person · Reporting owner
BASSWOOD FINANCIAL FUND, INC.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dime Commercial Bancshares, Inc. /NY/BDGE · Entity 4607 | Director · 10% owner · Director-by-Deputization | October 12, 2020 | October 14, 2020 |
| Regional Management Corp.RM · Entity 2197 | Director · 10% owner · Director-by-Deputization | August 28, 2023 | August 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dime Commercial Bancshares, Inc. /NY/
Report date October 12, 2020 · Filed October 14, 2020
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD CO-INVESTMENT FUND, LTD.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-10-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-12 · Other · Disposed 16,134 · Balance 0 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 16,134 |
Reported balance
After 2020-10-12 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2020-10-12 · Other · Acquired 16,134 · Balance 16,134 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 827,999 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 827,999 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 314,228 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 314,228 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 26,648 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 26,648 F1: See Exhibit 99.1 F7: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 272,914 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 272,914 F1: See Exhibit 99.1 F8: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 121,518 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 121,518 F1: See Exhibit 99.1 F9: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 44,846 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 44,846 F1: See Exhibit 99.1 F10: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | Direct | 138,282 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 138,282 F1: See Exhibit 99.1 F10: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | Direct | 164,460.56 |
Reported balance
Holding disclosure · report date 2020-10-12 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 164,460.56 F1: See Exhibit 99.1 F11: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1
F10: See Exhibit 99.1
F11: See Exhibit 99.1
Regional Management Corp.
Report date August 28, 2023 · Filed August 31, 2023
Jointly reported with BASSWOOD CAPITAL MANAGEMENT, L.L.C., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD PARTNERS, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD OPPORTUNITY FUND INC, BASSWOOD OPPORTUNITY PARTNERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 450,315 |
Reported balance
After 2023-08-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-08-28 · Other · Disposed 108,293 · Balance 450,315 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 512,041 |
Reported balance
After 2023-08-28 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-08-28 · Other · Acquired 61,726 · Balance 512,041 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 246,694 |
Reported balance
After 2023-08-28 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2023-08-28 · Other · Acquired 32,197 · Balance 246,694 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F4: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 33,076 |
Reported balance
After 2023-08-28 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2023-08-28 · Other · Acquired 629 · Balance 33,076 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F5: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 5,079 |
Reported balance
After 2023-08-28 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2023-08-28 · Other · Acquired 645 · Balance 5,079 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F6: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 98,959 |
Reported balance
After 2023-08-28 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2023-08-28 · Other · Acquired 13,096 · Balance 98,959 F2: See Exhibit 99.1 F1: See Exhibit 99.1 F7: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 509,347 |
Reported balance
After 2023-08-30 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2023-08-30 · Sale · Disposed 2,694 · Balance 509,347 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 512,041 |
Reported balance
After 2023-08-30 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2023-08-30 · Purchase · Acquired 2,694 · Balance 512,041 F1: See Exhibit 99.1 F3: See Exhibit 99.1 |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 22,539 |
Reported balance
Holding disclosure · report date 2023-08-28 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 22,539 F1: See Exhibit 99.1 F8: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 1,391 | $33.64 | $46,793.24 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,237 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 66,809 | $33.64 | $2,247,454.76 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 934,723 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 62,593 | $33.68 | $2,108,132.24 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,542 F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto. F4 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:27 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 41,411 | $33.68 | $1,394,722.48 |
DisclosureSEC source: 0001140361-17-023821 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 80,746 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 489,304 | $31.00 | $15,168,424.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,001,532 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F8 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 27,061 | $31.00 | $838,891.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 139,955 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F7 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 34,959 | $31.00 | $1,083,729.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,949 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 1,774 | $31.00 | $54,994.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,990 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 137,873 | $31.00 | $4,274,063.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,216 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 52,583 | $31.00 | $1,630,073.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 150,112 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 12,868 | $31.00 | $398,908.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,335 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 10,351 | $31.00 | $320,881.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 31,962 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:32 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 33,227 | $31.00 | $1,030,037.00 |
DisclosureSEC source: 0001140361-16-087799 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 256,226 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 4,320 | $29.07 | $125,582.40 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 11 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,343 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 455 | $29.07 | $13,226.85 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,467 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 268 | $29.07 | $7,790.76 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,611 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 282 | $29.07 | $8,197.74 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 222,999 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 28,027 | $29.13 | $816,426.51 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,663 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 2,881 | $29.16 | $84,009.96 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,690 F6 · ownership.direct: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 14,933 | $29.16 | $435,446.28 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 97,529 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 2,943 | $29.13 | $85,729.59 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,922 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock | 1,735 | $29.13 | $50,540.55 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,879 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | PurchaseCommon Stock | 39 | $29.16 | $1,137.24 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 23,614 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:58 UTC | Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 | SaleCommon Stock, par value $0.01 per share ("Common Stock") | 1,828 | $29.13 | $53,249.64 |
DisclosureSEC source: 0001140361-16-080477 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · 10% owner BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 223,281 F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto. F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.