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person · Reporting owner

SMITH BRAD D

Disclosed activity across 6 companies

Tapewire entity
11137
SEC CIK
0001284323

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMAZON COM INCAMZN · Entity 1956DirectorSeptember 08, 2026September 09, 2026
HUMANA INCHUM · Entity 1429DirectorDecember 31, 2024January 03, 2025
INTUIT INC.INTU · Entity 2373DirectorJanuary 18, 2023January 21, 2023
JPMORGAN CHASE & COJPM · Entity 2795DirectorJanuary 20, 2026January 22, 2026
MOMENTIVE GLOBAL INC.MNTV · Entity 112784DirectorJune 02, 2021August 10, 2021
NORDSTROM INCJWN · Entity 79544DirectorMay 27, 2021May 28, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMAZON COM INC

Report date September 08, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2029-11-15Direct4,086 Reported balance After 2026-09-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-08 · Grant · Acquired 4,086 · Balance 4,086

F1: Converts into Common Stock on a one-for-one basis.

F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: Converts into Common Stock on a one-for-one basis.

F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029.

HUMANA INC

Report date December 31, 2024 · Filed January 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect1,169 Reported balance After 2025-01-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-01-02 · Grant · Acquired 783 · Balance 1,169

F4: Includes 783 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect771 Reported balance After 2024-12-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-12-31 · Grant · Acquired 231 · Balance 771

F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect20 Reported balance After 2024-12-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-12-31 · Grant · Acquired 17 · Balance 20

F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan. Per the Director's election, deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect810 Reported balance Holding disclosure · report date 2024-12-31 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 810

F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

Filing footnotes · ownership attribution and instrument terms

F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan. Per the Director's election, deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F4: Includes 783 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

INTUIT INC.

Report date January 18, 2023 · Filed January 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect408,302 Ending reported balance After 2023-01-18 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-01-18 · Exercise / conversion · Acquired 2,563 · Balance 404,595

Row 2 · 2023-01-18 · Exercise / conversion · Acquired 3,215 · Balance 407,810

Row 3 · 2023-01-18 · Exercise / conversion · Acquired 492 · Balance 408,302

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18Direct0 Reported balance After 2023-01-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-01-18 · Exercise / conversion · Disposed 2,563 · Balance 0

F2: 1-for-1

F3: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 1,282 Restricted Stock Units vested on 4/1/2022 and 1,281 Restricted Stock Units vested on 7/1/2022.

F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18Direct0 Reported balance After 2023-01-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-01-18 · Exercise / conversion · Disposed 3,215 · Balance 0

F2: 1-for-1

F5: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 804 Restricted Stock Units vested on each of 4/1/2022, 10/1/2022, and 12/31/2022 and 803 Restricted Stock Units vested on 7/1/2022.

F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18Direct0 Reported balance After 2023-01-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-01-18 · Exercise / conversion · Disposed 492 · Balance 0

F2: 1-for-1

F6: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.

Restricted Stock Units - MSPP Matching AwardSEC Table II · derivative / convertible securityDirect121 Reported balance After 2023-01-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-01-18 · Other · Disposed 138 · Balance 121

F2: 1-for-1

F7: Forfeiture of securities pursuant to provisions under the Management Stock Purchase Program.

F8: Represents scheduled vesting date for grant made on 8/13/2021.

F9: Restricted Stock Units - MSPP Matching Units do not expire; they either vest or are canceled prior to vest date.

Common StockSEC Table I · non-derivativeIndirectTrust44,311 Reported balance Holding disclosure · report date 2023-01-18 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 44,311

F1: Shares held by the 2022 Brad D. Smith GRAT Trust of which the reporting person is a Trustee.

Restricted Stock Units -performance based vestingSEC Table II · derivative / convertible securityDirect10,416 Reported balance Holding disclosure · report date 2023-01-18 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 10,416

F2: 1-for-1

F10: Represents vesting date for grant made on 7/30/2020.

F11: Restricted Stock Units (performance based vesting) do not expire; they either vest or are canceled prior to vest date.

F12: Represents vested Restricted Stock Units (performance based vesting) that were granted on 7/30/2020, based on actual performance for completed performance periods and target performance for incomplete performance periods. These securities are subject to deferred release.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by the 2022 Brad D. Smith GRAT Trust of which the reporting person is a Trustee.

F2: 1-for-1

F3: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 1,282 Restricted Stock Units vested on 4/1/2022 and 1,281 Restricted Stock Units vested on 7/1/2022.

F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.

F5: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 804 Restricted Stock Units vested on each of 4/1/2022, 10/1/2022, and 12/31/2022 and 803 Restricted Stock Units vested on 7/1/2022.

