Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMAZON COM INCAMZN · Entity 1956 | Director | September 08, 2026 | September 09, 2026 |
| HUMANA INCHUM · Entity 1429 | Director | December 31, 2024 | January 03, 2025 |
| INTUIT INC.INTU · Entity 2373 | Director | January 18, 2023 | January 21, 2023 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | January 20, 2026 | January 22, 2026 |
| MOMENTIVE GLOBAL INC.MNTV · Entity 112784 | Director | June 02, 2021 | August 10, 2021 |
| NORDSTROM INCJWN · Entity 79544 | Director | May 27, 2021 | May 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMAZON COM INC
Report date September 08, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2029-11-15 | Direct | 4,086 |
Reported balance
After 2026-09-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-08 · Grant · Acquired 4,086 · Balance 4,086 F1: Converts into Common Stock on a one-for-one basis. F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Converts into Common Stock on a one-for-one basis.
F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029.
HUMANA INC
Report date December 31, 2024 · Filed January 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Humana CommonSEC Table I · non-derivative | Direct | 1,169 |
Reported balance
After 2025-01-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-01-02 · Grant · Acquired 783 · Balance 1,169 F4: Includes 783 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 771 |
Reported balance
After 2024-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-12-31 · Grant · Acquired 231 · Balance 771 F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20 |
Reported balance
After 2024-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-12-31 · Grant · Acquired 17 · Balance 20 F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan. Per the Director's election, deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 810 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 810 F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). |
Filing footnotes · ownership attribution and instrument terms
F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan. Per the Director's election, deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F4: Includes 783 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
INTUIT INC.
Report date January 18, 2023 · Filed January 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 408,302 |
Ending reported balance
After 2023-01-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-01-18 · Exercise / conversion · Acquired 2,563 · Balance 404,595 Row 2 · 2023-01-18 · Exercise / conversion · Acquired 3,215 · Balance 407,810 Row 3 · 2023-01-18 · Exercise / conversion · Acquired 492 · Balance 408,302 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-01-18 · Exercise / conversion · Disposed 2,563 · Balance 0 F2: 1-for-1 F3: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 1,282 Restricted Stock Units vested on 4/1/2022 and 1,281 Restricted Stock Units vested on 7/1/2022. F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-01-18 · Exercise / conversion · Disposed 3,215 · Balance 0 F2: 1-for-1 F5: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 804 Restricted Stock Units vested on each of 4/1/2022, 10/1/2022, and 12/31/2022 and 803 Restricted Stock Units vested on 7/1/2022. F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-01-18 · Exercise / conversion · Disposed 492 · Balance 0 F2: 1-for-1 F6: Represents vesting date for these Restricted Stock Units, subject to deferred release. F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock Units - MSPP Matching AwardSEC Table II · derivative / convertible security | Direct | 121 |
Reported balance
After 2023-01-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-01-18 · Other · Disposed 138 · Balance 121 F2: 1-for-1 F7: Forfeiture of securities pursuant to provisions under the Management Stock Purchase Program. F8: Represents scheduled vesting date for grant made on 8/13/2021. F9: Restricted Stock Units - MSPP Matching Units do not expire; they either vest or are canceled prior to vest date. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 44,311 |
Reported balance
Holding disclosure · report date 2023-01-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 44,311 F1: Shares held by the 2022 Brad D. Smith GRAT Trust of which the reporting person is a Trustee. |
| Restricted Stock Units -performance based vestingSEC Table II · derivative / convertible security | Direct | 10,416 |
Reported balance
Holding disclosure · report date 2023-01-18 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 10,416 F2: 1-for-1 F10: Represents vesting date for grant made on 7/30/2020. F11: Restricted Stock Units (performance based vesting) do not expire; they either vest or are canceled prior to vest date. F12: Represents vested Restricted Stock Units (performance based vesting) that were granted on 7/30/2020, based on actual performance for completed performance periods and target performance for incomplete performance periods. These securities are subject to deferred release. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by the 2022 Brad D. Smith GRAT Trust of which the reporting person is a Trustee.
F2: 1-for-1
F3: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 1,282 Restricted Stock Units vested on 4/1/2022 and 1,281 Restricted Stock Units vested on 7/1/2022.
F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.
F5: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 804 Restricted Stock Units vested on each of 4/1/2022, 10/1/2022, and 12/31/2022 and 803 Restricted Stock Units vested on 7/1/2022.
