Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.LC · Entity 4526 | Chief Administrative Officer | August 25, 2023 | August 29, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date August 25, 2023 · Filed August 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 215,369 |
Ending reported balance
After 2023-08-25 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2023-08-25 · Exercise / conversion · Acquired 5,878 · Balance 209,883 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2023-08-25 · Exercise / conversion · Acquired 6,097 · Balance 215,980 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2023-08-25 · Exercise / conversion · Acquired 4,280 · Balance 220,260 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2023-08-25 · Exercise / conversion · Acquired 7,749 · Balance 228,009 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 5 · 2023-08-25 · Tax withholding · Disposed 12,640 · Balance 215,369 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,757 |
Reported balance
After 2023-08-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-08-25 · Exercise / conversion · Disposed 5,878 · Balance 11,757 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,194 |
Reported balance
After 2023-08-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-08-25 · Exercise / conversion · Disposed 6,097 · Balance 12,194 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 25,675 |
Reported balance
After 2023-08-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-08-25 · Exercise / conversion · Disposed 4,280 · Balance 25,675 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 77,490 |
Reported balance
After 2023-08-25 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-08-25 · Exercise / conversion · Disposed 7,749 · Balance 77,490 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F7: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2022 Filed Aug 30, 2022 00:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · derivative · entry 8 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,269 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · derivative · entry 7 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,383 Underlying: Common Stock · 5,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 16,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 26, 2022 Filed May 27, 2022 23:18 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 18,462 | $14.06 | $259,538.80 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,918 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.92 to $14.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:18 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · derivative · entry 11 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,071 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:18 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,096 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · derivative · entry 10 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,678 Underlying: Common Stock · 6,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:18 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 16,827 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · derivative · entry 9 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,482 Underlying: Common Stock · 16,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:18 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · derivative · entry 8 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,147 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:18 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · derivative · entry 7 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,074 Underlying: Common Stock · 5,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:18 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:18 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:18 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 16,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:18 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:18 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 13, 2022 Filed Mar 16, 2022 00:31 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 51,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009395 · form4.xml · derivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,350 Underlying: Common Stock · 51,350 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 00:41 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 10,663 | $18.59 | $198,243.30 |
DisclosureSEC source: 0001127602-22-007466 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,609 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.22 to $19.06. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007466 · form4.xml · derivative · entry 9 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,774 Underlying: Common Stock · 6,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,879 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007466 · form4.xml · derivative · entry 8 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,025 Underlying: Common Stock · 5,879 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007466 · form4.xml · derivative · entry 7 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,765 Underlying: Common Stock · 5,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,173 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007466 · form4.xml · derivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,173 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007466 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007466 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007466 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007466 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 23:47 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 67,309 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-001978 · form4.xml · derivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,309 Underlying: Common Stock · 67,309 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of January 2020 through December 2021. The RSUs will vest as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · derivative · entry 16 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,871 Underlying: Common Stock · 6,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · derivative · entry 15 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,904 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · derivative · entry 14 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,456 Underlying: Common Stock · 5,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,938 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · derivative · entry 13 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,171 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · derivative · entry 12 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,173 Underlying: Common Stock · 3,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,211 | $38.07 | $122,242.77 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · nonDerivative · entry 11 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,432 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · nonDerivative · entry 10 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,095 | $38.07 | $117,826.65 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · nonDerivative · entry 9 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,546 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · nonDerivative · entry 8 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,996 | $38.07 | $114,057.72 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · nonDerivative · entry 7 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,763 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,021 | $38.07 | $38,869.47 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,069 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,670 | $38.07 | $63,576.90 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,152 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 05, 2021 Filed Nov 30, 2021 00:56 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 1,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029803 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,651 F1 · shares: Transaction represents the transfer of 1,753 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · derivative · entry 15 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,968 Underlying: Common Stock · 6,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · derivative · entry 14 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,782 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · derivative · entry 13 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,146 Underlying: Common Stock · 5,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,938 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · derivative · entry 12 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,938 Underlying: Common Stock · 1,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:49 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024458 · form4.xml · derivative · entry 11 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,344 Underlying: Common Stock · 3,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.