Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | EVP, General Manager | August 23, 2023 | August 25, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date August 23, 2023 · Filed August 25, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 117,670 |
Ending reported balance
After 2023-08-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-08-23 · Grant · Acquired 24,364 · Balance 118,733 F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Row 2 · 2023-08-24 · Grant · Acquired 1,384 · Balance 120,117 F2: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022. Row 3 · 2023-08-24 · Tax withholding · Disposed 2,447 · Balance 117,670 F3: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.
F2: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.
F3: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2019 Filed Aug 30, 2019 22:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 14,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047874 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,947 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vest as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 975 | $60.29 | $58,782.75 |
DisclosureSEC source: 0001209191-19-046741 · doc4.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,691 F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock awards and restricted stock units. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 253 | $58.26 | $14,739.78 |
DisclosureSEC source: 0001209191-19-046741 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,666 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of performance-based restricted stock units. Read SEC document |
| May 18, 2019 Filed May 22, 2019 00:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 91 | $45.02 | $4,096.82 |
DisclosureSEC source: 0001633978-19-000056 · edgar.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,919 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 18, 2019 Filed May 22, 2019 00:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 226 | $45.02 | $10,174.52 |
DisclosureSEC source: 0001633978-19-000056 · edgar.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,010 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 16, 2019 Filed May 18, 2019 01:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 674 | $48.73 | $32,844.02 |
DisclosureSEC source: 0001633978-19-000043 · edgar.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,236 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 305 | $35.29 | $10,763.45 |
DisclosureSEC source: 0001633978-19-000043 · edgar.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,910 F2 · kind: Includes 305 Shares Purchased on May 15, 2019 pursuant to the company's Employee Stock Purchase Plan (ESPP) Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 272 | $52.28 | $14,220.16 |
DisclosureSEC source: 0001633978-19-000043 · edgar.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,605 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| February 22, 2019 Filed Feb 22, 2019 22:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 9,575 | $50.38 | $482,388.50 |
DisclosureSEC source: 0001633978-19-000025 · edgar.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,877 F1 · price: These sales were executed in multiple trades at prices ranging from $50.36 to $50.44. The price reported above reflects the weighted average sale price. Mr. Reinhardt hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,224 | $46.74 | $57,209.76 |
DisclosureSEC source: 0001633978-19-000020 · edgar.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,452 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 01:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,647 | $39.16 | $64,496.52 |
DisclosureSEC source: 0001633978-18-000147 · edgar.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,676 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. F2 · balance_after: Includes 308 shares purchased on November 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 01:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 409 | $41.24 | $16,867.16 |
DisclosureSEC source: 0001633978-18-000147 · edgar.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,015 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Read SEC document |
| August 28, 2018 Filed Aug 31, 2018 00:52 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 15,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000110 · edgar.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,424 F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,590 | $59.69 | $273,977.10 |
DisclosureSEC source: 0001633978-18-000092 · edgar.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,279 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 17, 2018 Filed Aug 18, 2018 01:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,347 | $59.87 | $80,644.89 |
DisclosureSEC source: 0001633978-18-000086 · edgar.xml · nonDerivative · entry 5 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,023 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,922 | $60.13 | $115,569.86 |
DisclosureSEC source: 0001633978-18-000086 · edgar.xml · nonDerivative · entry 4 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,370 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 651 | $60.13 | $39,144.63 |
DisclosureSEC source: 0001633978-18-000086 · edgar.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,369 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 4,923 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000086 · edgar.xml · derivative · entry 7 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,855 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000086 · edgar.xml · derivative · entry 6 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 4,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000086 · edgar.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000086 · edgar.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 25, 2018 00:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 12,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000099 · edgar.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,011 F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 12,288 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 7,442 shares previously reported on August 18, 2017 as performance shares. Read SEC document |
| May 17, 2018 Filed May 18, 2018 01:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 940 | $63.21 | $59,417.40 |
DisclosureSEC source: 0001633978-18-000036 · wf-form4_152660753038948.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,165 F3 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit. F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.675 to $63.675. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2018 Filed May 18, 2018 01:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 651 | $63.59 | $41,397.09 |