F6: Represents vesting date for these Restricted Stock Units, subject to deferred release.
F7: Forfeiture of securities pursuant to provisions under the Management Stock Purchase Program.
F8: Represents scheduled vesting date for grant made on 8/13/2021.
F9: Restricted Stock Units - MSPP Matching Units do not expire; they either vest or are canceled prior to vest date.
F10: Represents vesting date for grant made on 7/30/2020.
F11: Restricted Stock Units (performance based vesting) do not expire; they either vest or are canceled prior to vest date.
F12: Represents vested Restricted Stock Units (performance based vesting) that were granted on 7/30/2020, based on actual performance for completed performance periods and target performance for incomplete performance periods. These securities are subject to deferred release.
JPMORGAN CHASE & CO
Report date January 20, 2026 · Filed January 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,946.5824 |
Reported balance
After 2026-01-20 transaction · row 1
1 source rowRow 1 · 2026-01-20 · Grant · Acquired 913.5251 · Balance 2,946.5824 F1: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trusts | 5,738 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,738 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,000 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's GRAT | 2,142 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,142 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's IRA | 18 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 18 |
Filing footnotes · ownership attribution and instrument terms
F1: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.
MOMENTIVE GLOBAL INC.
Report date June 02, 2021 · Filed August 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,088 |
Reported balance
After 2021-06-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-02 · Grant · Acquired 3,457 · Balance 48,088 F1: Grant of Restricted Stock Units ("RSUs") 1/4th of the total number of RSUs will vest on 08/15/2021 and 1/4th of the total number of RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested. F2: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2031-08-06 | Direct | 6,914 |
Reported balance
After 2021-08-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-08-06 · Grant · Acquired 6,914 · Balance 6,914 F3: Grant of Stock Options ("NSOs"). 1/4th of the total number of NSOs will vest on 08/15/2021 and 1/4th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units ("RSUs") 1/4th of the total number of RSUs will vest on 08/15/2021 and 1/4th of the total number of RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.
F2: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
F3: Grant of Stock Options ("NSOs"). 1/4th of the total number of NSOs will vest on 08/15/2021 and 1/4th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.
NORDSTROM INC
Report date May 27, 2021 · Filed May 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee | 60,373 |
Reported balance
After 2021-05-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-05-27 · Grant · Acquired 10,204 · Balance 60,373 F1: Annual stock award under Nordstrom, Inc. 2019 Equity Incentive Plan. F2: Shares held by Brad D. and Alys M. Smith Revocable Living Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock award under Nordstrom, Inc. 2019 Equity Incentive Plan.
F2: Shares held by Brad D. and Alys M. Smith Revocable Living Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2018 Filed Sep 17, 2018 20:23 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 114,825 | $0.00 Strike: $56.52 | $0.00 |
DisclosureSEC source: 0000896878-18-000189 · edgar.xml · derivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,825 shares Expires 2019-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents date all options under this award were vested. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:23 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 686 | $228.92 | $157,041.25 |
DisclosureSEC source: 0000896878-18-000189 · edgar.xml · nonDerivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,620 F3 · price: This transaction was executed in multiple trades ranging from $228.83 to $229.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:23 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 43,619 | $228.27 | $9,957,022.54 |
DisclosureSEC source: 0000896878-18-000189 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,306 F2 · price: This transaction was executed in multiple trades ranging from $227.83 to $228.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:23 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 210,020 | $227.52 | $47,784,338.46 |
DisclosureSEC source: 0000896878-18-000189 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,925 F1 · price: This transaction was executed in multiple trades ranging from $226.825 to $227.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:23 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 139,500 | $63.11 | $8,803,845.00 |
DisclosureSEC source: 0000896878-18-000189 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:23 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 114,825 | $56.52 | $6,489,909.00 |
DisclosureSEC source: 0000896878-18-000189 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 22:17 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative | 4,267 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000182 · edgar.xml · derivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,547 Underlying: Common Stock · 4,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · shares: Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives which the issuer released to effect the withholding of shares to satisfy the reporting person's tax withholding obligations. F3 · derivative.exercise_date: Represents vesting date for restricted stock units; this award is subject to deferred release. F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 22:17 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 4,267 | $219.47 | $936,478.49 |
DisclosureSEC source: 0000896878-18-000182 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,620 Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 22:17 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 4,267 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000182 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 00:13 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit (MSPP Matching Award) · Derivative | 1,467 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000150 · edgar.xml · derivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467 Underlying: Common Stock · 1,467 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F5 · price: Reporting person was awarded the Restricted Stock Units (MSPP Matching Award) in connection with voluntary participation in a management stock purchase program (MSPP). F3 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). F4 · derivative.expiration_date: Restricted Stock Units (MSPP Matching Award) have no expiration date; these securities either vest or are canceled prior to vesting date. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 00:13 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit (MSPP Purchased Award) · Derivative | 1,467 | $211.01 | $309,551.67 |
