Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMAZON COM INCAMZN · Entity 1956 | Director | September 08, 2026 | September 09, 2026 |
| HUMANA INCHUM · Entity 1429 | Director | December 31, 2024 | January 03, 2025 |
| INTUIT INC.INTU · Entity 2373 | Director | January 18, 2023 | January 21, 2023 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | January 20, 2026 | January 22, 2026 |
| MOMENTIVE GLOBAL INC.MNTV · Entity 112784 | Director | June 02, 2021 | August 10, 2021 |
| NORDSTROM INCJWN · Entity 79544 | Director | May 27, 2021 | May 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMAZON COM INC
Report date September 08, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2029-11-15 | Direct | 4,086 |
Reported balance
After 2026-09-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-08 · Grant · Acquired 4,086 · Balance 4,086 F1: Converts into Common Stock on a one-for-one basis. F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Converts into Common Stock on a one-for-one basis.
F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029.
HUMANA INC
Report date December 31, 2024 · Filed January 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Humana CommonSEC Table I · non-derivative | Direct | 1,169 |
Reported balance
After 2025-01-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-01-02 · Grant · Acquired 783 · Balance 1,169 F4: Includes 783 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 771 |
Reported balance
After 2024-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-12-31 · Grant · Acquired 231 · Balance 771 F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20 |
Reported balance
After 2024-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-12-31 · Grant · Acquired 17 · Balance 20 F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan. Per the Director's election, deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 810 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 810 F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). |
Filing footnotes · ownership attribution and instrument terms
F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan. Per the Director's election, deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F4: Includes 783 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
INTUIT INC.
Report date January 18, 2023 · Filed January 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 408,302 |
Ending reported balance
After 2023-01-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-01-18 · Exercise / conversion · Acquired 2,563 · Balance 404,595 Row 2 · 2023-01-18 · Exercise / conversion · Acquired 3,215 · Balance 407,810 Row 3 · 2023-01-18 · Exercise / conversion · Acquired 492 · Balance 408,302 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-01-18 · Exercise / conversion · Disposed 2,563 · Balance 0 F2: 1-for-1 F3: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 1,282 Restricted Stock Units vested on 4/1/2022 and 1,281 Restricted Stock Units vested on 7/1/2022. F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-01-18 · Exercise / conversion · Disposed 3,215 · Balance 0 F2: 1-for-1 F5: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 804 Restricted Stock Units vested on each of 4/1/2022, 10/1/2022, and 12/31/2022 and 803 Restricted Stock Units vested on 7/1/2022. F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-01-18 · Exercise / conversion · Disposed 492 · Balance 0 F2: 1-for-1 F6: Represents vesting date for these Restricted Stock Units, subject to deferred release. F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock Units - MSPP Matching AwardSEC Table II · derivative / convertible security | Direct | 121 |
Reported balance
After 2023-01-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-01-18 · Other · Disposed 138 · Balance 121 F2: 1-for-1 F7: Forfeiture of securities pursuant to provisions under the Management Stock Purchase Program. F8: Represents scheduled vesting date for grant made on 8/13/2021. F9: Restricted Stock Units - MSPP Matching Units do not expire; they either vest or are canceled prior to vest date. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 44,311 |
Reported balance
Holding disclosure · report date 2023-01-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 44,311 F1: Shares held by the 2022 Brad D. Smith GRAT Trust of which the reporting person is a Trustee. |
| Restricted Stock Units -performance based vestingSEC Table II · derivative / convertible security | Direct | 10,416 |
Reported balance
Holding disclosure · report date 2023-01-18 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 10,416 F2: 1-for-1 F10: Represents vesting date for grant made on 7/30/2020. F11: Restricted Stock Units (performance based vesting) do not expire; they either vest or are canceled prior to vest date. F12: Represents vested Restricted Stock Units (performance based vesting) that were granted on 7/30/2020, based on actual performance for completed performance periods and target performance for incomplete performance periods. These securities are subject to deferred release. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by the 2022 Brad D. Smith GRAT Trust of which the reporting person is a Trustee.
F2: 1-for-1
F3: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 1,282 Restricted Stock Units vested on 4/1/2022 and 1,281 Restricted Stock Units vested on 7/1/2022.
F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.
F5: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 804 Restricted Stock Units vested on each of 4/1/2022, 10/1/2022, and 12/31/2022 and 803 Restricted Stock Units vested on 7/1/2022.
F6: Represents vesting date for these Restricted Stock Units, subject to deferred release.
F7: Forfeiture of securities pursuant to provisions under the Management Stock Purchase Program.
