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person · Reporting owner

Ricks David A

Disclosed activity across 3 companies

Tapewire entity
11097
SEC CIK
0001538604

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADOBE INC.ADBE · Entity 2895DirectorJune 25, 2026June 26, 2026
ELI LILLY & CoLLY · Entity 2794Director · President, Chair, and CEOFebruary 09, 2026February 11, 2026
Elanco Animal Health IncELAN · Entity 3457DirectorSeptember 19, 2018September 19, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADOBE INC.

Report date June 25, 2026 · Filed June 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,655 Reported balance After 2026-06-25 transaction · row 1
1 source row

Row 1 · 2026-06-25 · Purchase · Acquired 10,000 · Balance 17,655

F1: This transaction was executed in multiple trades at prices ranging from $194.44 to $194.53. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Common StockSEC Table I · non-derivativeIndirectby trust2,775 Reported balance Holding disclosure · report date 2026-06-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,775

F2: Shares held by the David A Ricks 12-2022 Grantor Retained Annuity Trust of which the reporting person is a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $194.44 to $194.53. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2: Shares held by the David A Ricks 12-2022 Grantor Retained Annuity Trust of which the reporting person is a trustee.

ELI LILLY & Co

Report date February 09, 2026 · Filed February 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect571,715.097 Reported balance After 2026-02-09 transaction · row 1
1 source row

Row 1 · 2026-02-09 · Grant · Acquired 38,913.584 · Balance 571,715.097

Common StockSEC Table I · non-derivativeIndirectBy David A. Ricks 2025 GRAT6,685 Reported balance Holding disclosure · report date 2026-02-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,685

F1: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy David A. Ricks 2022 GRAT54,117 Reported balance Holding disclosure · report date 2026-02-09 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 54,117

Common StockSEC Table I · non-derivativeIndirectBy Trust300 Reported balance Holding disclosure · report date 2026-02-09 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 300

F1: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy David A. Ricks SLAT68,656 Reported balance Holding disclosure · report date 2026-02-09 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 68,656

F1: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirect401(k)7,307.91 Reported balance Holding disclosure · report date 2026-02-09 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 7,307.91

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Elanco Animal Health Inc

Report date September 19, 2018 · Filed September 19, 2018

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2021 Filed Feb 3, 2022 21:33 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-22-000018 · wf-form5_164392396285190.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,744

Read SEC document
April 28, 2021 Filed Feb 3, 2022 21:33 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 63,500 $0.00 $0.00
Disclosure

SEC source: 0000059478-22-000018 · wf-form5_164392396285190.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,744

F1 · shares: On April 28, 2021, the Reporting Person transferred 63,500 shares of Eli Lilly and Company common stock to a spousal lifetime access trust, of which the Reporting Person's wife is the trustee and the Reporting Person's wife and children are beneficiaries. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 20:26 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000102 · wf-form4_161903676882694.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615

Underlying: Common Stock · 615 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:26 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000102 · wf-form4_161903676882694.xml · derivative · entry 2

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 19, 2021

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 19, 2021

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:26 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 924 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000102 · wf-form4_161903676882694.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:41 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 56,205 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000058 · wf-form4_161300764206200.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,205

Underlying: Common Stock · 56,205 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:41 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 130,343 $205.77 $26,820,679.11
Disclosure

SEC source: 0000059478-21-000058 · wf-form4_161300764206200.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,244

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:57 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 75,387 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000030 · wf-form4_161239665929320.xml · derivative · entry 4

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,387 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:57 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 33,738 $207.97 $7,016,491.86
Disclosure

SEC source: 0000059478-21-000030 · wf-form4_161239665929320.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,901

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:57 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 75,387 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000030 · wf-form4_161239665929320.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2020 Filed Apr 10, 2020 20:42 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000097 · wf-form4_158655131272363.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924

Underlying: Common Stock · 924 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders

Read SEC document
April 08, 2020 Filed Apr 10, 2020 20:42 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,073 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000097 · wf-form4_158655131272363.xml · derivative · entry 2

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 8, 2020

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 8, 2020

Read SEC document
April 08, 2020 Filed Apr 10, 2020 20:42 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,073 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000097 · wf-form4_158655131272363.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:02 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 75,387 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000040 · wf-form4_158163491823582.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,387

Underlying: Common Stock · 75,387 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:02 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 77,586 $144.25 $11,191,780.50
Disclosure

SEC source: 0000059478-20-000040 · wf-form4_158163491823582.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,252

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:54 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 69,350 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000020 · wf-form4_158084966166007.xml · derivative · entry 5

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,350 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:54 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 31,089 $139.64 $4,341,267.96
Disclosure

SEC source: 0000059478-20-000020 · wf-form4_158084966166007.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,666

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:54 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 69,350 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000020 · wf-form4_158084966166007.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:54 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000020 · wf-form4_158084966166007.xml · nonDerivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,666