F6: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F7: Forfeiture of securities pursuant to provisions under the Management Stock Purchase Program.

F8: Represents scheduled vesting date for grant made on 8/13/2021.

F9: Restricted Stock Units - MSPP Matching Units do not expire; they either vest or are canceled prior to vest date.

F10: Represents vesting date for grant made on 7/30/2020.

F11: Restricted Stock Units (performance based vesting) do not expire; they either vest or are canceled prior to vest date.

F12: Represents vested Restricted Stock Units (performance based vesting) that were granted on 7/30/2020, based on actual performance for completed performance periods and target performance for incomplete performance periods. These securities are subject to deferred release.

JPMORGAN CHASE & CO

Report date January 20, 2026 · Filed January 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,946.5824 Reported balance After 2026-01-20 transaction · row 1
1 source row

Row 1 · 2026-01-20 · Grant · Acquired 913.5251 · Balance 2,946.5824

F1: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Common StockSEC Table I · non-derivativeIndirectBy Family Trusts5,738 Reported balance Holding disclosure · report date 2026-01-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,738

Common StockSEC Table I · non-derivativeIndirectBy Spouse1,000 Reported balance Holding disclosure · report date 2026-01-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,000

Common StockSEC Table I · non-derivativeIndirectBy Spouse's GRAT2,142 Reported balance Holding disclosure · report date 2026-01-20 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,142

Common StockSEC Table I · non-derivativeIndirectBy Spouse's IRA18 Reported balance Holding disclosure · report date 2026-01-20 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 18

Filing footnotes · ownership attribution and instrument terms

F1: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

MOMENTIVE GLOBAL INC.

Report date June 02, 2021 · Filed August 10, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,088 Reported balance After 2021-06-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-06-02 · Grant · Acquired 3,457 · Balance 48,088

F1: Grant of Restricted Stock Units ("RSUs") 1/4th of the total number of RSUs will vest on 08/15/2021 and 1/4th of the total number of RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.

F2: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2031-08-06Direct6,914 Reported balance After 2021-08-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-08-06 · Grant · Acquired 6,914 · Balance 6,914

F3: Grant of Stock Options ("NSOs"). 1/4th of the total number of NSOs will vest on 08/15/2021 and 1/4th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Restricted Stock Units ("RSUs") 1/4th of the total number of RSUs will vest on 08/15/2021 and 1/4th of the total number of RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.

F2: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.

F3: Grant of Stock Options ("NSOs"). 1/4th of the total number of NSOs will vest on 08/15/2021 and 1/4th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.

NORDSTROM INC

Report date May 27, 2021 · Filed May 28, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee60,373 Reported balance After 2021-05-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-05-27 · Grant · Acquired 10,204 · Balance 60,373

F1: Annual stock award under Nordstrom, Inc. 2019 Equity Incentive Plan.

F2: Shares held by Brad D. and Alys M. Smith Revocable Living Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Annual stock award under Nordstrom, Inc. 2019 Equity Incentive Plan.

F2: Shares held by Brad D. and Alys M. Smith Revocable Living Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2019 Filed Dec 16, 2019 20:06 UTC INTUIT INC. INTU · Entity 2373 Tax withholdingCommon Stock 4,116 $252.75 $1,040,319.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 8

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,535

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 7

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 6

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 5

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 89 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 4

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 965 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 3

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 2,797 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:06 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 161 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000188 · edgar.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 02:29 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 227,450 $0.00 Strike: $82.59 $0.00
Disclosure

SEC source: 0000896878-19-000180 · edgar.xml · derivative · entry 7

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 227,450 shares

Expires 2021-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in August 2019.

F7 · derivative.exercise_date: Represents date this stock option grant was fully vested.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 02:29 UTC INTUIT INC. INTU · Entity 2373 SaleCommon Stock 1,230 $260.88 $320,877.85
Disclosure

SEC source: 0000896878-19-000180 · edgar.xml · nonDerivative · entry 6

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,535

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in August 2019.

F6 · price: This transaction was executed in multiple trades ranging from $260.86 to $260.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 02:29 UTC INTUIT INC. INTU · Entity 2373 SaleCommon Stock 1,371 $260.08 $356,572.83
Disclosure

SEC source: 0000896878-19-000180 · edgar.xml · nonDerivative · entry 5

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,765

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in August 2019.

F5 · price: This transaction was executed in multiple trades ranging from $259.56 to $260.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 02:29 UTC INTUIT INC. INTU · Entity 2373 SaleCommon Stock 62,707 $258.85 $16,231,456.12
Disclosure

SEC source: 0000896878-19-000180 · edgar.xml · nonDerivative · entry 4

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,136

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in August 2019.