F8: Represents scheduled vesting date for grant made on 8/13/2021.
F9: Restricted Stock Units - MSPP Matching Units do not expire; they either vest or are canceled prior to vest date.
F10: Represents vesting date for grant made on 7/30/2020.
F11: Restricted Stock Units (performance based vesting) do not expire; they either vest or are canceled prior to vest date.
F12: Represents vested Restricted Stock Units (performance based vesting) that were granted on 7/30/2020, based on actual performance for completed performance periods and target performance for incomplete performance periods. These securities are subject to deferred release.
JPMORGAN CHASE & CO
Report date January 20, 2026 · Filed January 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,946.5824 |
Reported balance
After 2026-01-20 transaction · row 1
1 source rowRow 1 · 2026-01-20 · Grant · Acquired 913.5251 · Balance 2,946.5824 F1: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trusts | 5,738 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,738 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,000 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's GRAT | 2,142 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,142 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's IRA | 18 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 18 |
Filing footnotes · ownership attribution and instrument terms
F1: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.
MOMENTIVE GLOBAL INC.
Report date June 02, 2021 · Filed August 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,088 |
Reported balance
After 2021-06-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-02 · Grant · Acquired 3,457 · Balance 48,088 F1: Grant of Restricted Stock Units ("RSUs") 1/4th of the total number of RSUs will vest on 08/15/2021 and 1/4th of the total number of RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested. F2: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2031-08-06 | Direct | 6,914 |
Reported balance
After 2021-08-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-08-06 · Grant · Acquired 6,914 · Balance 6,914 F3: Grant of Stock Options ("NSOs"). 1/4th of the total number of NSOs will vest on 08/15/2021 and 1/4th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units ("RSUs") 1/4th of the total number of RSUs will vest on 08/15/2021 and 1/4th of the total number of RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.
F2: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
F3: Grant of Stock Options ("NSOs"). 1/4th of the total number of NSOs will vest on 08/15/2021 and 1/4th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.
NORDSTROM INC
Report date May 27, 2021 · Filed May 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee | 60,373 |
Reported balance
After 2021-05-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-05-27 · Grant · Acquired 10,204 · Balance 60,373 F1: Annual stock award under Nordstrom, Inc. 2019 Equity Incentive Plan. F2: Shares held by Brad D. and Alys M. Smith Revocable Living Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock award under Nordstrom, Inc. 2019 Equity Incentive Plan.
F2: Shares held by Brad D. and Alys M. Smith Revocable Living Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2020 Filed Sep 3, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative | 95,943 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000174 · edgar.xml · derivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · shares: Represents the outstanding awarded and vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives. F3 · derivative.exercise_date: Represents release date for Restricted Stock Units (performance-based vesting) granted on 7/21/2016. F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 1,081 | $347.18 | $375,301.58 |
DisclosureSEC source: 0000896878-20-000174 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,334 Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000174 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 45,315 | $347.18 | $15,732,461.70 |
DisclosureSEC source: 0000896878-20-000174 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,334 Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 95,943 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000174 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 21:24 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 3,154 | $344.18 | $1,085,538.67 |
DisclosureSEC source: 0000896878-20-000158 · edgar.xml · nonDerivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Charitable Trust Disclosed balance after: 0 F6 · price: This transaction was executed in multiple trades ranging from $343.72 to $344.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 21:24 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 2,133 | $343.01 | $731,640.76 |
DisclosureSEC source: 0000896878-20-000158 · edgar.xml · nonDerivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Charitable Trust Disclosed balance after: 3,154 F5 · price: This transaction was executed in multiple trades ranging from $342.61 to $343.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 21:24 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 8,324 | $342.03 | $2,847,049.40 |
DisclosureSEC source: 0000896878-20-000158 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Charitable Trust Disclosed balance after: 5,287 F4 · price: This transaction was executed in multiple trades ranging from $341.58 to $342.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 21:24 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 1,709 | $340.89 | $582,589.21 |
DisclosureSEC source: 0000896878-20-000158 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Charitable Trust Disclosed balance after: 13,611 F3 · price: This transaction was executed in multiple trades ranging from $340.535 to $341.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 21:24 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 3,453 | $339.93 | $1,173,770.35 |
DisclosureSEC source: 0000896878-20-000158 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Charitable Trust Disclosed balance after: 15,320 F1 · price: This transaction was executed in multiple trades ranging from $339.52 to $340.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares are held in a charitable trust of which the reporting person is Trustee. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 21:24 UTC | INTUIT INC. INTU · Entity 2373 | GiftCommon Stock | 15,615 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000158 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,706 Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 01:34 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units (MSPP Matching Award) · Derivative | 1,947 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000131 · edgar.xml · derivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1-for-1 F6 · price: Reporting person was awarded the Restricted Stock Units (MSPP Matching Award) in connection with voluntary participation in a management stock purchase program (MSPP). F4 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). F5 · derivative.expiration_date: Restricted Stock Units (MSPP Matching Award) have no expiration date; these securities either vest or are canceled prior to vesting date. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 01:34 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units (MSPP Purchased Award) · Derivative | 2,017 | $136.60 | $275,522.20 |