DisclosureSEC source: 0000896878-18-000150 · edgar.xml · derivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467 Underlying: Common Stock · 1,467 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Restricted Stock Units (MSPP Purchase Award) are fully vested upon grant; however, settlement occurs upon the earlier of termination of employment or three years from grant date. F2 · derivative.expiration_date: Restricted Stock Units (MSPP Purchase Award) are fully vested upon grant; however, settlement occurs upon the earlier of termination of employment or three years from grant date. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 21:00 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Units (performance based vesting) · Derivative | 41,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000115 · edgar.xml · derivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,000 Underlying: Common Stock · 41,000 shares Expires not disclosed F2 · security: Dividend rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares. F3 · derivative.exercise_price: 1-for-1 F6 · derivative.exercise_date: The target number of units subject to the award is presented in the table; the number that vest may be 0%-200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2021. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock. This award is subject to deferred release; the vested restricted stock units have a release date one year from the date of vesting. F5 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 21:00 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Units · Derivative | 20,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000115 · edgar.xml · derivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Underlying: Common Stock · 20,500 shares Expires not disclosed F2 · security: Dividend rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares. F3 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Provided that a predetermined one year operating goal threshold is achieved, 25% of the awarded restricted stock units will vest on 7/1/2019 and thereafter 6.25% of the awarded restricted stock units will vest on each of October 1, December 31, April 1, and July 1 following the first vest date of 7/1/2019, until the award is fully vested. This award is subject to deferred release; the vested restricted stock units have a release date one year from the date of vesting. F5 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 21:00 UTC | INTUIT INC. INTU · Entity 2373 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 88,500 | $0.00 Strike: $216.64 | $0.00 |
DisclosureSEC source: 0000896878-18-000115 · edgar.xml · derivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,500 Underlying: Common Stock · 88,500 shares Expires 2025-07-25 F1 · derivative.exercise_date: 25% of the awarded stock options will vest on July 26, 2019 and thereafter 2 1/12% of the options will vest on each monthly anniversary of the first vesting date until the award is fully vested. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 22:36 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 204 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000104 · edgar.xml · derivative · entry 7 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,796 Underlying: Common Stock · 204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: For this award granted 7/20/2017, one third of the restricted stock units vest on each of 7/1/2018, 7/1/2019, and 7/1/2020 with each tranche of vested restricted stock units subject to deferred release for one year after vesting date. The issuer has accelerated the issuance of this portion of the vested and unreleased RSUs to accommodate forfeiture of shares related to tax withholding obligations. F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 22:36 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 11,685 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000104 · edgar.xml · derivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,716 Underlying: Common Stock · 11,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: For this award granted 7/21/2016, one third of the restricted stock units vest on each of 7/1/2017, 7/1/2018, and 7/1/2019 with each tranche of vested restricted stock units subject to deferred release for one year after vesting date. This reported number represents the sum of unreleased RSUs vested 7/1/2017 and 282 RSUs vested 7/1/2018 for which the issuer accelerated release to accommodate forfeiture of shares related to tax withholding obligations. F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 22:36 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 9,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000104 · edgar.xml · derivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,635 Underlying: Common Stock · 9,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: For this award granted 7/23/2015, one third of the restricted stock units vested on each of 7/1/2016, 7/1/2017, and 7/1/2018 with each tranche of vested restricted stock units subject to deferred release for one year after vesting date. This reported number represents the sum of unreleased RSUs vested 7/1/2017 and 232 RSUs vested 7/1/2018 for which the issuer accelerated release to accommodate forfeiture of shares related to tax withholding obligations. F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 22:36 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 9,798 | $204.31 | $2,001,780.39 |
DisclosureSEC source: 0000896878-18-000104 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,620 Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 22:36 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 204 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000104 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 22:36 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 11,685 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000104 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 22:36 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 9,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000104 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2018 Filed Jul 20, 2018 21:19 UTC Amendment | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000113 · edgar.xml · derivative · entry 7 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,613 Underlying: Common Stock · 387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: For this award granted 7/20/2017, one third of the restricted stock units vest on each of 7/1/2018, 