Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | July 03, 2023 | July 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date July 03, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,809 |
Reported balance
After 2023-07-03 transaction · row 1
1 source rowRow 1 · 2023-07-03 · Exercise / conversion · Acquired 1,679 · Balance 3,809 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,110 |
Reported balance
After 2023-07-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-07-03 · Exercise / conversion · Disposed 1,679 · Balance 21,110 F2: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 49,077 |
Reported balance
Holding disclosure · report date 2023-07-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 49,077 F3: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 71,174 |
Reported balance
Holding disclosure · report date 2023-07-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 71,174 F4: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F3: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4: The options vest based on the conditions set forth in their respective agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2020 Filed Feb 25, 2020 16:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 8,454 | $61.36 | $518,734.06 |
DisclosureSEC source: 0001127602-20-007664 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,379 F2 · price: This transaction was executed in multiple trades at prices ranging from $61.3470 to $61.3750. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 14,919 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-20-007664 · form4.xml · derivative · entry 5 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,485 Underlying: Common Stock · 22,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 10,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007664 · form4.xml · derivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,745 Underlying: Common Stock · 10,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 15,768 | $63.19 | $996,379.92 |
DisclosureSEC source: 0001127602-20-007664 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,833 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 32,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007664 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007292 · form4.xml · derivative · entry 5 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,044 Underlying: Common Stock · 469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · shares: FICA tax withholding on the grant of restricted stock units. F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 8,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007292 · form4.xml · derivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,513 Underlying: Common Stock · 8,871 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 11,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007292 · form4.xml · derivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,404 Underlying: Common Stock · 11,716 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 469 | $63.62 | $29,837.78 |
DisclosureSEC source: 0001127602-20-007292 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,924 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007292 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 17:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 6,746 | $48.24 | $325,440.53 |
DisclosureSEC source: 0001127602-19-010862 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,924 F2 · price: This transaction was executed in multiple trades at prices ranging from $48.2000 to $48.2950. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 16,500 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001127602-19-010862 · form4.xml · derivative · entry 5 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,688 Underlying: Common Stock · 21,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010862 · form4.xml · derivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,642 Underlying: Common Stock · 4,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 12,952 | $49.10 | $635,943.20 |
DisclosureSEC source: 0001127602-19-010862 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,670 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 26,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010862 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 18:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 1,015 | $50.28 | $51,034.20 |
DisclosureSEC source: 0001127602-19-008454 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,177 Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 892 | $50.04 | $44,635.68 |
DisclosureSEC source: 0001127602-19-008235 · form4.xml · nonDerivative · entry 5 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,163 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008454 · form4.xml · derivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,142 Underlying: Common Stock · 3,920 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,891 | $49.95 | $94,455.45 |
DisclosureSEC source: 0001127602-19-008454 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,192 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,920 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008454 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance-Based Stock Options · Derivative | 71,174 | $0.00 Strike: $50.03 | $0.00 |
DisclosureSEC source: 0001127602-19-008235 · form4.xml · derivative · entry 10 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,574 Underlying: Common Stock · 71,174 shares Expires 2029-02-21 F7 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition. F8 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (7) has not been met by December 31, 2020, any unvested options will be forfeited. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 11,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008235 · form4.xml · derivative · entry 9 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,188 Underlying: Common Stock · 11,852 shares Expires not disclosed F4 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F6 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. F6 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008235 · form4.xml · derivative · entry 8 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,062 Underlying: Common Stock · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · shares: FICA tax withholding on the grant of restricted stock units. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 9,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008235 · form4.xml · derivative · entry 7 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,568 Underlying: Common Stock · 9,399 shares Expires not disclosed F4 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008235 · form4.xml · derivative · entry 6 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,169 Underlying: Common Stock · 3,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 506 | $50.03 | $25,315.18 |
DisclosureSEC source: 0001127602-19-008235 · form4.xml · nonDerivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,055 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008235 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,628 | $50.03 | $81,448.84 |
DisclosureSEC source: 0001127602-19-008235 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,055 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008235 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 01:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 5,480 | $51.70 | $283,316.00 |
DisclosureSEC source: 0001127602-18-010834 · form4.xml · nonDerivative · entry 5 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,270 Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 9,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010834 · form4.xml · derivative · entry 8 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,582 Underlying: Common Stock · 9,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 5,228 | $51.69 | $270,235.32 |
DisclosureSEC source: 0001127602-18-010834 · form4.xml · nonDerivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,750 Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 9,821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010834 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 3,902 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001127602-18-010834 · form4.xml · derivative · entry 7 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,336 Underlying: Common Stock · 5,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010834 · form4.xml · derivative · entry 6 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,403 Underlying: Common Stock · 3,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 4,420 | $52.03 | $229,972.60 |
DisclosureSEC source: 0001127602-18-010834 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,157 Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 8,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010834 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 23, 2018 Filed Feb 24, 2018 02:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 895 | $50.77 | $45,439.15 |
DisclosureSEC source: 0001127602-18-008230 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,274 Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008230 · form4.xml · derivative · entry 6 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,595 Underlying: Common Stock · 3,920 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,130 | $50.71 | $108,012.30 |
DisclosureSEC source: 0001127602-18-008230 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,169 Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,920 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-008230 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 02:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 11,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008230 · form4.xml · derivative · entry 5 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,204 Underlying: Common Stock · 11,883 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 02:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 10,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008230 · form4.xml · derivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,515 Underlying: Common Stock · 10,241 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. Read SEC document |
| February 21, 2018 Filed Mar 2, 2018 22:19 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 12,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009743 · form4a.xml · derivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,238 Underlying: Common Stock · 12,917 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| August 03, 2017 Filed Aug 3, 2017 20:45 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 8,500 | $40.28 | $342,351.95 |
DisclosureSEC source: 0001127602-17-024882 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,379 F1 · price: This transaction was executed in multiple trades at prices ranging from $40.265 to $40.297. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| May 23, 2017 Filed May 23, 2017 21:41 UTC | Voya Financial, Inc. VOYA · Entity 3571 | OtherCommon Stock | 802 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019177 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,879 F1 · shares: This transfer is made pursuant to Rule 16a-12 of the Exchange Act Rules. Read SEC document |
| March 28, 2017 Filed Mar 28, 2017 21:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 4,039 | $37.29 | $150,606.23 |
DisclosureSEC source: 0001127602-17-013068 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,681 F2 · shares: The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year. F3 · price: This transaction was executed in multiple trades at prices ranging from $37.2750 to $37.3050. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 9,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013068 · form4.xml · derivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,274 Underlying: Common Stock · 9,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 5,105 | $36.98 | $188,782.90 |
DisclosureSEC source: 0001127602-17-013068 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,720 Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 9,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-013068 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.