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SUGAR RONALD D

Disclosed activity across 5 companies

Tapewire entity
11056
SEC CIK
0001216519

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMGEN INCAMGN · Entity 2832DirectorMay 19, 2023May 23, 2023
Apple Inc.AAPL · Entity 2389DirectorFebruary 24, 2026February 26, 2026
CHEVRON CORPCVX · Entity 2804DirectorMay 25, 2022May 27, 2022
SUMISHO AIR LEASE CORPAL · Entity 52868DirectorMay 08, 2019May 09, 2019
Uber Technologies, IncUBER · Entity 2867DirectorMay 03, 2026May 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMGEN INC

Report date May 19, 2023 · Filed May 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,682 Reported balance After 2023-05-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-05-19 · Grant · Acquired 939 · Balance 19,682

F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.

F2: These shares include 3,388 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.

F2: These shares include 3,388 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Apple Inc.

Report date February 24, 2026 · Filed February 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2027-02-01Direct1,139 Reported balance After 2026-02-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-24 · Grant · Acquired 1,139 · Balance 1,139

F1: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan, as Amended and Restated.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3: 100% of these restricted stock units are scheduled to vest on February 1, 2027, assuming continued service through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan, as Amended and Restated.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3: 100% of these restricted stock units are scheduled to vest on February 1, 2027, assuming continued service through the vesting date.

CHEVRON CORP

Report date May 25, 2022 · Filed May 27, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect57,483 Reported balance After 2022-05-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-05-25 · Grant · Acquired 1,303 · Balance 57,483

F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

F2: This number includes the acquisition of dividend equivalent accruals on stock units and the acquisition of stock resulting from the reinvestment of dividends on restricted stock (2,482) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

Filing footnotes · ownership attribution and instrument terms

F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

F2: This number includes the acquisition of dividend equivalent accruals on stock units and the acquisition of stock resulting from the reinvestment of dividends on restricted stock (2,482) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

SUMISHO AIR LEASE CORP

Report date May 08, 2019 · Filed May 09, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Air Lease Corporation - Class A Common StockSEC Table I · non-derivativeDirect30,127 Reported balance After 2019-05-08 transaction · row 1
1 source row

Row 1 · 2019-05-08 · Grant · Acquired 3,390 · Balance 30,127

F1: Restricted stock units (RSUs) granted under the Air Lease Corporation 2014 Equity Incentive Plan, in connection with the reporting person's service as a member of the Board of Directors of the Issuer. Subject to certain conditions, all of these RSUs will vest in full on May 8, 2020, the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock on the vesting date.

Air Lease Corporation- Class A Common StockSEC Table I · non-derivativeIndirectSee footnote50,000 Reported balance Holding disclosure · report date 2019-05-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 50,000

F2: These shares are held by a trust of which the reporting person is a co-trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units (RSUs) granted under the Air Lease Corporation 2014 Equity Incentive Plan, in connection with the reporting person's service as a member of the Board of Directors of the Issuer. Subject to certain conditions, all of these RSUs will vest in full on May 8, 2020, the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock on the vesting date.

F2: These shares are held by a trust of which the reporting person is a co-trustee.

Uber Technologies, Inc

Report date May 03, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,091 Reported balance After 2026-05-03 transaction · row 1
1 source row

Row 1 · 2026-05-03 · Exercise / conversion · Acquired 4,091 · Balance 4,091

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-03 · Exercise / conversion · Disposed 4,091 · Balance 0

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3: The reporting person was granted 4,091 RSUs on May 6, 2025. The RSUs vested on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs became payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,045 Reported balance After 2026-05-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-05 · Grant · Acquired 4,045 · Balance 4,045

F4: The reporting person was granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Common StockSEC Table I · non-derivativeIndirectTrust231,909 Reported balance Holding disclosure · report date 2026-05-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 231,909

F2: Shares are held by the Sugar Family Trust for which Mr. Sugar serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2: Shares are held by the Sugar Family Trust for which Mr. Sugar serves as trustee.

