Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEHR TEST SYSTEMSAEHR · Entity 2640 | VP of Finance and CFO | July 17, 2023 | July 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEHR TEST SYSTEMS
Report date July 17, 2023 · Filed July 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-07-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-07-17 · Exercise / conversion · Acquired 11,511 · Balance 11,511 Row 2 · 2023-07-17 · Exercise / conversion · Acquired 25,000 · Balance 36,511 Row 3 · 2023-07-17 · Sale · Disposed 36,511 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.25 to $51.75, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.64 · Expires 2026-07-16 | Direct | 0 |
Reported balance
After 2023-07-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-07-17 · Exercise / conversion · Disposed 25,000 · Balance 0 F3: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.40 · Expires 2025-08-17 | Direct | 0 |
Reported balance
After 2023-07-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-07-17 · Exercise / conversion · Disposed 11,511 · Balance 0 F3: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 109,866 |
Reported balance
Holding disclosure · report date 2023-07-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 109,866 F2: The amount reported includes shares subject to unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.25 to $51.75, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
F2: The amount reported includes shares subject to unvested restricted stock units.
F3: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2021 Filed Jul 7, 2021 20:21 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon stock | 7,466 | $2.50 | $18,665.00 |
DisclosureSEC source: 0001654954-21-007699 · section16.xml · nonDerivative · entry 3 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,678 F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the transactions described in footnote 1 and footnote 2. This does not represent a sale by the Reporting Person. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:21 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantCommon stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007699 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,144 F2 · shares: Represents shares of common stock issued for bonus. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:21 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantCommon stock | 13,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007699 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,344 F1 · shares: RSU shares issued in lieu of cash for the restoration of 30% salary deduction for the six months ended May 31, 2021. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 19:53 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Tax withholdingCommon Stock | 569 | $2.18 | $1,240.42 |
DisclosureSEC source: 0001654954-21-004406 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,234 F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the bonus described in footnote 1. This does not represent a sale by the Reporting Person. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 19:53 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantCommon Stock | 1,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-004406 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,803 F1 · shares: Represents shares of common stock issued for bonus. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:02 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | OtherCommon Stock | 3,000 | $1.14 | $3,417.00 |
DisclosureSEC source: 0001654954-21-003817 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,968 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 23:09 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | OtherCommon Stock | 3,000 | $1.14 | $3,417.00 |
DisclosureSEC source: 0001654954-20-010848 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,968 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 01:37 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantCommon Stock | 35,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-007749 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,968 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| May 12, 2020 Filed May 13, 2020 01:12 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 3,438 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001654954-20-005268 · section16.xml · derivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,438 shares Expires 2020-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| May 12, 2020 Filed May 13, 2020 01:12 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | Exercise / conversionCommon Stock | 3,438 | $1.28 | $4,400.64 |
DisclosureSEC source: 0001654954-20-005268 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 22:55 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | OtherCommon Stock | 3,000 | $1.14 | $3,417.00 |
DisclosureSEC source: 0001654954-20-003753 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,287 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 00:23 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | OtherCommon Stock | 3,000 | $1.14 | $3,417.00 |
DisclosureSEC source: 0001654954-19-011387 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,287 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| July 16, 2019 Filed Jul 19, 2019 00:29 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantIncentive Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001040470-19-000010 · primary_doc.xml · derivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2026-07-16 F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 23:07 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantIncentive Stock Option (right to buy) · Derivative | 42,500 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001040470-18-000040 · primary_doc.xml · derivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 42,500 shares Expires 2025-08-17 F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 19:22 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-18-000015 · primary_doc.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,287 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 21:12 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-17-000067 · primary_doc.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,287 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| July 11, 2017 Filed Jul 14, 2017 00:26 UTC Amendment | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantIncentive Stock Option (right to buy) · Derivative | 24,400 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001040470-17-000047 · primary_doc.xml · derivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,400 Underlying: Common Stock · 24,400 shares Expires 2024-07-11 F1 · shares: This report on Form 4/A is being filed to correct the "Number of Derivative Securities Acquired", "Number of Shares" of Underlying Securities, and "Number of Derivative Securities Beneficially Owned Following Reported Transaction" from 14,400 to 24,400. F1 · derivative.underlying_shares: This report on Form 4/A is being filed to correct the "Number of Derivative Securities Acquired", "Number of Shares" of Underlying Securities, and "Number of Derivative Securities Beneficially Owned Following Reported Transaction" from 14,400 to 24,400. F1 · balance_after: This report on Form 4/A is being filed to correct the "Number of Derivative Securities Acquired", "Number of Shares" of Underlying Securities, and "Number of Derivative Securities Beneficially Owned Following Reported Transaction" from 14,400 to 24,400. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 21:17 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantIncentive Stock Option (right to buy) · Derivative | 14,400 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001040470-17-000040 · primary_doc.xml · derivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 Underlying: Common Stock · 14,400 shares Expires 2024-07-11 F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 21:17 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | GrantCommon Stock | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001040470-17-000040 · primary_doc.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,287 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 00:54 UTC | AEHR TEST SYSTEMS AEHR · Entity 2640 | OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-17-000029 · primary_doc.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP OF FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,487 F1 · shares: These shares have been purchased through the Company's 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.