Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| El Pollo Loco Holdings, Inc.LOCO · Entity 5532 | Director · CEO & PRESIDENT | August 08, 2023 | August 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
El Pollo Loco Holdings, Inc.
Report date August 08, 2023 · Filed August 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 219,969 |
Reported balance
After 2023-08-08 transaction · row 1
1 source rowRow 1 · 2023-08-08 · Grant · Acquired 28,222 · Balance 219,969 F1: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. |
| Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.63 · Expires 2033-08-08 | Direct | 57,471 |
Reported balance
After 2023-08-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-08-08 · Grant · Acquired 57,471 · Balance 57,471 F2: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.
F2: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2021 Filed Mar 12, 2021 20:28 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 18,600 | $4.09 | $76,074.00 |
DisclosureSEC source: 0001415889-21-001459 · form4-03122021_120327.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 16:48 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001415889-20-002449 · form4-10132020_091028.xml · derivative · entry 3 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,183 Underlying: Common Stock · 5,000 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 16:48 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 5,000 | $18.00 | $90,000.00 |
DisclosureSEC source: 0001415889-20-002449 · form4-10132020_091028.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,048 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 16:48 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 5,000 | $4.09 | $20,450.00 |
DisclosureSEC source: 0001415889-20-002449 · form4-10132020_091028.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 00:27 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 448 | $17.42 | $7,804.16 |
DisclosureSEC source: 0001415889-20-002390 · form4-10012020_051003.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,048 F1 · shares: The reporting person vested in restricted stock for 1,294 shares of common stock, of which the issuer retained 448 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the closing share price on August 7, 2020. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 22:20 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 13,600 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001415889-20-002292 · form4-09112020_030942.xml · derivative · entry 3 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,183 Underlying: Common Stock · 13,600 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. F3 · balance_after: This Form 4 updates and corrects the number of derivative securities beneficially owned following the reported transaction, which amount was underreported by 37,992 shares in Column 9 of Table II in prior Form 4s filed with the Securities and Exchange Commission on each of April 13, 2020, June 11, 2020 and July 31, 2020. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 22:20 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 13,600 | $17.75 | $241,400.00 |
DisclosureSEC source: 0001415889-20-002292 · form4-09112020_030942.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,496 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. F2 · price: Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $17.36 to $17.88 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 22:20 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 13,600 | $4.09 | $55,624.00 |
DisclosureSEC source: 0001415889-20-002292 · form4-09112020_030942.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| August 08, 2020 Filed Aug 10, 2020 20:22 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,905 | $17.42 | $33,185.10 |
DisclosureSEC source: 0001415889-20-002082 · form4-08102020_010804.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,496 F1 · shares: The reporting person vested in restricted stock for 5,507 shares of common stock, of which the issuer retained 1,905 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the closing share price on August 7, 2020. Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 22:16 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 10,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001415889-20-001984 · form4-07312020_030750.xml · derivative · entry 3 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791 Underlying: Common Stock · 10,000 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 22:16 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 10,000 | $18.00 | $180,000.00 |
DisclosureSEC source: 0001415889-20-001984 · form4-07312020_030750.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,401 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 22:16 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 10,000 | $4.09 | $40,900.00 |
DisclosureSEC source: 0001415889-20-001984 · form4-07312020_030750.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| June 11, 2020 Filed Jun 11, 2020 23:12 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 13,600 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001614571-20-000013 · wf-form4_159191711320317.xml · derivative · entry 3 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,791 Underlying: Common Stock · Not disclosed shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| June 11, 2020 Filed Jun 11, 2020 23:12 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 13,600 | $14.43 | $196,248.00 |
DisclosureSEC source: 0001614571-20-000013 · wf-form4_159191711320317.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,401 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. F2 · price: Reflects a weighted-average price. These shares were sold in mulitple transactions at prices ranging from $14.16 to $14.55 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2020 Filed Jun 11, 2020 23:12 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 13,600 | $4.09 | $55,624.00 |
DisclosureSEC source: 0001614571-20-000013 · wf-form4_159191711320317.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| May 10, 2020 Filed May 11, 2020 22:21 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,530 | $13.87 | $21,221.10 |
DisclosureSEC source: 0001614571-20-000011 · wf-form4_158923566388572.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,401 F1 · shares: The reporting person vested in restricted stock for 4,481 shares of common stock, of which the issuer retained 1,530 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the closing share price on May 8, 2020. Read SEC document |
| May 08, 2020 Filed May 9, 2020 01:00 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 2,026 | $13.87 | $28,100.62 |
DisclosureSEC source: 0001614571-20-000009 · wf-form4_158898599447004.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,931 F2 · shares: Shares surrendered on May 8, 2020 to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on May 8, 2020. The price reported in column 4 is the closing share price on May 8, 2020. Read SEC document |
