person · Reporting owner
BASSWOOD FINANCIAL FUND, INC.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dime Commercial Bancshares, Inc. /NY/BDGE · Entity 4607 | Director · 10% owner · Director-by-Deputization | October 12, 2020 | October 14, 2020 |
| Regional Management Corp.RM · Entity 2197 | Director · 10% owner · Director-by-Deputization | August 28, 2023 | August 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dime Commercial Bancshares, Inc. /NY/
Report date October 12, 2020 · Filed October 14, 2020
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD CO-INVESTMENT FUND, LTD.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-10-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-12 · Other · Disposed 16,134 · Balance 0 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 16,134 |
Reported balance
After 2020-10-12 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2020-10-12 · Other · Acquired 16,134 · Balance 16,134 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 827,999 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 827,999 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 314,228 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 314,228 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 26,648 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 26,648 F1: See Exhibit 99.1 F7: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 272,914 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 272,914 F1: See Exhibit 99.1 F8: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 121,518 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 121,518 F1: See Exhibit 99.1 F9: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 44,846 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 44,846 F1: See Exhibit 99.1 F10: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | Direct | 138,282 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 138,282 F1: See Exhibit 99.1 F10: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | Direct | 164,460.56 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 164,460.56 F1: See Exhibit 99.1 F11: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1
F10: See Exhibit 99.1
F11: See Exhibit 99.1
Regional Management Corp.
Report date August 28, 2023 · Filed August 31, 2023
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD PARTNERS, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD OPPORTUNITY FUND INC, BASSWOOD OPPORTUNITY PARTNERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 450,315 |
Reported balance
After 2023-08-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-08-28 · Other · Disposed 108,293 · Balance 450,315 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 512,041 |
Reported balance
After 2023-08-28 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-08-28 · Other · Acquired 61,726 · Balance 512,041 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 246,694 |
Reported balance
After 2023-08-28 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2023-08-28 · Other · Acquired 32,197 · Balance 246,694 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 33,076 |
Reported balance
After 2023-08-28 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2023-08-28 · Other · Acquired 629 · Balance 33,076 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 5,079 |
Reported balance
After 2023-08-28 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2023-08-28 · Other · Acquired 645 · Balance 5,079 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 98,959 |
Reported balance
After 2023-08-28 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2023-08-28 · Other · Acquired 13,096 · Balance 98,959 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F7: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 509,347 |
Reported balance
After 2023-08-30 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2023-08-30 · Sale · Disposed 2,694 · Balance 509,347 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 512,041 |
Reported balance
After 2023-08-30 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2023-08-30 · Purchase · Acquired 2,694 · Balance 512,041 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 22,539 |
Reported balance
Holding disclosure · report date 2023-08-28 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 22,539 F1: See Exhibit 99.1 F8: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2018 Filed Sep 14, 2018 20:30 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 998 | $35.36 | $35,289.28 |
DisclosureSEC source: 0001567619-18-002647 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 87,862 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 20:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 24,143 | $35.78 | $863,836.54 |
DisclosureSEC source: 0001567619-18-002457 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,083 F1 · ownership.direct: See Exhibit 99.1 F3 · ownership.direct: See Exhibit 99.1 Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 20:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 857 | $35.78 | $30,663.46 |
DisclosureSEC source: 0001567619-18-002457 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 86,864 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 20:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 24,038 | $35.71 | $858,396.98 |
DisclosureSEC source: 0001567619-18-002457 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,940 F1 · ownership.direct: See Exhibit 99.1 F3 · ownership.direct: See Exhibit 99.1 Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 20:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 853 | $35.71 | $30,460.63 |
DisclosureSEC source: 0001567619-18-002457 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 86,007 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 20:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 9,418 | $35.52 | $334,527.36 |
DisclosureSEC source: 0001567619-18-002366 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,902 F1 · ownership.direct: See Exhibit 99.1 F3 · ownership.direct: See Exhibit 99.1 Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 20:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 334 | $35.52 | $11,863.68 |
DisclosureSEC source: 0001567619-18-002366 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 85,154 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 20:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 14,831 | $35.45 | $525,758.95 |
DisclosureSEC source: 0001567619-18-002366 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,484 F1 · ownership.direct: See Exhibit 99.1 F3 · ownership.direct: See Exhibit 99.1 Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 20:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 526 | $35.45 | $18,646.70 |
DisclosureSEC source: 0001567619-18-002366 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 84,820 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 22:06 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 26,629 | $35.33 | $940,802.57 |
DisclosureSEC source: 0001567619-18-002218 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,653 F1 · ownership.direct: See Exhibit 99.1 F3 · ownership.direct: See Exhibit 99.1 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 22:06 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 945 | $35.33 | $33,386.85 |
DisclosureSEC source: 0001567619-18-002218 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 84,294 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 22:06 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 10,572 | $34.99 | $369,914.28 |
DisclosureSEC source: 0001567619-18-002218 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,024 F1 · ownership.direct: See Exhibit 99.1 F3 · ownership.direct: See Exhibit 99.1 Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 22:06 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 375 | $34.99 | $13,121.25 |