DisclosureSEC source: 0000896878-20-000131 · edgar.xml · derivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,017 shares Expires 2020-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Represents settlement date for Restricted Stock Units (MSPP Purchased Award); these securities do not expire. F3 · derivative.expiration_date: Represents settlement date for Restricted Stock Units (MSPP Purchased Award); these securities do not expire. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 01:34 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 1,884 | $299.20 | $563,692.80 |
DisclosureSEC source: 0000896878-20-000131 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,321 Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 01:34 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,947 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000131 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 01:34 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 2,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000131 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:29 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | GrantStock Option (Right to Buy) · Derivative | 9,070 | $0.00 Strike: $21.74 | $0.00 |
DisclosureSEC source: 0001209191-20-046499 · doc4.xml · derivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,070 Underlying: Common Stock · 9,070 shares Expires 2030-08-10 F1 · derivative.exercise_date: Grant of Stock Options ("NSOs"). 1/4th of the total number of NSOs will vest on 08/15/2020 and 1/4th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 20:06 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Units - performance-based vesting · Derivative | 9,729 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000109 · edgar.xml · derivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,729 Underlying: Common Stock · 9,729 shares Expires not disclosed F2 · security: Dividend equivalent rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares. F3 · derivative.exercise_price: 1-for-1 F6 · shares: The target number of units subject to the award is presented in the table; the number that vest may be 0%-200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2023. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. Common Stock. F7 · derivative.exercise_date: Represents vesting and release date for Restricted Stock Units - performance-based vesting. F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 20:06 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Units · Derivative | 4,936 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000109 · edgar.xml · derivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,936 Underlying: Common Stock · 4,936 shares Expires not disclosed F2 · security: Dividend equivalent rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares. F3 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Represents first vesting date for these restricted stock units. 12.5% of the restricted stock units vest on 12/31/2020; thereafter 6.25% of the restricted stock units vest on each of April 1, July 1, October 1, and December 31 until the award is fully vested. F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 20:06 UTC | INTUIT INC. INTU · Entity 2373 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,040 | $0.00 Strike: $303.94 | $0.00 |
DisclosureSEC source: 0000896878-20-000109 · edgar.xml · derivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,040 Underlying: Common Stock · 20,040 shares Expires 2027-07-29 F1 · derivative.exercise_date: Represents first vesting date for this award. 25% of the stock options awarded vest on 7/30/2021 and thereafter 2 1/12% will vest on each monthly anniversary such that the award is fully vested on the 4th anniversary of the grant date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:10 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 1,776 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000092 · edgar.xml · derivative · entry 12 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,327 Underlying: Common Stock · 1,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: 1-for-1 F12 · derivative.exercise_date: Represents vesting and release date for restricted stock units. F8 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:10 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000092 · edgar.xml · derivative · entry 11 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,649 Underlying: Common Stock · 36 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: 1-for-1 F11 · derivative.exercise_date: Represents vesting and release date for restricted stock units to accomodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2021. F8 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:10 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 4,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000092 · edgar.xml · derivative · entry 10 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,156 Underlying: Common Stock · 4,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: 1-for-1 F10 · derivative.exercise_date: Represents release date for 4,896 vested restricted stock units and the vesting and release date for 58 restricted stock units to accomodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2021. F8 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:10 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 8,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000092 · edgar.xml · derivative · entry 9 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,279 Underlying: Common Stock · 8,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: 1-for-1 F9 · derivative.exercise_date: Represents release date for 8,280 vested restricted stock units and the vesting and release date for 226 restricted stock units to accomodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2021. F8 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:10 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 11,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000092 · edgar.xml · derivative · entry 8 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: 1-for-1 F7 · derivative.exercise_date: Represents release date for vested restricted stock units. F8 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:10 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 12,352 | $302.58 | $3,737,468.16 |
DisclosureSEC source: 0000896878-20-000092 · edgar.xml · nonDerivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,241 F4 · shares: Represents shares withheld in connection with tax withholding obligations as follows: 11,151 shares in connection with deferred release of vested restricted stock units on 7/1/2020; 320 shares in connection with 7/1/2020 vesting of restricted stock units with deferred release date of 7/1/2021; and 881 shares in connection with restricted stock units with a vesting and release date of 7/1/2020. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:10 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,776 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000092 · edgar.xml · nonDerivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:10 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000092 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:10 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 4,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000092 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the deferred release of 4,896 vested restricted stock units and the vesting and release of an additional 58 restricted stock units to accomodate the withholding of those 58 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2021. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:10 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 8,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000092 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the deferred release of 8,280 vested restricted stock units and the vesting and release of an additional 226 restricted stock units to accomodate the withholding of those 226 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2021. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:10 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 11,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000092 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 5 shares acquired by the reporting person on 6/15/2020 through the Intuit Inc. Employee Stock Purchase Plan. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:54 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | GrantCommon Stock | 4,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035163 · doc4.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,631 F1 · shares: Grant of Restricted Stock Units ("RSUs") 1/4th of the total number of RSUs will vest on 08/15/2020 and 1/4th of the total number of RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:08 UTC | NORDSTROM INC JWN · Entity 79544 | GrantCommon Stock | 21,097 | $16.59 | $349,999.23 |