F4 · price: This transaction was executed in multiple trades ranging from $258.54 to $259.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 02:29 UTC INTUIT INC. INTU · Entity 2373 SaleCommon Stock 39,594 $257.98 $10,214,547.23
Disclosure

SEC source: 0000896878-19-000180 · edgar.xml · nonDerivative · entry 3

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,843

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in August 2019.

F3 · price: This transaction was executed in multiple trades ranging from $257.54 to $258.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 02:29 UTC INTUIT INC. INTU · Entity 2373 SaleCommon Stock 122,548 $257.00 $31,495,019.82
Disclosure

SEC source: 0000896878-19-000180 · edgar.xml · nonDerivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,437

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in August 2019.

F2 · price: This transaction was executed in multiple trades ranging from $256.54 to $257.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 02:29 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 227,450 $82.59 $18,785,095.50
Disclosure

SEC source: 0000896878-19-000180 · edgar.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in August 2019.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:46 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionRestricted Stock Unit · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000167 · edgar.xml · derivative · entry 3

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,213

Underlying: Common Stock · 58 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents a vesting date for restricted stock units granted on 7/26/2018 and the release date for these units to accomodate the tax withholding obligations of the reporting person.

F3 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are cancelled prior to vesting date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:46 UTC INTUIT INC. INTU · Entity 2373 Tax withholdingCommon Stock 58 $264.30 $15,329.40
Disclosure

SEC source: 0000896878-19-000167 · edgar.xml · nonDerivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,535

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:46 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000167 · edgar.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2019 Filed Sep 3, 2019 23:59 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative 4,474 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000142 · edgar.xml · derivative · entry 6

SMITH BRAD D · CIK 0001284323 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,943

Underlying: Common Stock · 4,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Represents accelerated release date for these vested restricted stock units to accommodate tax withholding obligation related to deferred release of of vested restricted stock units under this award.

F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
September 01, 2019 Filed Sep 3, 2019 23:59 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative 91,547 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000142 · edgar.xml · derivative · entry 5

SMITH BRAD D · CIK 0001284323 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · shares: Represents the awarded and vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives.

F3 · derivative.exercise_date: Represents accelerated release date for these vested restricted stock units to accommodate tax withholding obligation related to deferred release of of vested restricted stock units under this award.

F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date.

Read SEC document
September 01, 2019 Filed Sep 3, 2019 23:59 UTC INTUIT INC. INTU · Entity 2373 Tax withholdingCommon Stock 4,474 $288.36 $1,290,122.64
Disclosure

SEC source: 0000896878-19-000142 · edgar.xml · nonDerivative · entry 4

SMITH BRAD D · CIK 0001284323 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,535

Read SEC document
September 01, 2019 Filed Sep 3, 2019 23:59 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 4,474 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000142 · edgar.xml · nonDerivative · entry 3

SMITH BRAD D · CIK 0001284323 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2019 Filed Sep 3, 2019 23:59 UTC INTUIT INC. INTU · Entity 2373 Tax withholdingCommon Stock 43,238 $288.36 $12,468,109.68
Disclosure

SEC source: 0000896878-19-000142 · edgar.xml · nonDerivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,535

Read SEC document
September 01, 2019 Filed Sep 3, 2019 23:59 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 91,547 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000142 · edgar.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 14, 2019 00:02 UTC INTUIT INC. INTU · Entity 2373 GrantRestricted Stock Units (MSPP Matching Award) · Derivative 730 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-016631 · doc1.xml · derivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730

Underlying: Common Stock · 730 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F5 · price: Reporting person was awarded the Restricted Stock Units (MSPP Matching Award) in connection with voluntary participation in a management stock purchase program (MSPP).

F3 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award).

F4 · derivative.expiration_date: Restricted Stock Units (MSPP Matching Award) have no expiration date; these securities either vest or are canceled prior to vesting date.

Read SEC document
August 09, 2019 Filed Aug 14, 2019 00:02 UTC INTUIT INC. INTU · Entity 2373 GrantRestricted Stock Units (MSPP Purchased Award) · Derivative 730 $276.57 $201,896.10
Disclosure

SEC source: 0001567619-19-016631 · doc1.xml · derivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730

Underlying: Common Stock · 730 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Restricted Stock Units (MSPP Purchase Award) are fully vested upon grant; however, settlement occurs upon the earlier of termination of employment or three years from grant date.

