Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | EVP, Principal Latin American | June 30, 2023 | July 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date June 30, 2023 · Filed July 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,433 |
Reported balance
After 2023-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-30 · Grant · Acquired 289 · Balance 40,433 F1: Grant of restricted stock units. F2: Includes an accumulative total of 5,262 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
F2: Includes an accumulative total of 5,262 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2023 Filed Jul 6, 2023 01:35 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014590 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,433 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 5,262 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:35 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008676 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,063 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5181 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,112 | $62.78 Strike: $62.78 | $258,151.36 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · derivative · entry 9 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,112 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,112 | $62.78 Strike: $62.78 | $258,151.36 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · derivative · entry 8 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,112 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,111 | $62.78 Strike: $62.78 | $258,088.58 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · derivative · entry 7 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,111 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,814 | $37.38 Strike: $37.38 | $404,227.32 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · derivative · entry 6 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,814 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,744 | $37.38 Strike: $37.38 | $139,950.72 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · derivative · entry 5 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,744 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 600 | $73.34 | $44,004.00 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · nonDerivative · entry 4 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,690 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023. F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 26,293 | $72.84 | $1,915,182.12 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · nonDerivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,290 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.33 to $73.32, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 12,335 | $62.78 | $774,391.30 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,583 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 14,558 | $37.38 | $544,178.04 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,248 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,069 | $37.38 Strike: $37.38 | $264,239.22 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · derivative · entry 7 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,744 Underlying: Common Stock · 7,069 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,813 | $37.38 Strike: $37.38 | $404,189.94 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · derivative · entry 6 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,813 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,212 | $51.33 Strike: $51.33 | $267,531.96 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · derivative · entry 5 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,212 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,796 | $51.33 Strike: $51.33 | $194,848.68 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · derivative · entry 4 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,796 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 26,891 | $72.18 | $1,940,992.38 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · nonDerivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,690 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.71 to $72.47, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 17,882 | $37.38 | $668,429.16 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,581 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 9,009 | $51.33 | $462,431.97 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,699 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,415 | $51.33 Strike: $51.33 | $72,631.95 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · derivative · entry 8 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,796 Underlying: Common Stock · 1,415 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,211 | $51.33 Strike: $51.33 | $267,480.63 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · derivative · entry 7 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,211 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,755 | $44.88 Strike: $44.88 | $303,164.40 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · derivative · entry 6 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,755 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,755 | $44.88 Strike: $44.88 | $303,164.40 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · derivative · entry 5 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,755 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,755 | $44.88 Strike: $44.88 | $303,164.40 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · derivative · entry 4 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,755 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 26,891 | $72.45 | $1,948,252.95 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · nonDerivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,690 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.41 to $73.08, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 6,626 | $51.33 | $340,112.58 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,581 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 20,265 | $44.88 | $909,493.20 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,955 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005423 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,690 F3 · price: Settlement of performance-based restricted stock units granted February 24, 2020. F2 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 1,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005423 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,520 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 23:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024350 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,672 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:05 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020425 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,383 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,036 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 19:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 9,000 | $76.95 | $692,550.00 |
DisclosureSEC source: 0001062993-22-018639 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,008 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.79 to $77.14, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 14:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,325 | $30.70 Strike: $30.70 | $347,677.50 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · derivative · entry 8 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,325 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 14:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,650 | $30.70 Strike: $30.70 | $50,655.00 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · derivative · entry 7 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,650 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 14:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 12,975 | $78.04 | $1,012,569.00 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · nonDerivative · entry 4 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,008 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.80 to $78.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 14:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 12,975 | $30.70 | $398,332.50 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · nonDerivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,983 Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 14:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,675 | $30.70 Strike: $30.70 | $297,022.50 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · derivative · entry 6 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,650 Underlying: Common Stock · 9,675 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 14:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,325 | $30.70 Strike: $30.70 | $163,477.50 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · derivative · entry 5 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,325 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 14:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 15,000 | $78.34 | $1,175,100.00 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,008 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.18 to $78.50, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 14:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 15,000 | $30.70 | $460,500.00 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,008 Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 18:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $30.70 Strike: $30.70 | $184,200.00 |
DisclosureSEC source: 0001062993-22-018340 · form4.xml · derivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,325 Underlying: Common Stock · 6,000 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 18:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 6,000 | $78.58 | $471,480.00 |
DisclosureSEC source: 0001062993-22-018340 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,008 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.31 to $78.60, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 18:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 6,000 | $30.70 | $184,200.00 |
DisclosureSEC source: 0001062993-22-018340 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,008 Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:49 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015552 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,008 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:34 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008900 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,967 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:01 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006419 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,553 F3 · price: Settlement of performance based restricted stock units granted February 25, 2019. F2 · balance_after: Includes 4,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:01 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006419 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,178 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 19:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000246 · edgar.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,010 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 4,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:46 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 15,640 | $71.65 | $1,120,606.00 |
DisclosureSEC source: 0001126328-21-000217 · edgar.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,635 F1 · shares: As part of the exercise on November 16, 2021 of 22,640 employee stock options expiring on February 27, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.44 to $71.80, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchanges Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:17 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,640 | $0.00 Strike: $27.46 | $0.00 |
DisclosureSEC source: 0001126328-21-000216 · edgar.xml · derivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,640 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:17 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 7,000 | $72.45 | $507,150.00 |
DisclosureSEC source: 0001126328-21-000216 · edgar.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,275 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.