Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMAZON COM INCAMZN · Entity 1956 | Director | September 08, 2026 | September 09, 2026 |
| HUMANA INCHUM · Entity 1429 | Director | December 31, 2024 | January 03, 2025 |
| INTUIT INC.INTU · Entity 2373 | Director | January 18, 2023 | January 21, 2023 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | January 20, 2026 | January 22, 2026 |
| MOMENTIVE GLOBAL INC.MNTV · Entity 112784 | Director | June 02, 2021 | August 10, 2021 |
| NORDSTROM INCJWN · Entity 79544 | Director | May 27, 2021 | May 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMAZON COM INC
Report date September 08, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2029-11-15 | Direct | 4,086 |
Reported balance
After 2026-09-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-08 · Grant · Acquired 4,086 · Balance 4,086 F1: Converts into Common Stock on a one-for-one basis. F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Converts into Common Stock on a one-for-one basis.
F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029.
HUMANA INC
Report date December 31, 2024 · Filed January 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Humana CommonSEC Table I · non-derivative | Direct | 1,169 |
Reported balance
After 2025-01-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-01-02 · Grant · Acquired 783 · Balance 1,169 F4: Includes 783 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 771 |
Reported balance
After 2024-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-12-31 · Grant · Acquired 231 · Balance 771 F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20 |
Reported balance
After 2024-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-12-31 · Grant · Acquired 17 · Balance 20 F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan. Per the Director's election, deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 810 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 810 F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). |
Filing footnotes · ownership attribution and instrument terms
F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan. Per the Director's election, deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F4: Includes 783 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
INTUIT INC.
Report date January 18, 2023 · Filed January 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 408,302 |
Ending reported balance
After 2023-01-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-01-18 · Exercise / conversion · Acquired 2,563 · Balance 404,595 Row 2 · 2023-01-18 · Exercise / conversion · Acquired 3,215 · Balance 407,810 Row 3 · 2023-01-18 · Exercise / conversion · Acquired 492 · Balance 408,302 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-01-18 · Exercise / conversion · Disposed 2,563 · Balance 0 F2: 1-for-1 F3: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 1,282 Restricted Stock Units vested on 4/1/2022 and 1,281 Restricted Stock Units vested on 7/1/2022. F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-01-18 · Exercise / conversion · Disposed 3,215 · Balance 0 F2: 1-for-1 F5: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 804 Restricted Stock Units vested on each of 4/1/2022, 10/1/2022, and 12/31/2022 and 803 Restricted Stock Units vested on 7/1/2022. F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-01-18 · Exercise / conversion · Disposed 492 · Balance 0 F2: 1-for-1 F6: Represents vesting date for these Restricted Stock Units, subject to deferred release. F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock Units - MSPP Matching AwardSEC Table II · derivative / convertible security | Direct | 121 |
Reported balance
After 2023-01-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-01-18 · Other · Disposed 138 · Balance 121 F2: 1-for-1 F7: Forfeiture of securities pursuant to provisions under the Management Stock Purchase Program. F8: Represents scheduled vesting date for grant made on 8/13/2021. F9: Restricted Stock Units - MSPP Matching Units do not expire; they either vest or are canceled prior to vest date. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 44,311 |
Reported balance
Holding disclosure · report date 2023-01-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 44,311 F1: Shares held by the 2022 Brad D. Smith GRAT Trust of which the reporting person is a Trustee. |
| Restricted Stock Units -performance based vestingSEC Table II · derivative / convertible security | Direct | 10,416 |
Reported balance
Holding disclosure · report date 2023-01-18 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 10,416 F2: 1-for-1 F10: Represents vesting date for grant made on 7/30/2020. F11: Restricted Stock Units (performance based vesting) do not expire; they either vest or are canceled prior to vest date. F12: Represents vested Restricted Stock Units (performance based vesting) that were granted on 7/30/2020, based on actual performance for completed performance periods and target performance for incomplete performance periods. These securities are subject to deferred release. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by the 2022 Brad D. Smith GRAT Trust of which the reporting person is a Trustee.
F2: 1-for-1
F3: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 1,282 Restricted Stock Units vested on 4/1/2022 and 1,281 Restricted Stock Units vested on 7/1/2022.
