Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCOTTS MIRACLE-GRO COSMG · Entity 4142 | EVP, Global Human Resources | September 08, 2023 | September 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCOTTS MIRACLE-GRO CO
Report date September 08, 2023 · Filed September 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 39,949.8598 |
Reported balance
After 2023-09-08 transaction · row 1
1 source rowRow 1 · 2023-09-08 · Other · Acquired 4.4865 · Balance 39,949.8598 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 13,536.467 |
Reported balance
After 2023-09-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-09-08 · Grant · Acquired 166.567 · Balance 13,536.467 F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2017 Filed May 1, 2017 13:25 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.9488 | $84.05 | $500.00 |
DisclosureSEC source: 0001182489-17-000294 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,417.18 Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 18:59 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 392.248 | $91.42 | $35,859.31 |
DisclosureSEC source: 0001182489-17-000271 · edgar.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,741.361 Underlying: Common Shares · 392.248 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 23.574 | $91.42 | $2,155.14 |
DisclosureSEC source: 0001182489-17-000252 · edgar.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,349.113 Underlying: Common Shares · 23.574 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 7.7692 | $91.67 | $712.20 |
DisclosureSEC source: 0001182489-17-000252 · edgar.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,411.2312 Read SEC document |
| February 28, 2017 Filed Mar 14, 2017 20:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.1297 | $81.57 | $500.00 |
DisclosureSEC source: 0001182489-17-000252 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,403.462 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:48 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 15.215 | $90.37 | $1,374.98 |
DisclosureSEC source: 0001182489-17-000211 · edgar.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,325.539 Underlying: Common Shares · 15.215 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 20:28 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.0408 | $82.77 | $500.00 |
DisclosureSEC source: 0001182489-17-000095 · edgar.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,070.3323 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:28 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionRestricted Stock Units · Derivative | 2,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-17-000128 · edgar.xml · derivative · entry 4 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis. F2 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 2,610 restricted stock units, vesting on January 31, 2017. F2 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 2,610 restricted stock units, vesting on January 31, 2017. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:28 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 3,019 | $91.97 | $277,657.43 |
DisclosureSEC source: 0001182489-17-000128 · edgar.xml · nonDerivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,397.3323 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:28 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 6,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-17-000128 · edgar.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,416.3323 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:28 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionCommon Shares | 2,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182489-17-000128 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,680.3323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 20:28 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 3,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-17-000095 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,064.2915 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:08 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 151.621 | $94.26 | $14,291.80 |
DisclosureSEC source: 0001182489-17-000073 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,310.324 Underlying: Common Shares · 151.621 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| January 03, 2017 Filed Jan 30, 2017 21:08 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.8603 | $85.32 | $500.00 |
DisclosureSEC source: 0001182489-17-000073 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,729.2915 Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 18:42 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 194.706 | $95.76 | $18,645.05 |
DisclosureSEC source: 0001182489-16-001335 · edgar.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,158.703 Underlying: Common Shares · 194.706 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 19:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 19.775 | $96.99 | $1,917.98 |
DisclosureSEC source: 0001182489-16-001316 · edgar.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,963.997 Underlying: Common Shares · 19.775 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 19:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 7.3116 | $96.16 | $703.09 |
DisclosureSEC source: 0001182489-16-001316 · edgar.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,723.4312 Read SEC document |
| November 30, 2016 Filed Dec 13, 2016 19:45 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.0872 | $82.14 | $500.00 |
DisclosureSEC source: 0001182489-16-001316 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,716.1196 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 19:05 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 108.263 | $90.06 | $9,750.17 |
DisclosureSEC source: 0001182489-16-001296 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,944.222 Underlying: Common Shares · 108.263 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| October 31, 2016 Filed Nov 30, 2016 19:05 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.3068 | $79.28 | $500.00 |
DisclosureSEC source: 0001182489-16-001296 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,710.0324 Read SEC document |
| October 26, 2016 Filed Oct 27, 2016 20:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 109.669 | $88.90 | $9,749.57 |
DisclosureSEC source: 0001182489-16-001279 · edgar.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,835.959 Underlying: Common Shares · 109.669 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 30, 2016 Filed Oct 27, 2016 20:10 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.672 | $74.94 | $500.00 |
DisclosureSEC source: 0001182489-16-001279 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,703.7256 Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 18:27 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 118.817 | $82.06 | $9,750.12 |
DisclosureSEC source: 0001182489-16-001253 · edgar.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,726.29 Underlying: Common Shares · 118.817 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 13:08 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 21.627 | $80.13 | $1,732.97 |
DisclosureSEC source: 0001182489-16-001231 · edgar.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,607.473 Underlying: Common Shares · 21.627 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 13:08 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 8.6603 | $80.01 | $692.88 |
DisclosureSEC source: 0001182489-16-001231 · edgar.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,697.0536 Read SEC document |
| August 31, 2016 Filed Sep 13, 2016 13:08 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.7096 | $74.52 | $500.00 |
DisclosureSEC source: 0001182489-16-001231 · edgar.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,688.3933 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.