Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Funko, Inc.FNKO · Entity 2463 | Director | July 30, 2023 | August 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Funko, Inc.
Report date July 30, 2023 · Filed August 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 807,595 |
Reported balance
After 2023-07-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-07-30 · Exercise / conversion · Acquired 666,670 · Balance 807,595 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-07-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-07-30 · Exercise / conversion · Disposed 666,670 · Balance 0 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F3: On July 30, 2018, the Reporting Person was granted 666,670 restricted stock units, vesting 100% on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F2: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3: On July 30, 2018, the Reporting Person was granted 666,670 restricted stock units, vesting 100% on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2021 Filed Nov 9, 2021 21:43 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 54,811 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-043652 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 22:35 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 4,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040820 · doc4.xml · derivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,407,745 Underlying: Class A Common Stock · 4,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 22:35 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 4,602 | $19.38 | $89,199.19 |
DisclosureSEC source: 0000899243-21-040820 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,451 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to $19.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 22:35 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 4,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040820 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,680,938 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 22:35 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 4,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040820 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 23:21 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 57,596 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040394 · doc4.xml · derivative · entry 8 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,412,347 Underlying: Class A Common Stock · 57,596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 23:21 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 57,596 | $19.38 | $1,116,210.48 |
DisclosureSEC source: 0000899243-21-040394 · doc4.xml · nonDerivative · entry 6 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,451 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to $19.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 23:21 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 57,596 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040394 · doc4.xml · nonDerivative · entry 5 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685,540 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 23:21 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 57,596 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040394 · doc4.xml · nonDerivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 23:21 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 1,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040394 · doc4.xml · derivative · entry 7 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,469,943 Underlying: Class A Common Stock · 1,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 23:21 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 1,543 | $19.35 | $29,857.05 |
DisclosureSEC source: 0000899243-21-040394 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,451 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 23:21 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 1,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040394 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,743,136 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 23:21 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 1,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040394 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 27, 2021 Filed Jun 28, 2021 20:45 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 8,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026211 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,665 Underlying: Class A Common Stock · 8,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 34,660 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 34,660 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2021 Filed Jun 28, 2021 20:45 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 8,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026211 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:16 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 118,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022794 · doc4.xml · derivative · entry 8 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,471,486 Underlying: Class A Common Stock · 118,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:16 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 118,327 | $23.97 | $2,836,511.18 |
DisclosureSEC source: 0000899243-21-022794 · doc4.xml · nonDerivative · entry 6 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,786 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.305 to $24.145, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F6 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:16 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 118,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022794 · doc4.xml · nonDerivative · entry 5 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,744,679 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:16 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 118,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022794 · doc4.xml · nonDerivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:16 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 87,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022794 · doc4.xml · derivative · entry 7 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,589,813 Underlying: Class A Common Stock · 87,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:16 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 87,020 | $23.70 | $2,062,191.26 |
DisclosureSEC source: 0000899243-21-022794 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,786 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.36 to $24.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:16 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 87,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022794 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,863,006 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:16 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 87,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022794 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 04, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 212,007 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · derivative · entry 15 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,676,833 Underlying: Class A Common Stock · 212,007 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 04, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 212,007 | $23.68 | $5,020,346.96 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 12 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,786 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.03 to $23.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F9 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| June 04, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 212,007 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 11 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,950,026 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 04, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 212,007 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 10 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 185,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · derivative · entry 14 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,888,840 Underlying: Class A Common Stock · 185,292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 300 | $25.52 | $7,656.99 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 9 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,786 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.39 to $25.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 30,627 | $24.69 | $756,134.69 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 8 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,086 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.35 to $25.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 154,365 | $23.87 | $3,685,078.46 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 7 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,713 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.35 to $24.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 185,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 6 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,162,033 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 185,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 5 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 102,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · derivative · entry 13 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,074,132 Underlying: Class A Common Stock · 102,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 500 | $26.01 | $13,005.00 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,786 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 102,400 | $25.55 | $2,616,258.56 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,286 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 102,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,347,325 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 23:30 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 102,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022149 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 01:45 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 81,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-021681 · doc4.xml · derivative · entry 5 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177,032 Underlying: Class A Common Stock · 81,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 01:45 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 3,782 | $26.84 | $101,502.07 |
DisclosureSEC source: 0000899243-21-021681 · doc4.xml · nonDerivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,786 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.60 to $27.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F6 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 01:45 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 77,682 | $26.08 | $2,026,047.55 |
DisclosureSEC source: 0000899243-21-021681 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,568 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 01:45 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 81,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-021681 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450,225 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 01:45 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 81,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-021681 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| April 29, 2021 Filed May 3, 2021 22:25 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 18,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017814 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,243 Underlying: Class A Common Stock · 18,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 72,324 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 72,324 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 72,324 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2021 Filed May 3, 2021 22:25 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 18,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017814 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total number of shares of Class A common stock reported in Column 5 does not reflect any common units of Funko Acquisition Holdings, L.L.C. beneficially owned by the Reporting Person, which are convertible into Class A Common Stock on a one-for-one basis. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 21:39 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 117,200 | $0.00 Strike: $19.91 | $0.00 |
DisclosureSEC source: 0000899243-21-016887 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,200 Underlying: Class A Common Stock · 117,200 shares Expires 2031-04-21 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 21, 2022 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 21:39 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 44,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-016887 · doc4.xml · derivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,830 Underlying: Class A Common Stock · 44,830 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 17, 2021 Filed Apr 19, 2021 23:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-016262 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Class A Common Stock · 4,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 17, 2021 Filed Apr 19, 2021 23:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-016262 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2020 Filed Jun 30, 2020 22:31 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 8,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018017 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,330 Underlying: Class A Common Stock · 8,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 34,660 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 34,660 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.