Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCOTTS MIRACLE-GRO COSMG · Entity 4142 | EVP, Global Human Resources | September 08, 2023 | September 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCOTTS MIRACLE-GRO CO
Report date September 08, 2023 · Filed September 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 39,949.8598 |
Reported balance
After 2023-09-08 transaction · row 1
1 source rowRow 1 · 2023-09-08 · Other · Acquired 4.4865 · Balance 39,949.8598 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 13,536.467 |
Reported balance
After 2023-09-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-09-08 · Grant · Acquired 166.567 · Balance 13,536.467 F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2019 Filed Nov 29, 2019 14:29 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 92.331 | $101.41 | $9,363.29 |
DisclosureSEC source: 0001443984-19-000219 · wf-form4_157503777294505.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,061.252 Underlying: Common Shares · 92.331 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| November 25, 2019 Filed Nov 29, 2019 14:29 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.9109 | $84.59 | $500.00 |
DisclosureSEC source: 0001443984-19-000219 · wf-form4_157503777294505.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,217.3586 Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 15:07 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 2,249.2149 | $105.92 | $238,242.24 |
DisclosureSEC source: 0001443984-19-000214 · wf-form4_157383044512190.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,211.4477 Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 19:44 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 95.536 | $98.00 | $9,362.53 |
DisclosureSEC source: 0001443984-19-000207 · wf-form4_157237821874625.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,968.921 Underlying: Common Shares · 95.536 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 19:44 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.1147 | $81.77 | $500.00 |
DisclosureSEC source: 0001443984-19-000207 · wf-form4_157237821874625.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,460.6626 Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 18:21 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 90.898 | $103.00 | $9,362.49 |
DisclosureSEC source: 0001443984-19-000190 · wf-form4_156986769275073.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,873.385 Underlying: Common Shares · 90.898 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 25, 2019 Filed Sep 30, 2019 18:21 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.8221 | $85.88 | $500.00 |
DisclosureSEC source: 0001443984-19-000190 · wf-form4_156986769275073.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,454.5479 Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 22:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 42.027 | $105.59 | $4,437.63 |
DisclosureSEC source: 0001443984-19-000181 · wf-form4_156832708123862.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,782.487 Underlying: Common Shares · 42.027 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 22:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 12.9255 | $103.64 | $1,339.57 |
DisclosureSEC source: 0001443984-19-000181 · wf-form4_156832708123862.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,448.7258 Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 14:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 89.423 | $104.70 | $9,362.59 |
DisclosureSEC source: 0001443984-19-000154 · wf-form4_156700140600993.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,740.46 Underlying: Common Shares · 89.423 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| August 23, 2019 Filed Aug 28, 2019 14:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.7267 | $87.31 | $500.00 |
DisclosureSEC source: 0001443984-19-000154 · wf-form4_156700140600993.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,435.8003 Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionStock Option (right to buy) · Derivative | 11,575 | $0.00 Strike: $39.58 | $0.00 |
DisclosureSEC source: 0001443984-19-000132 · wf-form4_156504970037078.xml · derivative · entry 7 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,575 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 1,401 | $112.24 | $157,248.24 |
DisclosureSEC source: 0001443984-19-000132 · wf-form4_156504970037078.xml · nonDerivative · entry 6 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,430.0736 F5 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.00 to $112.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5). Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 1,801 | $111.53 | $200,865.53 |
DisclosureSEC source: 0001443984-19-000132 · wf-form4_156504970037078.xml · nonDerivative · entry 5 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,831.0736 F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.05 to $111.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4). Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 5,600 | $110.26 | $617,456.00 |
DisclosureSEC source: 0001443984-19-000132 · wf-form4_156504970037078.xml · nonDerivative · entry 4 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,632.0736 F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 4,000 | $109.39 | $437,560.00 |
DisclosureSEC source: 0001443984-19-000132 · wf-form4_156504970037078.xml · nonDerivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,232.0736 F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.00 to $109.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 5,190 | $108.65 | $563,893.50 |
DisclosureSEC source: 0001443984-19-000132 · wf-form4_156504970037078.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,232.0736 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.35 to $108.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| August 01, 2019 Filed Aug 6, 2019 00:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionCommon Shares | 11,575 | $39.58 | $458,138.50 |
DisclosureSEC source: 0001443984-19-000132 · wf-form4_156504970037078.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,422.0736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2019 Filed Jul 31, 2019 01:09 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 43.817 | $103.84 | $4,549.96 |
DisclosureSEC source: 0001443984-19-000117 · wf-form4_156453532600581.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,651.037 Underlying: Common Shares · 43.817 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| July 25, 2019 Filed Jul 31, 2019 01:09 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.7287 | $87.28 | $500.00 |
DisclosureSEC source: 0001443984-19-000117 · wf-form4_156453532600581.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,847.0736 Read SEC document |
| June 26, 2019 Filed Jun 27, 2019 19:35 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 82.359 | $97.22 | $8,006.94 |
DisclosureSEC source: 0001443984-19-000106 · wf-form4_156166410576167.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,607.22 Underlying: Common Shares · 82.359 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F4 · balance_after: Excludes 95.193 shares previously held through the Phantom Stock which were distributed to the reporting person on June 5, 2019 and are now owned directly. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 19:35 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.0901 | $82.10 | $500.00 |
DisclosureSEC source: 0001443984-19-000106 · wf-form4_156166410576167.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,841.3449 F1 · balance_after: Includes 95.193 shares previously held through the Phantom Stock which were distributed to the reporting person on June 5, 2019 and are now owned directly. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 17:44 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 43.755 | $94.11 | $4,117.78 |
