Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | EVP, General Manager | August 23, 2023 | August 25, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date August 23, 2023 · Filed August 25, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 117,670 |
Ending reported balance
After 2023-08-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-08-23 · Grant · Acquired 24,364 · Balance 118,733 F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Row 2 · 2023-08-24 · Grant · Acquired 1,384 · Balance 120,117 F2: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022. Row 3 · 2023-08-24 · Tax withholding · Disposed 2,447 · Balance 117,670 F3: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.
F2: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.
F3: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2017 Filed May 17, 2017 23:46 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000043 · wf-form4_149506476934821.xml · derivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,276 Underlying: Common Stock · 1,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 15, 2017 Filed May 17, 2017 23:46 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000043 · wf-form4_149506476934821.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000021 · wf-form4_148737335120094.xml · derivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,132 Underlying: Common Stock · 1,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 723 | $49.45 | $35,752.35 |
DisclosureSEC source: 0001633978-17-000021 · wf-form4_148737335120094.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,437 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000021 · wf-form4_148737335120094.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 10,000 | $47.80 | $478,005.00 |
DisclosureSEC source: 0001633978-17-000009 · wf-form4_148702724458457.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,304 F1 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $47.80 to $47.805. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:08 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000128 · wf-form4_147943129387207.xml · derivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,988 Underlying: Common Stock · 1,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:08 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 877 | $38.80 | $34,027.60 |
DisclosureSEC source: 0001633978-16-000128 · wf-form4_147943129387207.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,304 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:08 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000128 · wf-form4_147943129387207.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionPerformance Stock Units · Derivative | 3,639 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · derivative · entry 6 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,639 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionPerformance Stock Units · Derivative | 2,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · derivative · entry 5 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,898 | $40.97 | $77,761.06 |
DisclosureSEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · nonDerivative · entry 4 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,325 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 3,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,423 | $40.97 | $58,300.31 |
DisclosureSEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,584 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000104 · wf-form4_147510326545065.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.