| May 06, 2020 Filed May 9, 2020 01:00 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 40,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001614571-20-000009 · wf-form4_158898599447004.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,957 F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 16:49 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 13,600 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001614571-20-000006 · wf-form4_158679653317244.xml · derivative · entry 3 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,391 Underlying: Common Stock · Not disclosed shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 16:49 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 13,600 | $11.00 | $149,600.00 |
DisclosureSEC source: 0001614571-20-000006 · wf-form4_158679653317244.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,829 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 16:49 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 13,600 | $4.09 | $55,624.00 |
DisclosureSEC source: 0001614571-20-000006 · wf-form4_158679653317244.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| August 10, 2019 Filed Aug 12, 2019 21:32 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 430 | $10.72 | $4,609.60 |
DisclosureSEC source: 0001614571-19-000003 · wf-form4_156564551195706.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,829 F2 · shares: Shares surrendered on August 9, 2019, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on August 10, 2019. The price reported in column 4 is the closing share price on August 9, 2019. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 21:32 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,825 | $11.10 | $20,257.50 |
DisclosureSEC source: 0001614571-19-000003 · wf-form4_156564551195706.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,259 F1 · shares: Shares surrendered on August 8, 2019, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on August 8, 2019. The price reported in column 4 is the closing share price on August 8, 2019. Read SEC document |
| May 10, 2019 Filed May 10, 2019 22:56 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,832 | $11.89 | $21,782.48 |
DisclosureSEC source: 0001614571-19-000002 · wf-form4_155752897389533.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,084 F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,481 stock-settled restricted shares. Read SEC document |
| May 08, 2019 Filed May 10, 2019 22:56 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantNon-Qualified Stock Options · Derivative | 42,736 | $0.00 Strike: $11.47 | $0.00 |
DisclosureSEC source: 0001614571-19-000002 · wf-form4_155752897389533.xml · derivative · entry 3 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,736 Underlying: Common Stock · 42,736 shares Expires 2029-05-08 F3 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the 2018 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the first four anniversaries of thedate of grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 22:56 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 21,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001614571-19-000002 · wf-form4_155752897389533.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,916 F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 23:32 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 436 | $11.60 | $5,057.60 |
DisclosureSEC source: 0001614571-18-000004 · wf-form4_154526231966319.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,120 F2 · shares: Shares surrendered on December 17, 2018, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on August 10, 2018. The price reported in column 4 is the closing share price on August 10, 2018. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 23:32 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,574 | $10.15 | $15,976.10 |
DisclosureSEC source: 0001614571-18-000004 · wf-form4_154526231966319.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,556 F1 · shares: Shares surrendered on December 17, 2018, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on May 10, 2018. The price reported in column 4 is the closing share price on May 10, 2018. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:13 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantStock Options (right to buy) · Derivative | 39,684 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001209191-18-046214 · doc4.xml · derivative · entry 2 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,802 Underlying: Common Stock · 39,684 shares Expires 2028-08-08 F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the 2018 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:13 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 22,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046214 · doc4.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,130 F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:08 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantStock Options (right to buy) · Derivative | 29,484 | $0.00 Strike: $13.95 | $0.00 |
DisclosureSEC source: 0001209191-17-031892 · doc4.xml · derivative · entry 2 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,484 Underlying: Common Stock · 29,484 shares Expires 2027-05-10 F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the 2014 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:08 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 17,924 | $13.95 | $250,039.80 |
DisclosureSEC source: 0001209191-17-031892 · doc4.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,102 F1 · shares: Consists of Restricted Shares granted under the 2014 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| November 15, 2016 Filed Apr 20, 2017 20:54 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantStock Options (right to buy) · Derivative | 24,621 | $0.00 Strike: $5.84 | $0.00 |
DisclosureSEC source: 0001209191-17-027728 · doc4.xml · derivative · entry 2 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,967 Underlying: Common Stock · 24,621 shares Expires 2023-07-15 F1 · security: Previously disclosed performance-based awards have been converted to time-based awards. F1 · kind: Previously disclosed performance-based awards have been converted to time-based awards. Read SEC document |
| November 15, 2016 Filed Apr 20, 2017 20:54 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantStock Options (right to buy) · Derivative | 12,310 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001209191-17-027728 · doc4.xml · derivative · entry 1 Roberts Laurance · CIK 0001614571 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,983 Underlying: Common Stock · 12,310 shares Expires 2023-07-15 F1 · security: Previously disclosed performance-based awards have been converted to time-based awards. F1 · kind: Previously disclosed performance-based awards have been converted to time-based awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.