Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCOTTS MIRACLE-GRO COSMG · Entity 4142 | EVP, Global Human Resources | September 08, 2023 | September 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCOTTS MIRACLE-GRO CO
Report date September 08, 2023 · Filed September 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 39,949.8598 |
Reported balance
After 2023-09-08 transaction · row 1
1 source rowRow 1 · 2023-09-08 · Other · Acquired 4.4865 · Balance 39,949.8598 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 13,536.467 |
Reported balance
After 2023-09-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-09-08 · Grant · Acquired 166.567 · Balance 13,536.467 F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2021 Filed Feb 9, 2021 23:37 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantStock Option (right to buy) · Derivative | 4,869 | $0.00 Strike: $236.53 | $0.00 |
DisclosureSEC source: 0001443984-21-000101 · wf-form4_161291386259395.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,869 Underlying: Common Shares · 4,869 shares Expires 2031-02-05 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 23:37 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 1,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-21-000101 · wf-form4_161291386259395.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,480.3787 Read SEC document |
| February 02, 2021 Filed Feb 5, 2021 01:02 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-21-000059 · wf-form4_161248690993582.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,169.3787 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 14:40 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 85.689 | $229.76 | $19,687.90 |
DisclosureSEC source: 0001443984-21-000026 · wf-form4_161184481548141.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,417.16 Underlying: Common Shares · 85.689 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 14:40 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 2.5719 | $194.41 | $500.00 |
DisclosureSEC source: 0001443984-21-000026 · wf-form4_161184481548141.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,178.3787 Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 16:47 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 79.551 | $197.99 | $15,750.30 |
DisclosureSEC source: 0001443984-20-000334 · wf-form4_160934686712708.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,331.471 Underlying: Common Shares · 79.551 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| December 24, 2020 Filed Jan 8, 2021 16:54 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 2.9682 | $168.45 | $499.99 |
DisclosureSEC source: 0001443984-21-000010 · wf-form4_161012484250489.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,175.8068 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:35 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 35.249 | $178.13 | $6,278.90 |
DisclosureSEC source: 0001443984-20-000311 · wf-form4_160798890242270.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,251.92 Underlying: Common Shares · 35.249 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:35 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 0.5063 | $187.98 | $95.17 |
DisclosureSEC source: 0001443984-20-000311 · wf-form4_160798890242270.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,172.8539 Read SEC document |
| December 10, 2020 Filed Jan 8, 2021 16:55 UTC Amendment | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 35.249 | $178.13 | $6,278.90 |
DisclosureSEC source: 0001443984-21-000014 · wf-form4a_161012492243747.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,251.92 Underlying: Common Shares · 35.249 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| December 10, 2020 Filed Jan 8, 2021 16:55 UTC Amendment | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 0.491 | $187.98 | $92.30 |
DisclosureSEC source: 0001443984-21-000014 · wf-form4a_161012492243747.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,172.8386 F1 · shares: The original Form 4 showed 0.5063 shares acquired. This amendment displays the correct number. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:27 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 89.438 | $176.10 | $15,750.03 |
DisclosureSEC source: 0001443984-20-000289 · wf-form4_160693002281254.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,216.671 Underlying: Common Shares · 89.438 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| November 25, 2020 Filed Dec 2, 2020 17:27 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 3.4766 | $143.82 | $500.00 |
DisclosureSEC source: 0001443984-20-000289 · wf-form4_160693002281254.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,172.3476 Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:34 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 102.373 | $153.85 | $15,750.09 |
DisclosureSEC source: 0001443984-20-000278 · wf-form4_160391727458580.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,127.233 Underlying: Common Shares · 102.373 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| October 23, 2020 Filed Oct 28, 2020 20:34 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 3.7588 | $133.02 | $500.00 |
DisclosureSEC source: 0001443984-20-000278 · wf-form4_160391727458580.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,168.871 Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 13:51 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 103.383 | $152.35 | $15,750.40 |
DisclosureSEC source: 0001443984-20-000259 · wf-form4_160147384999962.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,024.86 Underlying: Common Shares · 103.383 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 25, 2020 Filed Oct 5, 2020 14:27 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 4.029 | $124.10 | $500.00 |
DisclosureSEC source: 0001443984-20-000271 · wf-form4_160190802641790.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,165.1122 Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 20:46 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 328.84 | $162.28 | $53,364.16 |
DisclosureSEC source: 0001443984-20-000250 · wf-form4_160011639594151.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,921.477 Underlying: Common Shares · 328.84 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 20:46 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 4.5898 | $162.82 | $747.30 |
DisclosureSEC source: 0001443984-20-000250 · wf-form4_160011639594151.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,161.0832 Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 16:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 97.294 | $161.88 | $15,749.95 |
DisclosureSEC source: 0001443984-20-000224 · wf-form4_159863049697138.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,592.637 Underlying: Common Shares · 97.294 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| August 25, 2020 Filed Aug 28, 2020 16:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 3.5201 | $142.04 | $500.00 |
DisclosureSEC source: 0001443984-20-000224 · wf-form4_159863049697138.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,156.4934 Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 20:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 98.722 | $146.45 | $14,457.84 |
DisclosureSEC source: 0001443984-20-000204 · wf-form4_159596647619557.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,495.343 Underlying: Common Shares · 98.722 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 20:01 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 4.1061 | $121.77 | $500.00 |
DisclosureSEC source: 0001443984-20-000204 · wf-form4_159596647619557.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,152.9733 Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 11:23 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 121.475 | $129.66 | $15,750.45 |