Read SEC document
October 25, 2019 Filed Oct 25, 2019 16:13 UTC ELI LILLY & Co LLY · Entity 2794 PurchaseCommon Stock 4,615 $108.38 $500,173.70
Disclosure

SEC source: 0000059478-19-000282 · wf-form4_157201996825684.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,405

Read SEC document
April 12, 2019 Filed Apr 12, 2019 20:45 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 1,073 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000113 · wf-form4_155510192415837.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073

Underlying: Common Stock · 1,073 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 20:45 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000113 · wf-form4_155510192415837.xml · derivative · entry 2

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 10, 2019. Shares had been previously reported on Table 1 on account of an administrative error.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 10, 2019. Shares had been previously reported on Table 1 on account of an administrative error.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 20:45 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,177 $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000113 · wf-form4_155510192415837.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:29 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 69,350 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000059 · wf-form4_154949934152598.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,350

Underlying: Common Stock · 69,350 shares

Expires 2020-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:29 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 26,567 $120.17 $3,192,556.39
Disclosure

SEC source: 0000059478-19-000059 · wf-form4_154949934152598.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,790

Read SEC document
February 01, 2019 Filed Feb 6, 2019 00:04 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 12,222 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000040 · wf-form4_154941143494674.xml · derivative · entry 4

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,222 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2019 Filed Feb 6, 2019 00:04 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 5,485 $119.86 $657,432.10
Disclosure

SEC source: 0000059478-19-000040 · wf-form4_154941143494674.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,223

Read SEC document
February 01, 2019 Filed Feb 6, 2019 00:04 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 12,222 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000040 · wf-form4_154941143494674.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:02 UTC ADOBE INC. ADBE · Entity 2895 PurchaseCommon Stock 75 $216.58 $16,243.50
Disclosure

SEC source: 0000796343-18-000215 · wf-form4_154542613400181.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327

Read SEC document
September 24, 2018 Filed Sep 26, 2018 20:31 UTC ADOBE INC. ADBE · Entity 2895 PurchaseCommon Stock 75 $261.43 $19,607.41
Disclosure

SEC source: 0000796343-18-000162 · wf-form4_153799384481934.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:38 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000108 · wf-form4_152365186838735.xml · derivative · entry 1

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F1 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F1 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:31 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000072 · wf-form4_151787345344416.xml · derivative · entry 5

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,326 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:31 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 11,764 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000072 · wf-form4_151787345344416.xml · nonDerivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,486

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:31 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 9,559 $81.45 $778,580.55
Disclosure

SEC source: 0000059478-18-000072 · wf-form4_151787345344416.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,250

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:31 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000072 · wf-form4_151787345344416.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:00 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 12,222 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000038 · wf-form4_151743964008872.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,222

Underlying: Common Stock · 12,222 shares

Expires 2019-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:00 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 12,407 $87.60 $1,086,853.20
Disclosure

SEC source: 0000059478-18-000038 · wf-form4_151743964008872.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,483

Read SEC document
December 03, 2017 Filed Dec 5, 2017 22:43 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 5,496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000243 · wf-form4_151251380489040.xml · derivative · entry 6

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,496 shares

Expires 2017-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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December 03, 2017 Filed Dec 5, 2017 22:43 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 2,601 $85.32 $221,917.32
Disclosure

SEC source: 0000059478-17-000243 · wf-form4_151251380489040.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,458

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December 03, 2017 Filed Dec 5, 2017 22:43 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 5,496 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000243 · wf-form4_151251380489040.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 14, 2017 Filed Dec 5, 2017 22:43 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000243 · wf-form4_151251380489040.xml · nonDerivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,433

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May 05, 2017 Filed Dec 5, 2017 22:43 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000243 · wf-form4_151251380489040.xml · nonDerivative · entry 4

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,076

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February 01, 2017 Filed Feb 3, 2017 20:13 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000078 · wf-form4_148615280511920.xml · derivative · entry 4

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,244 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:13 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 4,837 $77.03 $372,594.11
Disclosure

SEC source: 0000059478-17-000078 · wf-form4_148615280511920.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,563

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February 01, 2017 Filed Feb 3, 2017 20:13 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000078 · wf-form4_148615280511920.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:21 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000047 · wf-form4_148590485372556.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,326

Underlying: Common Stock · 21,326 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:21 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 20,183 $75.38 $1,521,394.54
Disclosure

SEC source: 0000059478-17-000047 · wf-form4_148590485372556.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,156

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December 16, 2016 Filed Jan 27, 2017 17:11 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 325 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000015 · wf-form5_148553709843634.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,973

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May 19, 2016 Filed Jan 27, 2017 17:11 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 105 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000015 · wf-form5_148553709843634.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,298

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February 03, 2016 Filed Feb 3, 2016 19:04 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 2,460 $76.73 $188,755.80
Disclosure

SEC source: 0000059478-16-000308 · wf-form4_145452625935962.xml · nonDerivative · entry 4

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,403

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2015.

F3 · price: This transaction was executed in multiple trades at prices ranging from $76.46 to $76.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.