F2 · derivative.expiration_date: Restricted Stock Units (MSPP Purchase Award) are fully vested upon grant; however, settlement occurs upon the earlier of termination of employment or three years from grant date.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 19:26 UTC MOMENTIVE GLOBAL INC. SVMK · Entity 112784 GrantStock Option (Right to Buy) · Derivative 10,192 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001209191-19-045033 · doc4.xml · derivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,192

Underlying: Common Stock · 10,192 shares

Expires 2029-08-05

F1 · derivative.exercise_date: Grant of Stock Optionss ("NSOs"). 1/4th of the total number of NSOs will vest on 08/15/2019 and 1/4th of the total number of NSOs will vest quarterly thereafter for the remaining 3 quarters, subject to the Reporting Person's continued service to the Company until fully vested.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 22:32 UTC INTUIT INC. INTU · Entity 2373 GrantRestricted Stock Unit (performance-based vesting) · Derivative 14,338 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000121 · edgar.xml · derivative · entry 3

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,338

Underlying: Common Stock · 14,338 shares

Expires not disclosed

F2 · security: Dividend equivalent rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares.

F3 · derivative.exercise_price: 1-for-1

F6 · derivative.exercise_date: The target number of units subject to the award is presented in the table; the number that vest may be 0%-200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives; the awarded units will vest on 9/1/2022. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock.

F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 22:32 UTC INTUIT INC. INTU · Entity 2373 GrantRestricted Stock Unit · Derivative 7,103 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000121 · edgar.xml · derivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,103

Underlying: Common Stock · 7,103 shares

Expires not disclosed

F2 · security: Dividend equivalent rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares.

F3 · derivative.exercise_price: 1-for-1

F4 · derivative.exercise_date: Provided that a predetermined one year operating goal threshold is achieved, 25% of the restricted stock units will vest on 7/1/2020; thereafter 6.25% of the restricted stock units will vest on each of October 1, December 31, April 1, and July 1, following the first vest date 7/1/2020, until the award is fully vested.

F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 22:32 UTC INTUIT INC. INTU · Entity 2373 GrantNon-Qualified Stock Option (right to buy) · Derivative 30,514 $0.00 Strike: $281.60 $0.00
Disclosure

SEC source: 0000896878-19-000121 · edgar.xml · derivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,514

Underlying: Common Stock · 30,514 shares

Expires 2026-07-24

F1 · derivative.exercise_date: 25% of the stock options granted will vest on 7/25/2020 and thereafter 2 1/12% of the stock options will vest on each monthly anniversary such that the grant is fully vested on the 4th anniversary of the grant date.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:23 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionRestricted Stock Unit · Derivative 229 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000099 · edgar.xml · derivative · entry 9

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,271

Underlying: Common Stock · 229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1-for-1

F10 · derivative.exercise_date: Represents vesting and release date to accommodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2020.

F7 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:23 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionRestricted Stock Unit · Derivative 8,667 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000099 · edgar.xml · derivative · entry 8

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,946

Underlying: Common Stock · 8,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1-for-1

F9 · derivative.exercise_date: Represents release date for 8,281 vested restricted stock units and vesting and release date for 386 restricted stock units.

F7 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:23 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionRestricted Stock Unit · Derivative 11,999 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000099 · edgar.xml · derivative · entry 7

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

Underlying: Common Stock · 11,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1-for-1

F8 · derivative.exercise_date: Represents release date for 11,464 vested restricted stock units and vesting and release date for 535 restricted stock units.

F7 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:23 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionRestricted Stock Unit · Derivative 9,427 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000099 · edgar.xml · derivative · entry 6

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1-for-1

F6 · derivative.exercise_date: Represents release date for vested restricted stock units.

F7 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:23 UTC INTUIT INC. INTU · Entity 2373 Tax withholdingCommon Stock 14,362 $264.20 $3,794,440.40
Disclosure

SEC source: 0000896878-19-000099 · edgar.xml · nonDerivative · entry 5

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,226

F4 · shares: Shares withheld in connection with tax withholding obligations as follows: 13,212 shares in connection with deferred release of vested restricted stock units on 7/1/2019 and 1,150 shares in connection with vesting of restricted stock units subject to deferred release date of 7/1/2020.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:23 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 229 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000099 · edgar.xml · nonDerivative · entry 4

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:23 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 8,667 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000099 · edgar.xml · nonDerivative · entry 3

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the deferred release of 8,281 vested restricted stock units and the vesting and release of an additional 386 restricted stock units to accommodate the withholding of those 386 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2020.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:23 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 11,999 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000099 · edgar.xml · nonDerivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the deferred release of 11,464 vested restricted stock units and the vesting and release of an additional 535 restricted stock units to accommodate the withholding of those 535 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2020.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:23 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionCommon Stock 9,427 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000099 · edgar.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 126 shares acquired by the reporting person on 3/15/2019 through the Intuit Inc. Employee Stock Purchase Plan.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 17:35 UTC MOMENTIVE GLOBAL INC. SVMK · Entity 112784 GrantCommon Stock 5,096 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036884 · doc4.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,096

F1 · shares: Grant of Restricted Stock Units ("RSUs") 1/4th of the total number of RSUs will vest on 08/15/2019 and 1/4th of the total number of RSUs will vest quarterly thereafter for the remaining 3 quarters, subject to the Reporting Person's continued service to the Company until fully vested.