DisclosureSEC source: 0001443984-20-000185 · wf-form4_159351616735778.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,396.621 Underlying: Common Shares · 121.475 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 11:23 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 4.6232 | $108.15 | $500.00 |
DisclosureSEC source: 0001443984-20-000185 · wf-form4_159351616735778.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,148.8672 Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 16:12 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 37.393 | $141.60 | $5,294.85 |
DisclosureSEC source: 0001443984-20-000179 · wf-form4_159197829939590.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,275.146 Underlying: Common Shares · 37.393 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 16:12 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 0.5123 | $140.10 | $71.77 |
DisclosureSEC source: 0001443984-20-000179 · wf-form4_159197829939590.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,144.244 Read SEC document |
| May 26, 2020 Filed May 28, 2020 14:02 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 108.879 | $144.66 | $15,750.44 |
DisclosureSEC source: 0001443984-20-000149 · wf-form4_159067454205855.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,237.753 Underlying: Common Shares · 108.879 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| May 22, 2020 Filed May 28, 2020 14:02 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 3.979 | $125.66 | $500.00 |
DisclosureSEC source: 0001443984-20-000149 · wf-form4_159067454205855.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,143.7317 Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:35 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionStock Option (right to buy) · Derivative | 9,529 | $0.00 Strike: $45.32 | $0.00 |
DisclosureSEC source: 0001443984-20-000135 · wf-form4_158922214054516.xml · derivative · entry 5 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,529 shares Expires 2022-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:35 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 3,155 | $132.81 | $419,009.56 |
DisclosureSEC source: 0001443984-20-000135 · wf-form4_158922214054516.xml · nonDerivative · entry 4 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,139.9477 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.56 to $133.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:35 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 3,056 | $132.09 | $403,675.60 |
DisclosureSEC source: 0001443984-20-000135 · wf-form4_158922214054516.xml · nonDerivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,294.9477 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.66 to $132.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:35 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 5,927 | $131.10 | $777,011.33 |
DisclosureSEC source: 0001443984-20-000135 · wf-form4_158922214054516.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,350.9477 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.685 to $131.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:35 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionCommon Shares | 9,529 | $45.32 | $431,854.28 |
DisclosureSEC source: 0001443984-20-000135 · wf-form4_158922214054516.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,277.9477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 19:09 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 123.362 | $127.67 | $15,749.63 |
DisclosureSEC source: 0001443984-20-000121 · wf-form4_158818735239730.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,128.874 Underlying: Common Shares · 123.362 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| April 24, 2020 Filed Apr 29, 2020 19:09 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 4.8757 | $102.55 | $500.00 |
DisclosureSEC source: 0001443984-20-000121 · wf-form4_158818735239730.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,748.9477 Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 13:57 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 483.411 | $107.26 | $51,850.66 |
DisclosureSEC source: 0001443984-20-000110 · wf-form4_158557660708475.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,005.512 Underlying: Common Shares · 483.411 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| March 25, 2020 Filed Mar 30, 2020 13:57 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 6.4901 | $77.04 | $500.00 |
DisclosureSEC source: 0001443984-20-000110 · wf-form4_158557660708475.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,744.072 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 18:33 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 45.283 | $106.82 | $4,837.13 |
DisclosureSEC source: 0001443984-20-000105 · wf-form4_158403798065178.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,522.101 Underlying: Common Shares · 45.283 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 18:33 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 0.5398 | $110.32 | $59.55 |
DisclosureSEC source: 0001443984-20-000105 · wf-form4_158403798065178.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,737.5819 Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 15:29 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 137.307 | $114.71 | $15,750.49 |
DisclosureSEC source: 0001443984-20-000077 · wf-form4_158281733523505.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,476.818 Underlying: Common Shares · 137.307 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 15:29 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.1808 | $96.51 | $500.00 |
DisclosureSEC source: 0001443984-20-000077 · wf-form4_158281733523505.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,737.0421 Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:07 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 2,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-20-000068 · wf-form4_158085042752519.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,731.8613 Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 18:52 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 1,000 | $120.82 | $120,820.00 |
DisclosureSEC source: 0001443984-20-000022 · wf-form4_158075592527789.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,228.8613 Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 19:18 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 145.061 | $108.58 | $15,750.72 |
DisclosureSEC source: 0001443984-20-000010 · wf-form4_158032549641518.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,339.511 Underlying: Common Shares · 145.061 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| January 24, 2020 Filed Jan 29, 2020 19:18 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.4502 | $91.74 | $500.00 |
DisclosureSEC source: 0001443984-20-000010 · wf-form4_158032549641518.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,228.8613 Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 19:48 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 87.85 | $106.58 | $9,363.05 |
DisclosureSEC source: 0001443984-19-000263 · wf-form4_157773530720702.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,195.012 Underlying: Common Shares · 87.85 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| December 24, 2019 Filed Dec 30, 2019 19:48 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.531 | $90.40 | $500.00 |
DisclosureSEC source: 0001443984-19-000263 · wf-form4_157773530720702.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,223.4111 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 20:44 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 45.91 | $100.67 | $4,621.76 |
DisclosureSEC source: 0001443984-19-000246 · wf-form4_157618343293439.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,107.162 Underlying: Common Shares · 45.91 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 20:44 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 0.4821 | $102.62 | $49.47 |
DisclosureSEC source: 0001443984-19-000246 · wf-form4_157618343293439.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,217.8801 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.