person · Reporting owner
BASSWOOD FINANCIAL FUND, INC.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dime Commercial Bancshares, Inc. /NY/BDGE · Entity 4607 | Director · 10% owner · Director-by-Deputization | October 12, 2020 | October 14, 2020 |
| Regional Management Corp.RM · Entity 2197 | Director · 10% owner · Director-by-Deputization | August 28, 2023 | August 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dime Commercial Bancshares, Inc. /NY/
Report date October 12, 2020 · Filed October 14, 2020
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD CO-INVESTMENT FUND, LTD.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-10-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-12 · Other · Disposed 16,134 · Balance 0 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 16,134 |
Reported balance
After 2020-10-12 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2020-10-12 · Other · Acquired 16,134 · Balance 16,134 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 827,999 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 827,999 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 314,228 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 314,228 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 26,648 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 26,648 F1: See Exhibit 99.1 F7: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 272,914 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 272,914 F1: See Exhibit 99.1 F8: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 121,518 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 121,518 F1: See Exhibit 99.1 F9: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 44,846 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 44,846 F1: See Exhibit 99.1 F10: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | Direct | 138,282 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 138,282 F1: See Exhibit 99.1 F10: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | Direct | 164,460.56 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 164,460.56 F1: See Exhibit 99.1 F11: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1
F10: See Exhibit 99.1
F11: See Exhibit 99.1
Regional Management Corp.
Report date August 28, 2023 · Filed August 31, 2023
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD PARTNERS, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD OPPORTUNITY FUND INC, BASSWOOD OPPORTUNITY PARTNERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 450,315 |
Reported balance
After 2023-08-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-08-28 · Other · Disposed 108,293 · Balance 450,315 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 512,041 |
Reported balance
After 2023-08-28 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-08-28 · Other · Acquired 61,726 · Balance 512,041 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 246,694 |
Reported balance
After 2023-08-28 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2023-08-28 · Other · Acquired 32,197 · Balance 246,694 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 33,076 |
Reported balance
After 2023-08-28 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2023-08-28 · Other · Acquired 629 · Balance 33,076 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 5,079 |
Reported balance
After 2023-08-28 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2023-08-28 · Other · Acquired 645 · Balance 5,079 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 98,959 |
Reported balance
After 2023-08-28 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2023-08-28 · Other · Acquired 13,096 · Balance 98,959 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F7: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 509,347 |
Reported balance
After 2023-08-30 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2023-08-30 · Sale · Disposed 2,694 · Balance 509,347 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 512,041 |
Reported balance
After 2023-08-30 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2023-08-30 · Purchase · Acquired 2,694 · Balance 512,041 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 22,539 |
Reported balance
Holding disclosure · report date 2023-08-28 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 22,539 F1: See Exhibit 99.1 F8: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 52 | $28.82 | $1,498.64 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 319,204 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 22:33 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock, par value $0.01 per share ("Common Stock") | 379 | $29.71 | $11,260.09 |
DisclosureSEC source: 0001567619-19-007502 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 319,256 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 2,901 | $30.69 | $89,031.69 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 15 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 696,882 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 12,347 | $30.26 | $373,620.22 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 14 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 699,783 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 676 | $30.69 | $20,746.44 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 13 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 104,169 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 2,877 | $30.26 | $87,058.02 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 12 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 104,845 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 123 | $30.69 | $3,774.87 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 11 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 319,635 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 521 | $30.26 | $15,765.46 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 319,758 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 2,823 | $31.05 | $87,654.15 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 712,130 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 658 | $31.05 | $20,430.90 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 107,722 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 119 | $31.05 | $3,694.95 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 320,279 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 4,856 | $31.41 | $152,526.96 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 714,953 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 4,313 | $31.40 | $135,428.20 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 719,809 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 1,131 | $31.41 | $35,524.71 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 108,380 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 1,005 | $31.40 | $31,557.00 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 109,511 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 205 | $31.41 | $6,439.05 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 320,398 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 23:43 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock, par value $0.01 per share ("Common Stock") | 182 | $31.40 | $5,714.80 |