F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.

Read SEC document
May 29, 2019 Filed May 31, 2019 14:56 UTC NORDSTROM INC JWN · Entity 79544 GrantCommon Stock 10,487 $32.42 $339,988.54
Disclosure

SEC source: 0000072333-19-000123 · wf-form4_155932896836320.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 29,072

F1 · shares: Annual Stock Award under the 2002 Nonemployee Director Stock Incentive Plan.

F2 · ownership.nature: Shares held by Brad D. and Alys M. Smith Revocable Living Trust.

Read SEC document
May 29, 2019 Filed Jun 4, 2019 17:36 UTC Amendment NORDSTROM INC JWN · Entity 79544 GrantCommon Stock 10,487 $0.00 $0.00
Disclosure

SEC source: 0000072333-19-000139 · wf-form4a_155968417364976.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 29,072

F1 · shares: Annual Stock Award under the 2002 Nonemployee Director Stock Incentive Plan.

F2 · price: Reflects an amended amount to correct a clerical error.

F3 · ownership.nature: Shares held by Brad D. and Alys M. Smith Revocable Living Trust.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:37 UTC INTUIT INC. INTU · Entity 2373 GiftCommon Stock 20,062 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000046 · edgar.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,140

Read SEC document
February 15, 2019 Filed Feb 19, 2019 23:42 UTC INTUIT INC. INTU · Entity 2373 GrantRestricted Stock Unit · Derivative 12,857 $0.00 $0.00
Disclosure

SEC source: 0000896878-19-000038 · edgar.xml · derivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,857

Underlying: Common Stock · 12,857 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: 25% of the restricted stock units vest on 12/31/2019 and thereafter, 6.25% of the restricted stock units vest on each April 1, July 1, October 1, and December 31 until the award is fully vested. All vested restricted stock units under this award are subject to a one year deferral of issuance of the shares.

F3 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 00:20 UTC INTUIT INC. INTU · Entity 2373 SaleCommon Stock 3,007 $206.13 $619,827.50
Disclosure

SEC source: 0000896878-18-000222 · edgar.xml · nonDerivative · entry 4

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,202

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in September 2018.

F5 · price: This transaction was executed in multiple trades ranging from $206.01 to $206.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 00:20 UTC INTUIT INC. INTU · Entity 2373 SaleCommon Stock 8,202 $205.44 $1,684,990.17
Disclosure

SEC source: 0000896878-18-000222 · edgar.xml · nonDerivative · entry 3

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,209

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in September 2018.

F4 · price: This transaction was executed in multiple trades ranging from $205.01 to $206. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 00:20 UTC INTUIT INC. INTU · Entity 2373 SaleCommon Stock 3,109 $206.16 $640,957.35
Disclosure

SEC source: 0000896878-18-000222 · edgar.xml · nonDerivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,411

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in September 2018.

F3 · price: This transaction was executed in multiple trades ranging from $206.03 to $206.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 00:20 UTC INTUIT INC. INTU · Entity 2373 SaleCommon Stock 8,100 $205.44 $1,664,092.35
Disclosure

SEC source: 0000896878-18-000222 · edgar.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,520

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted in September 2018.

F2 · price: This transaction was executed in multiple trades ranging from $205.02 to $205.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 11:46 UTC NORDSTROM INC JWN · Entity 79544 GrantCommon Stock 1,961 $50.99 $99,991.39
Disclosure

SEC source: 0000072333-18-000157 · wf-form4_154281878609492.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 18,585

F1 · shares: Granted under the 2002 Nonemployee Director Stock Incentive Plan

F2 · ownership.nature: Shares held by Brad D. and Alys M. Smith Revocable Living Trust.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 20:23 UTC INTUIT INC. INTU · Entity 2373 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 139,500 $0.00 Strike: $63.11 $0.00
Disclosure

SEC source: 0000896878-18-000189 · edgar.xml · derivative · entry 7

SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 139,500 shares

Expires 2020-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents date all options under this award were vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.