F3: The reporting person was granted 4,091 RSUs on May 6, 2025. The RSUs vested on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs became payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F4: The reporting person was granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2021 Filed Feb 11, 2021 00:40 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 1,000 $71.64 $71,640.00
Disclosure

SEC source: 0001127602-21-005058 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:38 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000025 · wf-form4_161239548384646.xml · derivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,416 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

F3 · derivative.expiration_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:38 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000025 · wf-form4_161239548384646.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 23:25 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 1,000 $0.00 Strike: $71.64 $0.00
Disclosure

SEC source: 0001127602-21-001691 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 1,000 shares

Expires 2022-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 23:25 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 1,000 $235.99 $235,990.00
Disclosure

SEC source: 0001127602-21-001691 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,805

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 2,142 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 23:25 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 1,000 $71.64 $71,640.00
Disclosure

SEC source: 0001127602-21-001691 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:57 UTC Uber Technologies, Inc UBER · Entity 2867 GrantRestricted Stock Units · Derivative 4,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000214 · primarydocument.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
August 19, 2020 Filed Aug 19, 2020 22:00 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 1,000 $0.00 Strike: $54.69 $0.00
Disclosure

SEC source: 0001127602-20-023922 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 1,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2020 Filed Aug 19, 2020 22:00 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 1,000 $241.02 $241,020.00
Disclosure

SEC source: 0001127602-20-023922 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,589

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 1,926 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
August 19, 2020 Filed Aug 19, 2020 22:00 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 1,000 $54.69 $54,690.00
Disclosure

SEC source: 0001127602-20-023922 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2020 Filed Jul 22, 2020 22:11 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 1,000 $0.00 Strike: $54.69 $0.00
Disclosure

SEC source: 0001127602-20-022000 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 1,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2020 Filed Jul 22, 2020 22:11 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 1,000 $259.79 $259,790.00
Disclosure

SEC source: 0001127602-20-022000 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,589

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 1,926 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
July 22, 2020 Filed Jul 22, 2020 22:11 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 1,000 $54.69 $54,690.00
Disclosure

SEC source: 0001127602-20-022000 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2020 Filed Jun 17, 2020 22:11 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 1,000 $0.00 Strike: $54.69 $0.00
Disclosure

SEC source: 0001127602-20-019949 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 1,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2020 Filed Jun 17, 2020 22:11 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 1,000 $228.54 $228,540.00
Disclosure

SEC source: 0001127602-20-019949 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,576

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 1,913 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
June 17, 2020 Filed Jun 17, 2020 22:11 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 1,000 $54.69 $54,690.00
Disclosure

SEC source: 0001127602-20-019949 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2020 Filed May 29, 2020 21:14 UTC CHEVRON CORP CVX · Entity 2804 GrantCommon Stock 2,411 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018172 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,817

F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units and the acquisition of stock resulting from the reinvestment of dividends on restricted stock (2,002) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

Read SEC document
May 20, 2020 Filed May 21, 2020 01:24 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 1,000 $0.00 Strike: $54.69 $0.00
Disclosure

SEC source: 0001127602-20-017431 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 1,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 01:24 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 1,000 $229.27 $229,270.00
Disclosure

SEC source: 0001127602-20-017431 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,482

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 1,819 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
May 20, 2020 Filed May 21, 2020 01:24 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 1,000 $54.69 $54,690.00
Disclosure

SEC source: 0001127602-20-017431 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 8, 2020 00:47 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 846 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015856 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,482

F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.

F2 · balance_after: These shares include 1,819 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
April 22, 2020 Filed Apr 22, 2020 23:07 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 1,000 $0.00 Strike: $54.69 $0.00
Disclosure

SEC source: 0001127602-20-014328 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 1,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2020 Filed Apr 22, 2020 23:07 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 1,000 $233.35 $233,350.00
Disclosure

SEC source: 0001127602-20-014328 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,636

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 1,819 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
April 22, 2020 Filed Apr 22, 2020 23:07 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 1,000 $54.69 $54,690.00
Disclosure

SEC source: 0001127602-20-014328 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:35 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 854 $0.00 $0.00
Disclosure

SEC source: 0000320193-20-000034 · wf-form4_158293293482087.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854

Underlying: Common Stock · 854 shares

Expires 2021-02-01

F1 · security: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2021, assuming continued service through the vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2021, assuming continued service through the vesting date.

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February 01, 2020 Filed Feb 4, 2020 23:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,429 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000022 · wf-form4_158085933339951.xml · derivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,429 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: This restricted stock unit award was granted on March 1, 2019 and vested entirely on February 1, 2020.

F2 · derivative.expiration_date: This restricted stock unit award was granted on March 1, 2019 and vested entirely on February 1, 2020.

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February 01, 2020 Filed Feb 4, 2020 23:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,429 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000022 · wf-form4_158085933339951.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

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December 02, 2019 Filed Feb 9, 2021 00:58 UTC Uber Technologies, Inc UBER · Entity 2867 GiftCommon Stock 14,240 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000982 · primarydocument.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,914

F1 · kind: On December 2, 2019, the reporting person transferred 14,240 shares of Uber common stock to a family trust of which the reporting person is a trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust. This transaction should have been filed on a Form 5 for the fiscal year ended 2019.

