Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCOTTS MIRACLE-GRO COSMG · Entity 4142 | EVP, Global Human Resources | September 08, 2023 | September 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCOTTS MIRACLE-GRO CO
Report date September 08, 2023 · Filed September 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 39,949.8598 |
Reported balance
After 2023-09-08 transaction · row 1
1 source rowRow 1 · 2023-09-08 · Other · Acquired 4.4865 · Balance 39,949.8598 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 13,536.467 |
Reported balance
After 2023-09-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-09-08 · Grant · Acquired 166.567 · Balance 13,536.467 F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2018 Filed Aug 29, 2018 13:12 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 692.283 | $74.63 | $51,665.08 |
DisclosureSEC source: 0001552781-18-000372 · ownership.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,443.242 Underlying: Common Shares · 692.283 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| August 24, 2018 Filed Aug 29, 2018 13:12 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 7.9808 | $62.65 | $500.00 |
DisclosureSEC source: 0001552781-18-000372 · ownership.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,678.0677 Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:33 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 12.185 | $81.28 | $990.40 |
DisclosureSEC source: 0001182489-18-000313 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,750.959 Underlying: Common Shares · 12.185 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| July 25, 2018 Filed Jul 30, 2018 19:33 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 7.3833 | $67.72 | $500.00 |
DisclosureSEC source: 0001182489-18-000313 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,670.0869 Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 13:36 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 29.639 | $81.31 | $2,409.95 |
DisclosureSEC source: 0001182489-18-000290 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,738.774 Underlying: Common Shares · 29.639 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| June 25, 2018 Filed Jun 28, 2018 13:36 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 7.2982 | $68.51 | $500.00 |
DisclosureSEC source: 0001182489-18-000290 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,662.7036 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 19:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 34.668 | $86.32 | $2,992.54 |
DisclosureSEC source: 0001182489-18-000266 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,709.135 Underlying: Common Shares · 34.668 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 19:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 12.924 | $86.80 | $1,121.78 |
DisclosureSEC source: 0001182489-18-000266 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,655.4054 Read SEC document |
| May 29, 2018 Filed May 31, 2018 15:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 28.097 | $85.77 | $2,409.88 |
DisclosureSEC source: 0001182489-18-000249 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,674.467 Underlying: Common Shares · 28.097 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| May 25, 2018 Filed May 31, 2018 15:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.9185 | $72.27 | $500.00 |
DisclosureSEC source: 0001182489-18-000249 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,642.4814 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 13:39 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 28.892 | $83.41 | $2,409.88 |
DisclosureSEC source: 0001182489-18-000198 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,646.37 Underlying: Common Shares · 28.892 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| April 25, 2018 Filed Apr 30, 2018 13:39 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 7.0492 | $70.93 | $500.00 |
DisclosureSEC source: 0001182489-18-000198 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,635.5629 Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 18:25 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 301.122 | $85.59 | $25,773.03 |
DisclosureSEC source: 0001182489-18-000172 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,617.478 Underlying: Common Shares · 301.122 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| March 23, 2018 Filed Mar 28, 2018 18:25 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.9813 | $71.62 | $500.00 |
DisclosureSEC source: 0001182489-18-000172 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,628.5137 Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 21:46 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 30.456 | $91.53 | $2,787.64 |
DisclosureSEC source: 0001182489-18-000135 · edgar.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,316.356 Underlying: Common Shares · 30.456 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 21:46 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 11.9574 | $92.37 | $1,104.54 |
DisclosureSEC source: 0001182489-18-000135 · edgar.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,621.5324 Read SEC document |
| February 28, 2018 Filed Mar 13, 2018 21:46 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.5479 | $76.36 | $500.00 |
DisclosureSEC source: 0001182489-18-000135 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,609.575 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:48 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 26.303 | $91.62 | $2,409.88 |
DisclosureSEC source: 0001182489-18-000123 · edgar.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,285.9 Underlying: Common Shares · 26.303 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 3,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001552781-18-000078 · e18046_stump-form4.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,603.0271 Read SEC document |
| January 31, 2018 Filed Feb 6, 2018 22:04 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.5164 | $76.73 | $500.00 |
DisclosureSEC source: 0001552781-18-000078 · e18046_stump-form4.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,176.0271 Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 19:05 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 22.261 | $108.26 | $2,409.98 |
DisclosureSEC source: 0001552781-18-000040 · e18027_stump-form4.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,259.597 Underlying: Common Shares · 22.261 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| January 02, 2018 Filed Jan 22, 2018 20:55 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.1219 | $97.62 | $500.00 |
DisclosureSEC source: 0001182489-18-000024 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,169.5107 Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 14:08 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 83.567 | $103.04 | $8,610.74 |
DisclosureSEC source: 0001182489-17-000598 · edgar.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,237.336 Underlying: Common Shares · 83.567 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 21:39 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 26.614 | $100.93 | $2,686.15 |