DisclosureSEC source: 0001567619-19-007322 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 320,603 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 30,500 | $25.49 | $777,445.00 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,173 F2 · kind: See Exhibit 99.1 F1 · ownership.direct: See Exhibit 99.1 F7 · ownership.direct: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 8,196 | $25.49 | $208,916.04 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,673 F2 · kind: See Exhibit 99.1 F1 · ownership.direct: See Exhibit 99.1 F7 · ownership.direct: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 18,062 | $25.49 | $460,400.38 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 724,122 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 2,102 | $25.49 | $53,579.98 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,870 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 1,796 | $25.49 | $45,780.04 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,768 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 2,625 | $25.49 | $66,911.25 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 110,516 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 2,863 | $25.49 | $72,977.87 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 107,891 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:55 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 4,310 | $25.49 | $109,861.90 |
DisclosureSEC source: 0001567619-19-000427 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 115,726 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 212,562 | $24.05 | $5,112,116.10 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 488,581 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F9 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 40,171 | $24.05 | $966,112.55 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 276,019 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F9 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 122,500 | $24.05 | $2,946,125.00 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 567,680 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F8 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 3,436 | $24.05 | $82,635.80 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 24,548 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F7 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 7,934 | $24.05 | $190,812.70 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 87,399 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 2,999 | $24.05 | $72,125.95 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 79,465 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 33,854 | $24.05 | $814,188.70 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 91,076 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock | 2,200 | $24.05 | $52,910.00 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,123 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:56 UTC | Regional Management Corp. RM · Entity 2197 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 19,736 | $24.05 | $474,650.80 |
DisclosureSEC source: 0001567619-19-000428 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 236,899 F2 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 1,998 | $29.62 | $59,180.76 |
DisclosureSEC source: 0001567619-18-006997 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,564 F4 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F7 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 16,133 | $29.62 | $477,859.46 |
DisclosureSEC source: 0001567619-18-006997 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 110,754 F3 · kind: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock | 30,583 | $29.62 | $905,868.46 |
DisclosureSEC source: 0001567619-18-006997 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,869 F2 · kind: See Exhibit 99.1 F1 · ownership.direct: See Exhibit 99.1 F5 · ownership.direct: See Exhibit 99.1 Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 48,714 | $29.62 | $1,442,908.68 |
DisclosureSEC source: 0001567619-18-006997 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,286 F2 · kind: See Exhibit 99.1 F1 · ownership.direct: See Exhibit 99.1 F5 · ownership.direct: See Exhibit 99.1 Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 20:44 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 117 | $31.68 | $3,706.56 |
DisclosureSEC source: 0001567619-18-004348 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 120,036 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 20:44 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 1,614 | $31.68 | $51,131.52 |
DisclosureSEC source: 0001567619-18-004348 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 94,621 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 20:44 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 2,974 | $31.68 | $94,216.32 |
DisclosureSEC source: 0001567619-18-004348 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,000 F1 · ownership.direct: See Exhibit 99.1 F2 · ownership.direct: See Exhibit 99.1 Read SEC document |
| October 16, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 182 | $31.31 | $5,698.42 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 119,919 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 16, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 2,502 | $31.31 | $78,337.62 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 93,007 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 16, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 4,613 | $31.31 | $144,433.03 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,026 F1 · ownership.direct: See Exhibit 99.1 F2 · ownership.direct: See Exhibit 99.1 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 162 | $31.06 | $5,031.72 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 119,737 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 2,225 | $31.06 | $69,108.50 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 90,505 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:49 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 4,100 | $31.06 | $127,346.00 |
DisclosureSEC source: 0001567619-18-004234 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,413 F1 · ownership.direct: See Exhibit 99.1 F2 · ownership.direct: See Exhibit 99.1 Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:30 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 11,763 | $35.32 | $415,469.16 |
DisclosureSEC source: 0001567619-18-002647 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,970 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F3 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:30 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 418 | $35.32 | $14,763.76 |
DisclosureSEC source: 0001567619-18-002647 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 88,280 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:30 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 28,124 | $35.36 | $994,464.64 |
DisclosureSEC source: 0001567619-18-002647 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,207 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F3 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.