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November 08, 2019 Filed Nov 14, 2019 01:06 UTC Uber Technologies, Inc UBER · Entity 2867 PurchaseCommon Stock 35,000 $27.20 $952,000.00
Disclosure

SEC source: 0001562180-19-005501 · primarydocument.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 157,489

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.15 to $27.25, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

F2 · ownership.nature: Shares are held by the Sugar Family Trust for which Mr. Sugar serves as trustee.

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November 06, 2019 Filed Nov 7, 2019 23:20 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 2,000 $0.00 Strike: $54.71 $0.00
Disclosure

SEC source: 0001127602-19-032229 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 23:20 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 2,000 $215.45 $430,900.00
Disclosure

SEC source: 0001127602-19-032229 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,436

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 1,619 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

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November 06, 2019 Filed Nov 7, 2019 23:20 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 2,000 $54.71 $109,420.00
Disclosure

SEC source: 0001127602-19-032229 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 21:06 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 2,000 $0.00 Strike: $54.71 $0.00
Disclosure

SEC source: 0001127602-19-030032 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 21:06 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 2,000 $193.58 $387,160.00
Disclosure

SEC source: 0001127602-19-030032 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,436

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 1,619 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
October 02, 2019 Filed Oct 3, 2019 21:06 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 2,000 $54.71 $109,420.00
Disclosure

SEC source: 0001127602-19-030032 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 4, 2019 22:08 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 2,000 $0.00 Strike: $54.71 $0.00
Disclosure

SEC source: 0001127602-19-027931 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,000 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 4, 2019 22:08 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 2,000 $206.70 $413,400.00
Disclosure

SEC source: 0001127602-19-027931 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,336

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 1,519 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
September 04, 2019 Filed Sep 4, 2019 22:08 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 2,000 $54.71 $109,420.00
Disclosure

SEC source: 0001127602-19-027931 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 23:09 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 2,000 $0.00 Strike: $54.71 $0.00
Disclosure

SEC source: 0001127602-19-026276 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 23:09 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 2,000 $183.04 $366,080.00
Disclosure

SEC source: 0001127602-19-026276 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,336

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 1,519 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 23:09 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 2,000 $54.71 $109,420.00
Disclosure

SEC source: 0001127602-19-026276 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 20:23 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 2,000 $0.00 Strike: $54.71 $0.00
Disclosure

SEC source: 0001127602-19-024112 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,000 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 20:23 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 2,000 $187.58 $375,160.00
Disclosure

SEC source: 0001127602-19-024112 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,336

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 1,519 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 20:23 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 2,000 $54.71 $109,420.00
Disclosure

SEC source: 0001127602-19-024112 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2019 Filed Jun 5, 2019 22:55 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 2,000 $0.00 Strike: $54.71 $0.00
Disclosure

SEC source: 0001127602-19-020940 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2019 Filed Jun 5, 2019 22:55 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 2,000 $175.68 $351,360.00
Disclosure

SEC source: 0001127602-19-020940 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,219

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 1,402 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
June 05, 2019 Filed Jun 5, 2019 22:55 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 2,000 $54.71 $109,420.00
Disclosure

SEC source: 0001127602-19-020940 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed May 31, 2019 21:33 UTC CHEVRON CORP CVX · Entity 2804 GrantCommon Stock 1,901 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020347 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,404

F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units and the acquisition of stock resulting from the reinvestment of dividends on restricted stock (1,560) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

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May 09, 2019 Filed May 13, 2019 22:08 UTC Uber Technologies, Inc UBER · Entity 2867 GrantCommon Stock 45,567 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013315 · doc4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,154

F1 · shares: Consists of restricted stock units ("RSUs") for which the performance condition was satisfied upon the effectiveness of the Company's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions.

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May 08, 2019 Filed May 9, 2019 21:52 UTC SUMISHO AIR LEASE CORP AL · Entity 52868 GrantAir Lease Corporation - Class A Common Stock 3,390 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005790 · edgar.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,127

F1 · shares: Restricted stock units (RSUs) granted under the Air Lease Corporation 2014 Equity Incentive Plan, in connection with the reporting person's service as a member of the Board of Directors of the Issuer. Subject to certain conditions, all of these RSUs will vest in full on May 8, 2020, the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.