Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | July 03, 2023 | July 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date July 03, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,809 |
Reported balance
After 2023-07-03 transaction · row 1
1 source rowRow 1 · 2023-07-03 · Exercise / conversion · Acquired 1,679 · Balance 3,809 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,110 |
Reported balance
After 2023-07-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-07-03 · Exercise / conversion · Disposed 1,679 · Balance 21,110 F2: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 49,077 |
Reported balance
Holding disclosure · report date 2023-07-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 49,077 F3: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 71,174 |
Reported balance
Holding disclosure · report date 2023-07-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 71,174 F4: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F3: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4: The options vest based on the conditions set forth in their respective agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2017 Filed Mar 10, 2017 21:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 5,798 | $40.93 | $237,337.65 |
DisclosureSEC source: 0001127602-17-011241 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,681 Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 02:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 2,709 | $41.64 | $112,806.01 |
DisclosureSEC source: 0001127602-17-010967 · form4.xml · nonDerivative · entry 5 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,479 F3 · price: This transaction was executed in multiple trades at prices ranging from $41.6010 to $41.6650. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 9,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010967 · form4.xml · derivative · entry 8 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,418 Underlying: Common Stock · 9,819 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 5,122 | $41.09 | $210,462.98 |
DisclosureSEC source: 0001127602-17-010967 · form4.xml · nonDerivative · entry 4 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,188 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 9,819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010967 · form4.xml · nonDerivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 3,901 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001127602-17-010967 · form4.xml · derivative · entry 7 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,321 Underlying: Common Stock · 4,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F5 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F5 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010967 · form4.xml · derivative · entry 6 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,237 Underlying: Common Stock · 3,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,021 | $41.35 | $124,918.35 |
DisclosureSEC source: 0001127602-17-010967 · form4.xml · nonDerivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,491 Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 7,327 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010967 · form4.xml · nonDerivative · entry 1 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 14,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008349 · form4.xml · derivative · entry 3 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,222 Underlying: Common Stock · 14,919 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 11,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008349 · form4.xml · derivative · entry 2 SILVA KEVIN D · CIK 0001237581 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,429 Underlying: Common Stock · 11,761 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.