DisclosureSEC source: 0001633978-18-000036 · wf-form4_152660753038948.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,105 F3 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit. F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale. The reporting person under takes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,855 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000036 · wf-form4_152660753038948.xml · derivative · entry 4 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,855 Underlying: Common Stock · 1,855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000036 · wf-form4_152660753038948.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F2 · balance_after: Includes 219 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 02:14 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 945 | $59.26 | $56,000.32 |
DisclosureSEC source: 0001633978-18-000015 · wf-form4_151926566559521.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,682 F4 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award. F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.55. This transaction was apart of a group sale. The reporting person undertakestoprovide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 02:14 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 663 | $58.52 | $38,796.17 |
DisclosureSEC source: 0001633978-18-000015 · wf-form4_151926566559521.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,627 F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit. F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. This transaction was apart of a group sale. The reporting person under takes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 02:14 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,855 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000015 · wf-form4_151926566559521.xml · derivative · entry 4 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,710 Underlying: Common Stock · 1,855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 02:14 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000015 · wf-form4_151926566559521.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 19:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 260 | $56.86 | $14,782.30 |
DisclosureSEC source: 0001633978-18-000007 · wf-form4_151855047228160.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,435 F3 · price: The 260 shaers sold at an actual price of 56.855. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 19:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,940 | $56.85 | $110,289.00 |
DisclosureSEC source: 0001633978-18-000007 · wf-form4_151855047228160.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,695 F2 · price: The 1,940 shaers sold at an actual price of 56.85. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 19:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 7,108 | $56.81 | $403,805.48 |
DisclosureSEC source: 0001633978-18-000007 · wf-form4_151855047228160.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,635 F1 · price: The 7,108 shaers sold at an actual price of 56.81. Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 02:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,418 | $57.12 | $80,996.16 |
DisclosureSEC source: 0001633978-17-000145 · wf-form4_151097073507296.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,743 F2 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,855 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000145 · wf-form4_151097073507296.xml · derivative · entry 4 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,565 Underlying: Common Stock · 1,855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 981 | $57.80 | $56,701.80 |
DisclosureSEC source: 0001633978-17-000145 · wf-form4_151097073507296.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,161 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000145 · wf-form4_151097073507296.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 22:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 6,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000086 · wf-form4_150344123527250.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,287 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 22:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 16,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000086 · wf-form4_150344123527250.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,844 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:26 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 7,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000107 · wf-form4a_150819278886736.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,287 F2 · shares: This form is being amended to update the number of shares awarded as 16,108 and 6,443 Restricted Stock Units to 10,792 and 4,317 Restricted Stock Units and 7,442 Performance Stock Units respectively. F3 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:26 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 4,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000107 · wf-form4a_150819278886736.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,845 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. F2 · shares: This form is being amended to update the number of shares awarded as 16,108 and 6,443 Restricted Stock Units to 10,792 and 4,317 Restricted Stock Units and 7,442 Performance Stock Units respectively. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:26 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 10,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000107 · wf-form4a_150819278886736.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,528 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. F2 · shares: This form is being amended to update the number of shares awarded as 16,108 and 6,443 Restricted Stock Units to 10,792 and 4,317 Restricted Stock Units and 7,442 Performance Stock Units respectively. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 4,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · derivative · entry 7 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,923 Underlying: Common Stock · 4,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · derivative · entry 6 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,420 Underlying: Common Stock · 1,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,040 | $52.12 | $210,564.80 |
DisclosureSEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · nonDerivative · entry 5 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,736 Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,875 | $52.81 | $99,018.75 |
DisclosureSEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · nonDerivative · entry 4 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,776 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 4,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 707 | $52.81 | $37,336.67 |
DisclosureSEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,727 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 17, 2017 23:46 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 715 | $53.31 | $38,116.65 |
DisclosureSEC source: 0001633978-17-000043 · wf-form4_149506476934821.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,578 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.