Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | EVP, Principal Latin American | June 30, 2023 | July 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date June 30, 2023 · Filed July 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,433 |
Reported balance
After 2023-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-30 · Grant · Acquired 289 · Balance 40,433 F1: Grant of restricted stock units. F2: Includes an accumulative total of 5,262 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
F2: Includes an accumulative total of 5,262 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2021 Filed Nov 18, 2021 22:17 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 22,640 | $27.46 | $621,694.40 |
DisclosureSEC source: 0001126328-21-000216 · edgar.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,275 Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:09 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000209 · edgar.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,717 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 4,696 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.