Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PERPETUA RESOURCES CORP.PPTA · Entity 4235 | Director | June 30, 2023 | July 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PERPETUA RESOURCES CORP.
Report date June 30, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 31,566 |
Reported balance
After 2023-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-06-30 · Grant · Acquired 979 · Balance 31,566 F1: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The Reporting Person elected to receive DSUs in lieu of a cash retainer for his service during the second quarter of 2023. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service. |
Filing footnotes · ownership attribution and instrument terms
F1: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The Reporting Person elected to receive DSUs in lieu of a cash retainer for his service during the second quarter of 2023. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NOVAGOLD RESOURCES INC
Report date January 07, 2019 · Filed January 08, 2019
Section 16 reporting ended · disclosed 2019-01-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 773,269 |
Reported balance
After 2019-01-07 transaction · row 1
1 source rowRow 1 · 2019-01-07 · Grant · Acquired 1,957 · Balance 773,269 F1: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan between October 1, 2018 and January 7, 2019. F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions between October 1, 2018 and January 7, 2019 at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan between October 1, 2018 and January 7, 2019.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions between October 1, 2018 and January 7, 2019 at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2017 Filed Dec 5, 2017 17:15 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 11,336 | $3.86 | $43,756.96 |
DisclosureSEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,062 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$4.91 to C$4.9161, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The Canadian weighted average price of C$4.91 was converted to USD using an exchange rate of C$1.2729=US$1.00 Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 17:15 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 88,664 | $3.88 | $344,016.32 |
DisclosureSEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 2 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,398 F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$4.94 to USD using an exchange rate of C$1.2729=US$1.00. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 17:15 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 100,000 | $3.44 | $344,000.00 |
DisclosureSEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2729=U.S.$1.00. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 18:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001214659-17-006240 · marketforms-40034.xml · derivative · entry 4 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 100,000 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2874=U.S.$1.00. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 18:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 17,202 | $4.09 | $70,356.18 |
DisclosureSEC source: 0001214659-17-006240 · marketforms-40034.xml · nonDerivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,062 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.27 to C$5.28, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.27 to USD using an exchange rate of C$1.2874=US$1.00. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 18:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 82,798 | $4.11 | $340,299.78 |
DisclosureSEC source: 0001214659-17-006240 · marketforms-40034.xml · nonDerivative · entry 2 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,264 F2 · price: The price reported above was converted from the Canadian price of C$5.29 to USD using an exchange rate of C$1.2874=USD $1.00. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 18:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 100,000 | $3.40 | $340,000.00 |
DisclosureSEC source: 0001214659-17-006240 · marketforms-40034.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2874=U.S.$1.00. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 15:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001214659-17-006137 · marketforms-39964.xml · derivative · entry 4 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 60,000 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2478=U.S.$1.00. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 15:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 8,970 | $4.13 | $37,046.10 |
DisclosureSEC source: 0001214659-17-006137 · marketforms-39964.xml · nonDerivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,062 F2 · price: The price reported above was converted from the Canadian price of C$5.15 to USD using an exchange rate of C$1.2478=USD $1.00. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 15:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 51,030 | $4.13 | $210,753.90 |
DisclosureSEC source: 0001214659-17-006137 · marketforms-39964.xml · nonDerivative · entry 2 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,032 F2 · price: The price reported above was converted from the Canadian price of C$5.15 to USD using an exchange rate of C$1.2478=USD $1.00. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 15:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 60,000 | $3.51 | $210,600.00 |
DisclosureSEC source: 0001214659-17-006137 · marketforms-39964.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2478=U.S.$1.00. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:10 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,541 | $4.32 | $6,657.12 |
DisclosureSEC source: 0001214659-17-005923 · marketforms-39811.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,062 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.08 to $4.50, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 17:44 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001214659-17-005469 · marketforms-39557.xml · derivative · entry 4 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2017-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2390=U.S.$1.00. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 17:44 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 15,129 | $4.37 | $66,113.73 |
DisclosureSEC source: 0001214659-17-005469 · marketforms-39557.xml · nonDerivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,521 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.40 to C$5.415, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.41 to USD using an exchange rate of C$1.2390=US$1.00. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 17:44 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 84,871 | $4.37 | $370,886.27 |