DisclosureSEC source: 0001443984-19-000098 · wf-form4_156036146613272.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,620.054 Underlying: Common Shares · 43.755 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 17:44 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 13.3584 | $93.54 | $1,249.61 |
DisclosureSEC source: 0001443984-19-000098 · wf-form4_156036146613272.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,740.0618 Read SEC document |
| May 28, 2019 Filed May 29, 2019 17:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 89.144 | $89.82 | $8,006.91 |
DisclosureSEC source: 0001443984-19-000066 · wf-form4_155915194295503.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,576.299 Underlying: Common Shares · 89.144 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| May 24, 2019 Filed May 29, 2019 17:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.6934 | $74.70 | $500.00 |
DisclosureSEC source: 0001443984-19-000066 · wf-form4_155915194295503.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,726.7034 Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 18:59 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 95.74 | $83.63 | $8,006.74 |
DisclosureSEC source: 0001443984-19-000058 · wf-form4_155656435683413.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,487.155 Underlying: Common Shares · 95.74 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 18:59 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 7.2129 | $69.32 | $500.00 |
DisclosureSEC source: 0001443984-19-000058 · wf-form4_155656435683413.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,720.01 Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 14:58 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 198.23 | $77.71 | $15,404.45 |
DisclosureSEC source: 0001443984-19-000046 · wf-form4_155378509516291.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,391.415 Underlying: Common Shares · 198.23 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 14:58 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 7.7375 | $64.62 | $500.00 |
DisclosureSEC source: 0001443984-19-000046 · wf-form4_155378509516291.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,712.7971 Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 18:04 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 48.01 | $80.63 | $3,871.05 |
DisclosureSEC source: 0001443984-19-000031 · wf-form4_155241385826887.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,193.185 Underlying: Common Shares · 48.01 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 18:04 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 14.8933 | $82.53 | $1,229.15 |
DisclosureSEC source: 0001443984-19-000031 · wf-form4_155241385826887.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,705.0596 Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 19:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 107.266 | $80.47 | $8,631.70 |
DisclosureSEC source: 0001443984-19-000010 · wf-form4_155138311441660.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,145.175 Underlying: Common Shares · 107.266 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| February 25, 2019 Filed Feb 28, 2019 19:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 7.3486 | $68.04 | $500.00 |
DisclosureSEC source: 0001443984-19-000010 · wf-form4_155138311441660.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,690.1663 Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 19:09 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 4,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-19-000082 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,682.8177 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:44 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 1,340 | $69.97 | $93,759.80 |
DisclosureSEC source: 0001182489-19-000042 · edgar.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,592.8177 Read SEC document |
| January 28, 2019 Filed Jan 31, 2019 18:16 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 105.17 | $70.19 | $7,381.88 |
DisclosureSEC source: 0001182489-19-000015 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,037.909 Underlying: Common Shares · 105.17 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F4 · balance_after: Excludes 179.002 shares previously held through the Phantom Stock which were distributed to the reporting person on January 7, 2019 and are now owned directly. Read SEC document |
| January 25, 2019 Filed Jan 31, 2019 22:44 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 8.646 | $57.83 | $500.00 |
DisclosureSEC source: 0001182489-19-000042 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,932.8177 Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 22:08 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 43.545 | $59.33 | $2,583.52 |
DisclosureSEC source: 0001552781-18-000537 · ownership.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,111.741 Underlying: Common Shares · 43.545 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| December 24, 2018 Filed Dec 28, 2018 22:08 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 10.1482 | $49.27 | $500.00 |
DisclosureSEC source: 0001552781-18-000537 · ownership.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,745.1697 Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 18:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 55.304 | $68.01 | $3,761.23 |
DisclosureSEC source: 0001182489-18-000488 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,068.196 Underlying: Common Shares · 55.304 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 18:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 17.4106 | $69.20 | $1,204.82 |
DisclosureSEC source: 0001182489-18-000488 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,735.0215 Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 15:06 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 173.859 | $74.29 | $12,915.99 |
DisclosureSEC source: 0001182489-18-000457 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,012.892 Underlying: Common Shares · 173.859 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| November 23, 2018 Filed Nov 28, 2018 15:06 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 8.0231 | $62.32 | $500.00 |
DisclosureSEC source: 0001182489-18-000457 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,717.6109 Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 13:38 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 189.245 | $68.25 | $12,915.97 |
DisclosureSEC source: 0001182489-18-000450 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,839.033 Underlying: Common Shares · 189.245 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| October 25, 2018 Filed Oct 30, 2018 13:38 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 8.6475 | $57.82 | $500.00 |
DisclosureSEC source: 0001182489-18-000450 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,709.5878 Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 12:33 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 165.649 | $77.98 | $12,917.31 |
DisclosureSEC source: 0001182489-18-000424 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,649.788 Underlying: Common Shares · 165.649 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 12:33 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 7.6127 | $65.68 | $500.00 |
DisclosureSEC source: 0001182489-18-000424 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,700.9403 Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 19:50 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 40.897 | $77.34 | $3,162.97 |
DisclosureSEC source: 0001552781-18-000403 · ownership.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,484.139 Underlying: Common Shares · 40.897 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 19:50 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 15.2599 | $77.82 | $1,187.53 |
DisclosureSEC source: 0001552781-18-000403 · ownership.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,693.3276 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.