Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | July 03, 2023 | July 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date July 03, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,809 |
Reported balance
After 2023-07-03 transaction · row 1
1 source rowRow 1 · 2023-07-03 · Exercise / conversion · Acquired 1,679 · Balance 3,809 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,110 |
Reported balance
After 2023-07-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-07-03 · Exercise / conversion · Disposed 1,679 · Balance 21,110 F2: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 49,077 |
Reported balance
Holding disclosure · report date 2023-07-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 49,077 F3: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 71,174 |
Reported balance
Holding disclosure · report date 2023-07-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 71,174 F4: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F3: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4: The options vest based on the conditions set forth in their respective agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 03, 2023 Filed Jul 5, 2023 17:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020201 · form4.xml · derivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,110 Underlying: Common Stock · 1,679 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 17:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020201 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 16:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 9,679 | $74.70 | $723,067.76 |
DisclosureSEC source: 0001127602-23-007886 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,130 F2 · price: This transaction was executed in multiple trades at prices ranging from $74.87 to $74.91. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 16:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 7,821 | $74.90 | $585,792.90 |
DisclosureSEC source: 0001127602-23-007886 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,809 F1 · price: This transaction was executed in multiple trades at prices ranging from $74.58 to $74.92. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 395 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · derivative · entry 17 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,789 Underlying: Common Stock · 395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F2 · shares: FICA tax withholding on the grant of restricted stock units. F5 · derivative.exercise_date: The stock units will vest based on their respective award agreements. F5 · derivative.expiration_date: The stock units will vest based on their respective award agreements. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 8,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · derivative · entry 16 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,184 Underlying: Common Stock · 8,601 shares Expires not disclosed F5 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F7 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2024 on February 18, 2025 and 1/3 on February 17, 2026. F7 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2024 on February 18, 2025 and 1/3 on February 17, 2026. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 10,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · derivative · entry 15 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,077 Underlying: Common Stock · 10,509 shares Expires not disclosed F5 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F6 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above. F6 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · derivative · entry 14 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,583 Underlying: Common Stock · 3,181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 395 | $73.34 | $28,969.30 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 10 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,630 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 395 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 9 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,550 | $73.34 | $113,677.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 8 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,630 Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 7 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · derivative · entry 13 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,764 Underlying: Common Stock · 3,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,550 | $74.44 | $115,382.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 6 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,999 Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 5 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · derivative · entry 12 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,946 Underlying: Common Stock · 2,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 10,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · derivative · entry 11 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,568 Underlying: Common Stock · 10,251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,365 | $74.44 | $101,610.60 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,367 Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 2,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 5,271 | $74.44 | $392,373.24 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,931 Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 10,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 17:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 5,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019202 · form4.xml · derivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,747 Underlying: Common Stock · 5,037 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 17:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 11,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019202 · form4.xml · derivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,819 Underlying: Common Stock · 11,754 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date. F2 · derivative.expiration_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 12,205 | $68.80 | $839,714.98 |
DisclosureSEC source: 0001127602-22-006675 · form4.xml · nonDerivative · entry 6 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,951 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006675 · form4.xml · derivative · entry 11 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,710 Underlying: Common Stock · 459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · shares: FICA tax withholding on the grant of restricted stock units. F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 10,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006675 · form4.xml · derivative · entry 10 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,169 Underlying: Common Stock · 10,003 shares Expires not disclosed F7 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F9 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. F9 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 11,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006675 · form4.xml · derivative · entry 9 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,324 Underlying: Common Stock · 11,656 shares Expires not disclosed F7 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F8 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. F8 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006675 · form4.xml · derivative · entry 8 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,166 Underlying: Common Stock · 8,792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 11,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006675 · form4.xml · derivative · entry 7 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,668 Underlying: Common Stock · 15,289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F5 · balance_after: Awarded at 129% of target. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 459 | $68.32 | $31,358.88 |
DisclosureSEC source: 0001127602-22-006675 · form4.xml · nonDerivative · entry 5 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,156 F3 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006675 · form4.xml · nonDerivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GiftCommon Stock | 1,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006675 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,156 F2 · shares: This transaction was an in-kind donation to a charitable fund. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 11,876 | $68.32 | $811,368.32 |
DisclosureSEC source: 0001127602-22-006675 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,584 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 24,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006675 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2022 Filed Mar 2, 2022 17:10 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 12,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007773 · form4a.xml · derivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,065 Underlying: Common Stock · 12,397 shares Expires not disclosed F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 741 shares. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 16:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 15,000 | $67.17 | $1,007,560.50 |
DisclosureSEC source: 0001127602-21-023868 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,379 F1 · price: This transaction was executed in multiple trades at prices ranging from $66.245 to $67.40. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 12,917 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-21-007622 · form4.xml · derivative · entry 5 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,520 Underlying: Common Stock · 19,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 9,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007622 · form4.xml · derivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,958 Underlying: Common Stock · 9,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 14,952 | $58.97 | $881,773.27 |
DisclosureSEC source: 0001127602-21-007622 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,379 F2 · price: This transaction was executed in multiple trades at prices ranging from $58.9308 to $59.0750. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 13,757 | $59.26 | $815,239.82 |
DisclosureSEC source: 0001127602-21-007622 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,331 Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 28,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007622 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 427 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007034 · form4.xml · derivative · entry 5 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,292 Underlying: Common Stock · 427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · shares: FICA tax withholding on the grant of restricted stock units. F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 9,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007034 · form4.xml · derivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,719 Underlying: Common Stock · 9,974 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 12,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007034 · form4.xml · derivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,437 Underlying: Common Stock · 12,952 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 427 | $59.59 | $25,444.93 |
DisclosureSEC source: 0001127602-21-007034 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,379 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 427 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007034 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 16:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance-Based Stock Options · Derivative | 87,400 | $0.00 Strike: $37.60 | $0.00 |
DisclosureSEC source: 0001127602-20-030833 · form4.xml · derivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,174 Underlying: Common Stock · 87,400 shares Expires 2025-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the options were exercisable on March 31, 2018. 75% of the options were exercisable on June 30, 2018. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 16:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 16,831 | $60.35 | $1,015,696.99 |
DisclosureSEC source: 0001127602-20-030833 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,379 F2 · price: This transaction was executed in multiple trades at prices ranging from $60.3007 to $60.4501. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 16:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 70,569 | $60.39 | $4,261,661.91 |
DisclosureSEC source: 0001127602-20-030833 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,210 F1 · price: These common shares were delivered to the issuer to pay the options' exercise price and applicable tax due upon vesting of the stock options. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 16:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 87,400 | $37.60 | $3,286,240.00 |
DisclosureSEC source: 0001127602-20-030833 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.