DisclosureSEC source: 0001567619-18-002218 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 83,349 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 23:17 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 1,005 | $35.14 | $35,315.70 |
DisclosureSEC source: 0001567619-18-001154 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 28,566 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 23:17 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 4,925 | $35.14 | $173,064.50 |
DisclosureSEC source: 0001567619-18-001154 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 82,974 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 23:17 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 1,689 | $35.14 | $59,351.46 |
DisclosureSEC source: 0001567619-18-001154 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,136 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:17 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 2,971 | $34.98 | $103,925.58 |
DisclosureSEC source: 0001567619-18-001154 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,452 F1 · ownership.direct: See Exhibit 99.1 F5 · ownership.direct: See Exhibit 99.1 Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:17 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 1,255 | $34.98 | $43,899.90 |
DisclosureSEC source: 0001567619-18-001154 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 27,561 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:17 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 6,144 | $34.98 | $214,917.12 |
DisclosureSEC source: 0001567619-18-001154 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 78,049 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:17 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 2,106 | $34.98 | $73,667.88 |
DisclosureSEC source: 0001567619-18-001154 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 28,447 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:22 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 4,862 | $36.58 | $177,851.96 |
DisclosureSEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 316,190 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:22 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 3,135 | $36.59 | $114,709.65 |
DisclosureSEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 311,328 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:22 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 1,215 | $36.58 | $44,444.70 |
DisclosureSEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 27,984 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:22 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 785 | $36.59 | $28,723.15 |
DisclosureSEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,769 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:22 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 2,381 | $36.58 | $87,096.98 |
DisclosureSEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 82,464 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:22 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 1,535 | $36.59 | $56,165.65 |
DisclosureSEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 80,083 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:22 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 242 | $36.58 | $8,852.36 |
DisclosureSEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 27,923 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:22 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock, par value $0.10 per share ("Common Stock") | 156 | $36.59 | $5,708.04 |
DisclosureSEC source: 0001140361-18-027401 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 27,681 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| June 01, 2018 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 2,666 | $33.68 | $89,790.88 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 34,628 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 3,550 | $26.18 | $92,939.00 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 27,525 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F6 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock | 2,355 | $26.18 | $61,653.90 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 78,548 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 1,486 | $25.99 | $38,621.14 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 25,984 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 4,222 | $25.99 | $109,729.78 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 124,930 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:04 UTC | Regional Management Corp. RM · Entity 2197 | PurchaseCommon Stock, par value $0.10 per share ("Common Stock") | 7,881 | $26.40 | $208,058.40 |
DisclosureSEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 334,155 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 3,476 | $35.65 | $123,919.40 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 26,341 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F7 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 234 | $35.65 | $8,342.10 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 320,785 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F6 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 24,391 | $35.65 | $869,539.15 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,493 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F5 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 8,841 | $35.65 | $315,181.65 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 71,905 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 78 | $33.65 | $2,624.70 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 25,716 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 4,700 | $35.65 | $167,555.00 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 25,638 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 308 | $35.65 | $10,980.20 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 119,575 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| December 22, 2017 Filed Jan 2, 2018 21:11 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock, par value $0.01 per share ("Common Stock") | 10,189 | $35.65 | $363,237.85 |
DisclosureSEC source: 0001140361-18-000165 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 119,267 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 3,366 | $34.10 | $114,780.60 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 13 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,766 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F4 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 219 | $34.10 | $7,467.90 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 12 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 252,918 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F7 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 447 | $34.10 | $15,242.70 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 11 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 143,364 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F6 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 98 | $34.10 | $3,341.80 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,139 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 4,748 | $34.10 | $161,906.80 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 929,975 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 47,410 | $33.64 | $1,594,872.40 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,132 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F4 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 3,089 | $33.64 | $103,913.96 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 253,137 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F7 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 6,301 | $33.64 | $211,965.64 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 143,811 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F6 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.