7/1/2019, and 7/1/2020 with each tranche of vested restricted stock units subject to deferred release for one year after vesting date. The issuer has accelerated the issuance of this portion of the vested and unreleased RSUs to accommodate forfeiture of shares related to tax withholding obligations. F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| July 01, 2018 Filed Jul 20, 2018 21:19 UTC Amendment | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 11,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000113 · edgar.xml · derivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,463 Underlying: Common Stock · 11,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: For this award granted 7/21/2016, one third of the restricted stock units vest on each of 7/1/2017, 7/1/2018, and 7/1/2019 with each tranche of vested restricted stock units subject to deferred release for one year after vesting date. This reported number represents the sum of unreleased RSUs vested 7/1/2017 and 535 RSUs vested 7/1/2018 for which the issuer accelerated release to accommodate forfeiture of shares related to tax withholding obligations. F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| July 01, 2018 Filed Jul 20, 2018 21:19 UTC Amendment | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 9,814 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000113 · edgar.xml · derivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,427 Underlying: Common Stock · 9,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: For this award granted 7/23/2015, one third of the restricted stock units vested on each of 7/1/2016, 7/1/2017, and 7/1/2018 with each tranche of vested restricted stock units subject to deferred release for one year after vesting date. This reported number represents the sum of unreleased RSUs vested 7/1/2017 and 440 RSUs vested 7/1/2018 for which the issuer accelerated release to accommodate forfeiture of shares related to tax withholding obligations. F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| July 01, 2018 Filed Jul 20, 2018 21:19 UTC Amendment | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 10,442 | $204.31 | $2,133,352.81 |
DisclosureSEC source: 0000896878-18-000113 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,620 Read SEC document |
| July 01, 2018 Filed Jul 20, 2018 21:19 UTC Amendment | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000113 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2018 Filed Jul 20, 2018 21:19 UTC Amendment | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 11,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000113 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2018 Filed Jul 20, 2018 21:19 UTC Amendment | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 9,814 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000113 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2018 Filed May 31, 2018 14:19 UTC | NORDSTROM INC JWN · Entity 79544 | GrantCommon Stock | 2,859 | $48.96 | $139,976.64 |
DisclosureSEC source: 0000072333-18-000083 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 16,624 F1 · shares: Granted under the 2002 Nonemployee Director Stock Incentive Plan F2 · ownership.nature: Shares held by Brad D. and Alys M. Smith Revocable Living Trust. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 21:25 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 599 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000052 · edgar.xml · derivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,401 Underlying: Common Stock · 599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1-for-1 F5 · derivative.exercise_date: For this award granted 7/21/2016, one third of the restricted stock units vested or will vest on each of 7/1/2017, 7/1/2018, and 7/1/2019 and each tranche of vested restricted stock units is subject to deferred release for one year after the vesting date. The issuer has accelerated the issuance of this portion of the vested and unreleased restricted units under this award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with this award. F4 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 21:25 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000052 · edgar.xml · derivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,241 Underlying: Common Stock · 493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: For this award granted 7/23/2015, one third of the restricted stock units vested or will vest on each of 7/1/2016, 7/1/2017, and 7/1/2018 and each tranche of vested restricted stock units is subject to deferred release for one year after the vesting date. The issuer has accelerated the issuance of this portion of the vested and unreleased restricted units under this award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with this award. F4 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 21:25 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 1,092 | $169.87 | $185,498.04 |
DisclosureSEC source: 0000896878-18-000052 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,923 Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 21:25 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 599 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000052 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 21:25 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-18-000052 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 173 shares acquired by the reporting person on 3/15/2018 through the Intuit Inc. Employee Stock Purchase Plan. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:37 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 110,496 | $0.00 Strike: $47.79 | $0.00 |
DisclosureSEC source: 0000896878-17-000175 · edgar.xml · derivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,496 shares Expires 2018-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2017. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:37 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 23,771 | $151.88 | $3,610,346.61 |
DisclosureSEC source: 0000896878-17-000175 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,750 F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2017. F3 · price: This transaction was executed in multiple trades ranging from $151.72 to $152.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:37 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 86,725 | $151.26 | $13,118,240.31 |
DisclosureSEC source: 0000896878-17-000175 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,521 F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2017. F2 · price: This transaction was executed in multiple trades ranging from $150.72 to $151.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:37 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 110,496 | $47.79 | $5,280,603.84 |