DisclosureSEC source: 0001214659-17-005469 · marketforms-39557.xml · nonDerivative · entry 2 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,650 F2 · price: The price reported above was converted from the Canadian price of C$5.42 using an exchange rate of CAD$1.2390=U.S.$1.00. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 17:44 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 100,000 | $3.71 | $371,000.00 |
DisclosureSEC source: 0001214659-17-005469 · marketforms-39557.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2390=U.S.$1.00. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · derivative · entry 8 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2017-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2536=U.S.$1.00. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 15,285 | $4.33 | $66,184.05 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 6 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,521 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.41 to C$5.4292, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.42 to USD using an exchange rate of C$1.2536=US$1.00. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 84,715 | $4.33 | $366,815.95 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 5 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,806 F5 · price: The price reported above was converted from the Canadian price of C$5.43 using an exchange rate of CAD$1.2536=U.S.$1.00. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 100,000 | $3.67 | $367,000.00 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 4 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2536=U.S.$1.00. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · derivative · entry 7 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 200,000 shares Expires 2017-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2605=U.S.$1.00. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 28,516 | $4.25 | $121,193.00 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,521 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.34 to C$5.375, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.36 to USD using an exchange rate of C$1.2605=US$1.00. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 171,484 | $4.26 | $730,521.84 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 2 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,037 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.35 to $5.38, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.36 to USD using an exchange rate of C$1.2605=US$1.00. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 200,000 | $3.65 | $730,000.00 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2605=U.S.$1.00. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 22:34 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,549 | $4.30 | $6,660.70 |
DisclosureSEC source: 0001214659-17-004254 · marketforms-39154.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,521 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.97 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 31, 2017 Filed Apr 7, 2017 17:18 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,342 | $5.21 | $6,991.82 |
DisclosureSEC source: 0001214659-17-002445 · marketforms-38528.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,972 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.70 to $6.08, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 17:04 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001214659-17-000843 · marketforms-37819.xml · derivative · entry 4 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Shares · 100,000 shares Expires 2017-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.60 using an exchange rate of CAD$1.3117=U.S.$1.00. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 17:04 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 42,500 | $6.10 | $259,216.00 |
DisclosureSEC source: 0001214659-17-000843 · marketforms-37819.xml · nonDerivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,630 F2 · price: The sale price reported above was converted from the Canadian sale price of $8.00 to USD using an exchange rate of C$1.3117=USD $1.00. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 17:04 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 57,500 | $6.10 | $350,704.00 |
DisclosureSEC source: 0001214659-17-000843 · marketforms-37819.xml · nonDerivative · entry 2 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,130 F2 · price: The sale price reported above was converted from the Canadian sale price of $8.00 to USD using an exchange rate of C$1.3117=USD $1.00. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 17:04 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 100,000 | $3.51 | $351,000.00 |
DisclosureSEC source: 0001214659-17-000843 · marketforms-37819.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $4.60 using an exchange rate of CAD$1.3117=U.S.$1.00. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 21:34 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 2,193 | $4.61 | $10,109.73 |
DisclosureSEC source: 0001214659-17-000031 · marketforms-37495.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,630 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.88 to $5.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 20:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 134,133 | $4.58 | $613,752.37 |
DisclosureSEC source: 0001214659-16-015184 · marketforms-37251.xml · nonDerivative · entry 2 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,437 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares · Derivative | 164,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015184 · marketforms-37251.xml · derivative · entry 4 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,000 Underlying: Common Shares · 164,000 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares · Derivative | 469,400 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-16-015184 · marketforms-37251.xml · derivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,400 Underlying: Common Shares · 469,400 shares Expires 2021-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 31,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015184 · marketforms-37251.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2014 grant totaling 240,900 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 1, 2016, the performance criteria were deemed to have been met with respect to the grant at 113% of the original grant amount, increasing the award to 272,217 common shares, which were issued to the reporting person on December 1, 2016. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:06 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,102 | $6.55 | $7,218.10 |
DisclosureSEC source: 0001214659-16-013932 · marketforms-36358.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,253 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.90 to $7.22, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.