F4: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.
F5: Represents earliest vesting date for these Restricted Stock Units, subject to deferred release. 804 Restricted Stock Units vested on each of 4/1/2022, 10/1/2022, and 12/31/2022 and 803 Restricted Stock Units vested on 7/1/2022.
F6: Represents vesting date for these Restricted Stock Units, subject to deferred release.
F7: Forfeiture of securities pursuant to provisions under the Management Stock Purchase Program.
F8: Represents scheduled vesting date for grant made on 8/13/2021.
F9: Restricted Stock Units - MSPP Matching Units do not expire; they either vest or are canceled prior to vest date.
F10: Represents vesting date for grant made on 7/30/2020.
F11: Restricted Stock Units (performance based vesting) do not expire; they either vest or are canceled prior to vest date.
F12: Represents vested Restricted Stock Units (performance based vesting) that were granted on 7/30/2020, based on actual performance for completed performance periods and target performance for incomplete performance periods. These securities are subject to deferred release.
JPMORGAN CHASE & CO
Report date January 20, 2026 · Filed January 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,946.5824 |
Reported balance
After 2026-01-20 transaction · row 1
1 source rowRow 1 · 2026-01-20 · Grant · Acquired 913.5251 · Balance 2,946.5824 F1: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trusts | 5,738 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,738 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,000 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's GRAT | 2,142 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,142 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's IRA | 18 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 18 |
Filing footnotes · ownership attribution and instrument terms
F1: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.
MOMENTIVE GLOBAL INC.
Report date June 02, 2021 · Filed August 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,088 |
Reported balance
After 2021-06-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-02 · Grant · Acquired 3,457 · Balance 48,088 F1: Grant of Restricted Stock Units ("RSUs") 1/4th of the total number of RSUs will vest on 08/15/2021 and 1/4th of the total number of RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested. F2: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2031-08-06 | Direct | 6,914 |
Reported balance
After 2021-08-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-08-06 · Grant · Acquired 6,914 · Balance 6,914 F3: Grant of Stock Options ("NSOs"). 1/4th of the total number of NSOs will vest on 08/15/2021 and 1/4th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units ("RSUs") 1/4th of the total number of RSUs will vest on 08/15/2021 and 1/4th of the total number of RSUs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.
F2: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
F3: Grant of Stock Options ("NSOs"). 1/4th of the total number of NSOs will vest on 08/15/2021 and 1/4th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.
NORDSTROM INC
Report date May 27, 2021 · Filed May 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee | 60,373 |
Reported balance
After 2021-05-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-05-27 · Grant · Acquired 10,204 · Balance 60,373 F1: Annual stock award under Nordstrom, Inc. 2019 Equity Incentive Plan. F2: Shares held by Brad D. and Alys M. Smith Revocable Living Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock award under Nordstrom, Inc. 2019 Equity Incentive Plan.