DisclosureSEC source: 0000072333-20-000116 · wf-form4_159113931817030.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 50,169 F1 · shares: Annual stock award under Nordstrom, Inc. 2019 Equity Incentive Plan. F2 · ownership.nature: Shares held by Brad D. and Alys M. Smith Revocable Living Trust. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:45 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000044 · edgar.xml · derivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,685 Underlying: Common Stock · 28 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1-for-1 F5 · derivative.exercise_date: Represents a vesting date for Restricted Stock Units granted on 2/15/2019 and the release date for these units to accommodate the tax withholding obligations of the reporting person. F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:45 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000044 · edgar.xml · derivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,110 Underlying: Common Stock · 45 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Represents a vesting date for Restricted Stock Units granted on 7/26/2018 and the release date for these units to accommodate the tax withholding obligations of the reporting person. F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:45 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 73 | $218.12 | $15,922.76 |
DisclosureSEC source: 0000896878-20-000044 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,852 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:45 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000044 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:45 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000044 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 90 shares purchased on 3/15/2020 by the reporting person through the Intuit Inc. Employee Stock Purchase Plan. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:56 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units · Derivative | 144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000433 · doc1.xml · derivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,713 Underlying: Common Stock · 144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1-for-1. F5 · derivative.exercise_date: Represents a vesting date for restricted stock units granted on 2/15/2019 and the release date for these units to accommodate the tax withholding obligations of the reporting person. F4 · derivative.expiration_date: Restricted stock units do not expire? these securities either vest and settle or are canceled prior to the vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:56 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units · Derivative | 58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000433 · doc1.xml · derivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,155 Underlying: Common Stock · 58 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1-for-1. F3 · derivative.exercise_date: Represents a vesting date for restricted stock units granted on 7/26/2018 and the release date for these units to accommodate the tax withholding obligations of the reporting person. F4 · derivative.expiration_date: Restricted stock units do not expire? these securities either vest and settle or are canceled prior to the vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:56 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 202 | $261.93 | $52,909.86 |
DisclosureSEC source: 0001567619-20-000433 · doc1.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,762 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:56 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 202 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000433 · doc1.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 22:46 UTC | INTUIT INC. INTU · Entity 2373 | GiftCommon Stock | 18,773 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-19-000192 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,762 Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:06 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 15 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726 Underlying: Common Stock · 4 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F8 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:06 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 14 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437 Underlying: Common Stock · 30 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F8 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:06 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 13 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,947 Underlying: Common Stock · 70 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F8 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:06 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit - performance-based vesting · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 12 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,249 Underlying: Common Stock · 89 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F7 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2022. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. F5 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:06 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit - performance-based vesting · Derivative | 965 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 11 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,035 Underlying: Common Stock · 965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F6 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2021. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. F5 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:06 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit - performance-based vesting · Derivative | 2,797 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 10 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,203 Underlying: Common Stock · 2,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2020. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. F5 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:06 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 161 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-19-000188 · edgar.xml · derivative · entry 9 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,785 Underlying: Common Stock · 161 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: One third of the 26,000 awarded Restricted Stock Units vest on each of 7/1/2018, 7/1/2019, and 7/1/2020. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.