DisclosureSEC source: 0001182489-17-000582 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,153.769 Underlying: Common Shares · 26.614 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 21:39 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 10.6344 | $102.47 | $1,089.75 |
DisclosureSEC source: 0001182489-17-000582 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,164.3888 Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 21:00 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.6173 | $89.01 | $500.00 |
DisclosureSEC source: 0001182489-17-000563 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,153.7544 Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 13:07 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 58.881 | $97.49 | $5,740.31 |
DisclosureSEC source: 0001182489-17-000550 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,127.155 Underlying: Common Shares · 58.881 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| October 31, 2017 Filed Nov 29, 2017 13:07 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.5766 | $89.66 | $500.00 |
DisclosureSEC source: 0001182489-17-000550 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,148.1365 Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 13:23 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 57.636 | $99.60 | $5,740.55 |
DisclosureSEC source: 0001182489-17-000540 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,068.274 Underlying: Common Shares · 57.636 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| October 02, 2017 Filed Oct 30, 2017 13:23 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.6491 | $88.51 | $500.00 |
DisclosureSEC source: 0001182489-17-000540 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,142.5599 Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 19:30 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 59.165 | $97.02 | $5,740.19 |
DisclosureSEC source: 0001182489-17-000505 · edgar.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,010.638 Underlying: Common Shares · 59.165 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 18:54 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 27.374 | $94.15 | $2,577.26 |
DisclosureSEC source: 0001182489-17-000489 · edgar.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,951.473 Underlying: Common Shares · 27.374 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 18:54 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 8.1856 | $94.68 | $774.99 |
DisclosureSEC source: 0001182489-17-000489 · edgar.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,136.9108 Read SEC document |
| August 31, 2017 Filed Sep 12, 2017 18:54 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.8119 | $86.03 | $500.00 |
DisclosureSEC source: 0001182489-17-000489 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,128.7252 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 19:39 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 61.143 | $93.70 | $5,729.10 |
DisclosureSEC source: 0001182489-17-000471 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,924.099 Underlying: Common Shares · 61.143 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| July 31, 2017 Filed Aug 30, 2017 19:39 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.7877 | $86.39 | $500.00 |
DisclosureSEC source: 0001182489-17-000471 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,122.9133 Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 13:36 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 48.126 | $95.70 | $4,605.66 |
DisclosureSEC source: 0001182489-17-000443 · edgar.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,862.956 Underlying: Common Shares · 48.126 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:26 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $45.32 | $0.00 |
DisclosureSEC source: 0001182489-17-000438 · edgar.xml · derivative · entry 6 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,529 Underlying: Common Shares · 2,500 shares Expires 2022-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:26 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionStock Option (right to buy) · Derivative | 13,788 | $0.00 Strike: $49.19 | $0.00 |
DisclosureSEC source: 0001182489-17-000438 · edgar.xml · derivative · entry 5 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 13,788 shares Expires 2021-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:26 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 22,615 | $95.05 | $2,149,650.73 |
DisclosureSEC source: 0001182489-17-000438 · edgar.xml · nonDerivative · entry 4 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,117.1256 F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:26 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionCommon Shares | 13,788 | $49.19 | $678,231.72 |
DisclosureSEC source: 0001182489-17-000438 · edgar.xml · nonDerivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,732.1256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:26 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionCommon Shares | 2,500 | $45.32 | $113,300.00 |
DisclosureSEC source: 0001182489-17-000438 · edgar.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,944.1256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jul 26, 2017 17:26 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.2104 | $80.51 | $500.00 |
DisclosureSEC source: 0001182489-17-000438 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,444.1256 Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 16:57 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 15.28 | $89.99 | $1,375.05 |
DisclosureSEC source: 0001182489-17-000391 · edgar.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,814.83 Underlying: Common Shares · 15.28 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 18:55 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 28.46 | $83.55 | $2,377.83 |
DisclosureSEC source: 0001182489-17-000346 · edgar.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,799.55 Underlying: Common Shares · 28.46 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 18:55 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 8.5993 | $83.89 | $721.41 |
DisclosureSEC source: 0001182489-17-000346 · edgar.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,437.9152 Read SEC document |
| May 31, 2017 Filed Jun 13, 2017 18:55 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.4144 | $77.95 | $500.00 |
DisclosureSEC source: 0001182489-17-000346 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,429.3159 Read SEC document |
| May 26, 2017 Filed May 31, 2017 16:19 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 15.584 | $88.23 | $1,374.98 |
DisclosureSEC source: 0001182489-17-000338 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,771.09 Underlying: Common Shares · 15.584 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| May 01, 2017 Filed May 31, 2017 16:19 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.7215 | $87.39 | $500.00 |
DisclosureSEC source: 0001182489-17-000338 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,422.9015 Read SEC document |
| April 26, 2017 Filed May 1, 2017 13:25 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 14.145 | $97.21 | $1,375.04 |
DisclosureSEC source: 0001182489-17-000294 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,755.506 Underlying: Common Shares · 14.145 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.