F2: Shares held by Brad D. and Alys M. Smith Revocable Living Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 163,061 | $0.00 Strike: $107.25 | $0.00 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · derivative · entry 12 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 163,061 shares Expires 2022-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. F12 · derivative.exercise_date: Represents final vest date for this grant. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 1,700 | $436.92 | $742,767.91 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · nonDerivative · entry 11 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,507 F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. F11 · price: This transaction was executed in multiple trades ranging from $436.80 to $437.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 2,431 | $436.21 | $1,060,418.00 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · nonDerivative · entry 10 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,207 F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. F10 · price: This transaction was executed in multiple trades ranging from $435.80 to $436.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 400 | $434.93 | $173,972.00 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · nonDerivative · entry 9 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,638 F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. F9 · price: This transaction was executed in multiple trades ranging from $434.68 to $435.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 10,568 | $434.12 | $4,587,762.19 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · nonDerivative · entry 8 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,038 F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. F8 · price: This transaction was executed in multiple trades ranging from $433.66 to $434.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 26,717 | $433.02 | $11,568,893.82 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · nonDerivative · entry 7 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,606 F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. F7 · price: This transaction was executed in multiple trades ranging from $432.66 to $433.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 31,873 | $432.16 | $13,774,206.99 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · nonDerivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,323 F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. F6 · price: This transaction was executed in multiple trades ranging from $431.66 to $432.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 35,060 | $431.06 | $15,112,819.85 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · nonDerivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,196 F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. F5 · price: This transaction was executed in multiple trades ranging from $430.66 to $431.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 35,177 | $430.25 | $15,134,949.98 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,256 F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. F4 · price: This transaction was executed in multiple trades ranging from $429.66 to $430.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 11,660 | $429.14 | $5,003,773.57 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,433 F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. F3 · price: This transaction was executed in multiple trades ranging from $428.66 to $429.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 7,475 | $428.18 | $3,200,634.29 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,093 F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. F2 · price: This transaction was executed in multiple trades ranging from $427.65 to $428.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:41 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 163,061 | $107.25 | $17,488,292.25 |
DisclosureSEC source: 0000896878-21-000125 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction(s) effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2021. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:28 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000087 · edgar.xml · derivative · entry 9 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,011 Underlying: Common Stock · 308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1-for-1 F8 · derivative.exercise_date: Represents vesting and release date for this tranche of restricted stock units. F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:28 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000087 · edgar.xml · derivative · entry 8 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,996 Underlying: Common Stock · 444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1-for-1 F8 · derivative.exercise_date: Represents vesting and release date for this tranche of restricted stock units. F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:28 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 811 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000087 · edgar.xml · derivative · entry 7 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,696 Underlying: Common Stock · 811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1-for-1 F3 · shares: Represents the deferred release of 775 vested restricted stock units and the vesting and release of an additional 36 restricted stock units to accomodate the withholding of those 36 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 4/1/2022. F7 · derivative.exercise_date: Represents release date for 775 vested restricted stock units and the vesting and release date for 36 restricted stock units. F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:28 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 1,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000087 · edgar.xml · derivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Underlying: Common Stock · 1,294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1-for-1 F1 · shares: Represents the deferred release of 1,236 vested restricted stock units and the vesting and release of an additional 58 restricted stock units to accomodate the withholding of those 58 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 4/1/2022. F5 · derivative.exercise_date: Represents release date for 1,236 vested restricted stock units and the vesting and release date for 58 restricted stock units. F6 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:28 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 1,046 | $395.23 | $413,410.58 |
DisclosureSEC source: 0000896878-21-000087 · edgar.xml · nonDerivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,507 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:28 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000087 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:28 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000087 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:28 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 811 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000087 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the deferred release of 775 vested restricted stock units and the vesting and release of an additional 36 restricted stock units to accomodate the withholding of those 36 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 4/1/2022. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:28 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000087 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the deferred release of 1,236 vested restricted stock units and the vesting and release of an additional 58 restricted stock units to accomodate the withholding of those 58 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 4/1/2022. F2 · balance_after: Includes 75 shares of common stock acquired by the reporting person on 3/15/2021 through the Intuit Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 00:08 UTC | INTUIT INC. INTU · Entity 2373 | GiftCommon Stock | 6,380 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000063 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,621 F1 · kind: Gift effected pursuant to a 10b5-1 plan adopted by the reporting person in September 2020. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units · Derivative | 617 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000018 · edgar.xml · derivative · entry 9 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,319 Underlying: Common Stock · 617 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Represents vesting and/or release date for Restricted Stock Units. F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units · Derivative | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000018 · edgar.xml · derivative · entry 8 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,440 Underlying: Common Stock · 444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Represents vesting and/or release date for Restricted Stock Units. F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units · Derivative | 3,106 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000018 · edgar.xml · derivative · entry 7 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,507 Underlying: Common Stock · 3,106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F5 · shares: Represents 3,070 Restricted Stock Units vested on 12/31/2019 and subject to deferred release and 36 Restricted Stock Units vested on 12/31/2020 and released to effect tax withholding on certain Restricted Stock Units vested on 12/31/2020 and subject to deferred release. F3 · derivative.exercise_date: Represents vesting and/or release date for Restricted Stock Units. F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Units · Derivative | 1,281 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000018 · edgar.xml · derivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,594 Underlying: Common Stock · 1,281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · shares: Represents 1,223 Restricted Stock Units vested on 12/31/2019 and subject to deferred release and 58 Restricted Stock Units vested on 12/31/2020 and released to effect tax withholding on certain Restricted Stock Units vested on 12/31/2020 and subject to deferred release. F3 · derivative.exercise_date: Represents vesting and/or release date for Restricted Stock Units. F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:44 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 2,649 | $379.85 | $1,006,222.65 |
DisclosureSEC source: 0000896878-21-000018 · edgar.xml · nonDerivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,001 Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 617 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000018 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000018 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 3,106 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000018 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,281 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000018 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 01:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (MSPP Matching Unit) · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000242 · edgar.xml · derivative · entry 11 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715 Underlying: Common Stock · 11 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 01:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (MSPP Matching Unit) · Derivative | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000242 · edgar.xml · derivative · entry 10 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,415 Underlying: Common Stock · 22 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F7 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 01:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit - performance-based · Derivative | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000242 · edgar.xml · derivative · entry 9 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,668 Underlying: Common Stock · 61 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F6 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2023. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 01:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit - performance-based · Derivative | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000242 · edgar.xml · derivative · entry 8 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,030 Underlying: Common Stock · 219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F5 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2022. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 01:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit - performance-based · Derivative | 1,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000242 · edgar.xml · derivative · entry 7 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,972 Underlying: Common Stock · 1,063 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Following achievement by the issuer of certain total shareholder return objectives, awarded units will vest on 9/1/2021. The issuer has accelerated vesting and issuance of this portion of the award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date; they either vest or are canceled prior to vesting date. F4 · balance_after: Represents target number of units subject to the award; the number that vest may be 0% - 200% of this number, depending upon performance. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 01:21 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 1,376 | $380.11 | $523,031.36 |
DisclosureSEC source: 0000896878-20-000242 · edgar.xml · nonDerivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,202 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 01:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000242 · edgar.xml · nonDerivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 01:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000242 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 01:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000242 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 01:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000242 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 01:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000242 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000198 · edgar.xml · derivative · entry 7 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,613 Underlying: Common Stock · 36 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1-for-1 F7 · derivative.exercise_date: Represents vesting and release date to accomodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2021. F5 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest are are cancelled prior to vesting date. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000198 · edgar.xml · derivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,884 Underlying: Common Stock · 443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1-for-1 F6 · derivative.exercise_date: Represents vesting date for this tranche of Restricted Stock Units. F5 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest are are cancelled prior to vesting date. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 1,281 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000198 · edgar.xml · derivative · entry 5 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,875 Underlying: Common Stock · 1,281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1-for-1 F1 · shares: Represents 1,223 vested restricted stock units that were released on 10/1/2020 and 58 vested restricted stock units with accelerated release to accomodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2021. F4 · derivative.exercise_date: Represents release date for vested restricted stock units. F5 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest are are cancelled prior to vesting date. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 892 | $332.34 | $296,447.28 |
DisclosureSEC source: 0000896878-20-000198 · edgar.xml · nonDerivative · entry 4 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,202 F2 · shares: Shares withheld in connection with tax withholding obligations as follows: 578 shares withheld in connection with deferred release of 1,223 vested restricted stock units, 220 shares withheld in connection with vesting and release of 443 restricted stock units, and 58 and 36 shares withheld in connection with restricted stock units granted 7/26/2018 and 2/15/2019 respectively and vested on 10/1/2020 but subject to deferred release. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000198 · edgar.xml · nonDerivative · entry 3 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000198 · edgar.xml · nonDerivative · entry 2 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,281 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000198 · edgar.xml · nonDerivative · entry 1 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 1,223 vested restricted stock units that were released on 10/1/2020 and 58 vested restricted stock units with accelerated release to accomodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2021. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 17:24 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-20-000174 · edgar.xml · derivative · entry 6 SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,146 Underlying: Common Stock · 1,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F5 · derivative.exercise_date: Represents accelerated release date for these vested restricted stock units to accommodate tax withholding obligation related to deferred release of vested restricted stock units under this award. F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.