expires 2017-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 17:08 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 848 | $302.74 | $256,723.52 |
DisclosureSEC source: 0001179110-17-014337 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,387 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 17:08 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 1,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014337 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 17:59 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionRestricted Stock Units · Derivative | 2,868 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014137 · edgar.xml · derivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,912 Underlying: Common Stock · 2,868 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 17:59 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 1,497 | $301.32 | $451,076.04 |
DisclosureSEC source: 0001179110-17-014137 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,611 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 17:59 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 2,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014137 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:58 UTC | COHERENT INC COHR · Entity 125737 | GrantPerformance Restricted Stock Units · Derivative | 2,338 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013828 · edgar.xml · derivative · entry 9 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,338 Underlying: Common Stock · 2,338 shares Expires 2020-11-03 F6 · derivative.exercise_date: This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 3, 2020 versus the same 90 trading day period ending November 3, 2017. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:58 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 3,681 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013828 · edgar.xml · derivative · entry 8 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,780 Underlying: Common Stock · 3,681 shares Expires 2017-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This Performance Restricted Stock Unit award vested on the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 3, 2017 versus the same 90 trading day period ending November 3, 2014. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:58 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionRestricted Stock Units · Derivative | 2,454 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013828 · edgar.xml · derivative · entry 7 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,461 Underlying: Common Stock · 2,454 shares Expires 2017-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:58 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 2,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013828 · edgar.xml · nonDerivative · entry 6 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,240 F3 · shares: On November 3, 2017 the Reporting Person was granted 2,797 Restricted Stock Units which will vest in three equal installments on each of November 3, 2018, November 3, 2019 and November 3, 2020. F4 · balance_after: Includes 2,797 shares Restricted Stock Units. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:58 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 3,643 | $259.87 | $946,706.41 |
DisclosureSEC source: 0001179110-17-013828 · edgar.xml · nonDerivative · entry 5 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,443 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:58 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 3,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013828 · edgar.xml · nonDerivative · entry 4 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,086 F2 · shares: Additional shares acquired pursuant to the maximum achievement of the performance criteria beyond the target number, as described in footnote (5) on Table II. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:58 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 3,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013828 · edgar.xml · nonDerivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:58 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 923 | $259.87 | $239,860.01 |
DisclosureSEC source: 0001179110-17-013828 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,724 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:58 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 2,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013828 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 24, 2017 18:39 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 708 | $245.10 | $173,533.63 |
DisclosureSEC source: 0001179110-17-007925 · edgar.xml · nonDerivative · entry 5 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,193 F1 · shares: Sold Pursuant to a Rule 10b5-1 sales plan adopted on February 14, 2017. F6 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $244.85 to $245.45. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| May 24, 2017 Filed May 24, 2017 18:39 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 801 | $244.10 | $195,525.70 |
DisclosureSEC source: 0001179110-17-007925 · edgar.xml · nonDerivative · entry 4 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,901 F1 · shares: Sold Pursuant to a Rule 10b5-1 sales plan adopted on February 14, 2017. F5 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $243.76 to $244.67 The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| May 24, 2017 Filed May 24, 2017 18:39 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 1,295 | $243.25 | $315,012.64 |
DisclosureSEC source: 0001179110-17-007925 · edgar.xml · nonDerivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,702 F1 · shares: Sold Pursuant to a Rule 10b5-1 sales plan adopted on February 14, 2017. F4 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $242.76 to $243.74. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| May 24, 2017 Filed May 24, 2017 18:39 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 1,400 | $242.14 | $338,997.40 |
DisclosureSEC source: 0001179110-17-007925 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,997 F1 · shares: Sold Pursuant to a Rule 10b5-1 sales plan adopted on February 14, 2017. F3 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $241.69 to $242.62. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| May 24, 2017 Filed May 24, 2017 18:39 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 700 | $241.00 | $168,702.80 |
DisclosureSEC source: 0001179110-17-007925 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,397 F1 · shares: Sold Pursuant to a Rule 10b5-1 sales plan adopted on February 14, 2017. F2 · price: Represents the weighted average sales price for the shares. The range of prices for such sales was $240.69 to $241.57. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 16:13 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 4,671 | $129.00 | $602,559.00 |
DisclosureSEC source: 0001179110-16-031893 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,097 F1 · shares: Sold Pursuant to a Rule 10b5-1 sales plan adopted on May 3, 2016. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:12 UTC | COHERENT INC COHR · Entity 125737 | GrantPerformance Restricted Stock Units · Derivative | 4,871 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031772 · edgar.xml · derivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,915 Underlying: Common Stock · 4,871 shares Expires 2019-11-15 F2 · derivative.exercise_date: This Restricted Stock Performance Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 15, 2019 versus the same 90 trading day period ending November 15, 2016. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:12 UTC | COHERENT INC COHR · Entity 125737 | GrantRestricted Stock Units · Derivative | 4,871 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031772 · edgar.xml · derivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,044 Underlying: Common Stock · 4,871 shares Expires 2019-11-15 F1 · derivative.exercise_date: This Restricted Stock Unit award vests over three years with one third of the grant vesting on each of the subsequent anniversaries of the grant. Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 16:43 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionRestricted Stock Units · Derivative | 2,868 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031612 · edgar.xml · derivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,173 Underlying: Common Stock · 2,868 shares Expires 2016-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 16:43 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 1,497 | $125.89 | $188,457.33 |
DisclosureSEC source: 0001179110-16-031612 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,768 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 16:43 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 2,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031612 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 13:34 UTC | COHERENT INC COHR · Entity 125737 | SaleCommon Stock | 4,593 | $119.00 | $546,567.00 |
DisclosureSEC source: 0001179110-16-031392 · edgar.xml · nonDerivative · entry 5 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,397 F3 · shares: Sold Pursuant to a Rule 10b5-1 sales plan adopted on May 3, 2016. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 13:34 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 3,428 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031392 · edgar.xml · derivative · entry 7 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,041 Underlying: Common Stock · 6,856 shares Expires 2016-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This Restricted Stock Performance Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 8, 2016 versus the same 90 trading day period ending November 8, 2013. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 13:34 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionRestricted Stock Units · Derivative | 2,285 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031392 · edgar.xml · derivative · entry 6 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,469 Underlying: Common Stock · 2,285 shares Expires 2016-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 13:34 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 3,027 | $116.57 | $352,857.39 |
DisclosureSEC source: 0001179110-16-031392 · edgar.xml · nonDerivative · entry 4 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,990 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 13:34 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 6,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031392 · edgar.xml · nonDerivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 13:34 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 859 | $116.57 | $100,133.63 |
DisclosureSEC source: 0001179110-16-031392 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,161 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 13:34 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 2,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031392 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 16:29 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionRestricted Stock Units · Derivative | 2,454 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031285 · edgar.xml · derivative · entry 3 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,754 Underlying: Common Stock · 2,454 shares Expires 2016-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 16:29 UTC | COHERENT INC COHR · Entity 125737 | Tax withholdingCommon Stock | 923 | $114.58 | $105,757.34 |
DisclosureSEC source: 0001179110-16-031285 · edgar.xml · nonDerivative · entry 2 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,735 F1 · shares: Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 16:29 UTC | COHERENT INC COHR · Entity 125737 | Exercise / conversionCommon Stock | 2,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031285 · edgar.xml · nonDerivative · entry 1 SOBEY MARK STEWART · CIK 0001182387 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.