DisclosureSEC source: 0000896878-17-000175 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2017. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:14 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative | 108,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000141 · edgar.xml · derivative · entry 7 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 108,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F6 · shares: Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives; the balance of the granted units were canceled. F3 · derivative.exercise_date: Represents vesting date for restricted stock units. F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:14 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative | 25,795 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000141 · edgar.xml · derivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,795 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F5 · shares: Represents the second and final vesting tranche pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives awarded 7/25/2012. F3 · derivative.exercise_date: Represents vesting date for restricted stock units. F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:14 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units (Performance-based vesting) · Derivative | 6,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000141 · edgar.xml · derivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · shares: Represents the second and final vesting tranche pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain pre-established 3-year operating goals awarded 7/25/2012. F3 · derivative.exercise_date: Represents vesting date for restricted stock units. F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:14 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 73,718 | $141.90 | $10,460,584.20 |
DisclosureSEC source: 0000896878-17-000141 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,750 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:14 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 108,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000141 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:14 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 25,795 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000141 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:14 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 6,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000141 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 17:41 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit (MSPP Matching Award) · Derivative | 1,729 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000105 · edgar.xml · derivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729 Underlying: Common Stock · 1,729 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F5 · price: Reporting person was awarded the Restricted Stock Units (MSPP Matching Award) in connection with voluntary participation in a management stock purchase program (MSPP). F3 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). F4 · derivative.expiration_date: Restricted Stock Units (MSPP Matching Award) have no expiration date; these securities either vest or are canceled prior to vesting date. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 17:41 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit (MSPP Purchased Award) · Derivative | 1,729 | $136.60 | $236,181.40 |
DisclosureSEC source: 0000896878-17-000105 · edgar.xml · derivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729 Underlying: Common Stock · 1,729 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Restricted Stock Units (MSPP Purchased Award) are fully vested upon grant; however, settlement occurs upon the earlier of termination of employment or three years from grant date. F2 · derivative.expiration_date: Restricted Stock Units (MSPP Purchased Award) are fully vested upon grant; however, settlement occurs upon the earlier of termination of employment or three years from grant date. Read SEC document |
| August 11, 2017 Filed Aug 31, 2017 17:21 UTC Amendment | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit (MSPP Matching Award) · Derivative | 2,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000128 · edgar.xml · derivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,017 Underlying: Common Stock · 2,017 shares Expires not disclosed F4 · security: This line corrects the number of Restricted Stock Units (MSPP Matching Award) reported on the reporting person's Form 4 filed 8/14/2017. F2 · derivative.exercise_price: 1-for-1 F7 · price: Reporting person was awarded the Restricted Stock Units (MSPP Matching Award) in connection with voluntary participation in a management stock purchase program (MSPP). F5 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). F6 · derivative.expiration_date: Restricted Stock Units (MSPP Matching Award) have no expiration date; these securities either vest or are canceled prior to vesting date. Read SEC document |
| August 11, 2017 Filed Aug 31, 2017 17:21 UTC Amendment | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit (MSPP Purchased Award) · Derivative | 2,017 | $136.60 | $275,522.20 |
DisclosureSEC source: 0000896878-17-000128 · edgar.xml · derivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,017 Underlying: Common Stock · 2,017 shares Expires not disclosed F1 · security: This line corrects the number of Restricted Stock Units (MSPP Purchased Award) reported on the reporting person's Form 4 filed 8/14/2017. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Restricted Stock Units (MSPP Purchased Award) are fully vested upon grant; however, settlement occurs upon the earlier of termination of employment or three years from grant date. F3 · derivative.expiration_date: Restricted Stock Units (MSPP Purchased Award) are fully vested upon grant; however, settlement occurs upon the earlier of termination of employment or three years from grant date. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 23:45 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Units (performance-based vesting) · Derivative | 58,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000096 · edgar.xml · derivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,000 Underlying: Common Stock · 58,000 shares Expires not disclosed F2 · security: Dividend rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares. F3 · derivative.exercise_price: 1-for-1 F6 · derivative.exercise_date: The target number of units subject to the award is presented in the table; the number that vest may be 0%-200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2020. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock. This award is subject to deferred release; the vested RSUs have a release date one year from the date of vesting. F5 · derivative.expiration_date: RSUs have no expiration date; they either vest or are canceled prior to the vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.