Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCOTTS MIRACLE-GRO COSMG · Entity 4142 | EVP, Global Human Resources | September 08, 2023 | September 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCOTTS MIRACLE-GRO CO
Report date September 08, 2023 · Filed September 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 39,949.8598 |
Reported balance
After 2023-09-08 transaction · row 1
1 source rowRow 1 · 2023-09-08 · Other · Acquired 4.4865 · Balance 39,949.8598 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 13,536.467 |
Reported balance
After 2023-09-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-09-08 · Grant · Acquired 166.567 · Balance 13,536.467 F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2022 Filed May 24, 2022 16:28 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 5.8079 | $86.09 | $500.00 |
DisclosureSEC source: 0001443984-22-000148 · wf-form4_165340972495458.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,462.0992 Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 21:38 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 265.959 | $124.26 | $33,048.07 |
DisclosureSEC source: 0001443984-22-000118 · wf-form4_164858991262981.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,641.079 Underlying: Common Shares · 265.959 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| March 25, 2022 Filed Apr 28, 2022 18:44 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 4.7335 | $105.63 | $500.00 |
DisclosureSEC source: 0001443984-22-000131 · wf-form4_165117146734120.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,456.2913 Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 63.272 | $117.28 | $7,420.22 |
DisclosureSEC source: 0001443984-22-000112 · wf-form4_164729828500016.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,375.12 Underlying: Common Shares · 63.272 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 1.1291 | $117.52 | $132.69 |
DisclosureSEC source: 0001443984-22-000112 · wf-form4_164729828500016.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,451.5578 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 13:47 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 69.071 | $142.55 | $9,846.07 |
DisclosureSEC source: 0001443984-22-000085 · wf-form4_164622882177180.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,311.848 Underlying: Common Shares · 69.071 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| February 25, 2022 Filed Mar 14, 2022 22:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 4.3787 | $114.19 | $500.00 |
DisclosureSEC source: 0001443984-22-000112 · wf-form4_164729828500016.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,450.4287 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 21:52 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 2,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-22-000065 · wf-form4_164435712354947.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,446.05 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 21:52 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 1,814 | $132.87 | $241,026.18 |
DisclosureSEC source: 0001443984-22-000065 · wf-form4_164435712354947.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,623.05 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:20 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Tax withholdingCommon Shares | 25,878 | $151.20 | $3,912,753.60 |
DisclosureSEC source: 0001443984-22-000040 · wf-form4_164384042112571.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,437.05 Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 17:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 64.356 | $153.00 | $9,846.47 |
DisclosureSEC source: 0001443984-22-000026 · wf-form4_164339241491224.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,242.777 Underlying: Common Shares · 64.356 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| January 25, 2022 Filed Jan 28, 2022 17:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 3.9623 | $126.19 | $500.00 |
DisclosureSEC source: 0001443984-22-000026 · wf-form4_164339241491224.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,315.05 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:15 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionPhantom Stock · Derivative | 479.506 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-22-000010 · wf-form4_164141734531211.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,178.421 Underlying: Common Shares · 479.506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:15 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionCommon Shares | 479 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-22-000010 · wf-form4_164141734531211.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,307.3661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On January 3, 2022, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares. Partial shares were paid out in cash. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 16:16 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 60.809 | $161.88 | $9,843.76 |
DisclosureSEC source: 0001443984-21-000412 · wf-form4_164079454964835.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,657.927 Underlying: Common Shares · 60.809 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| December 24, 2021 Filed Jan 5, 2022 21:15 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 3.7216 | $134.35 | $500.00 |
DisclosureSEC source: 0001443984-22-000010 · wf-form4_164141734531211.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,311.0877 Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 00:11 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 49.083 | $153.63 | $7,540.62 |
DisclosureSEC source: 0001443984-21-000394 · wf-form4_163952708605967.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,597.118 Underlying: Common Shares · 49.083 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 00:11 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 0.826 | $150.98 | $124.71 |
DisclosureSEC source: 0001443984-21-000394 · wf-form4_163952708605967.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,828.7231 Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 00:22 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 122.53 | $160.67 | $19,686.90 |
DisclosureSEC source: 0001443984-21-000346 · wf-form4_163840455068828.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,548.035 Underlying: Common Shares · 122.53 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| November 24, 2021 Filed Dec 2, 2021 00:22 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 3.5858 | $139.44 | $500.00 |
DisclosureSEC source: 0001443984-21-000346 · wf-form4_163840455068828.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,827.8974 Read SEC document |
| October 26, 2021 Filed Oct 29, 2021 01:02 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 129.846 | $151.62 | $19,687.25 |
DisclosureSEC source: 0001443984-21-000330 · wf-form4_163546931451476.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,425.505 Underlying: Common Shares · 129.846 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| October 26, 2021 Filed Oct 29, 2021 01:02 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantCommon Shares | 58,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-21-000330 · wf-form4_163546931451476.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,820.31 F1 · date: On January 30, 2017, the Issuer made a grant to the Reporting Person of 23,339 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant. Read SEC document |
| October 25, 2021 Filed Dec 2, 2021 00:22 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 4.0016 | $124.95 | $500.00 |
DisclosureSEC source: 0001443984-21-000346 · wf-form4_163840455068828.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,824.3116 Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 21:53 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 131.067 | $150.21 | $19,687.57 |
DisclosureSEC source: 0001443984-21-000317 · wf-form4_163295242434498.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,295.659 Underlying: Common Shares · 131.067 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| September 24, 2021 Filed Oct 29, 2021 01:02 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 4.0644 | $123.02 | $500.00 |
DisclosureSEC source: 0001443984-21-000330 · wf-form4_163546931451476.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,472.31 Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 19:42 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 47.242 | $154.15 | $7,282.35 |
DisclosureSEC source: 0001443984-21-000301 · wf-form4_163164853992024.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,164.592 Underlying: Common Shares · 47.242 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 19:42 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 0.7646 | $152.24 | $116.40 |
DisclosureSEC source: 0001443984-21-000301 · wf-form4_163164853992024.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,468.2456 Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 14:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 83.492 | $160.16 | $13,372.08 |
DisclosureSEC source: 0001443984-21-000278 · wf-form4_163041987013360.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,117.35 Underlying: Common Shares · 83.492 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| August 25, 2021 Filed Aug 31, 2021 14:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 3.7538 | $133.20 | $500.01 |
DisclosureSEC source: 0001443984-21-000278 · wf-form4_163041987013360.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,467.481 Read SEC document |
| July 26, 2021 Filed Jul 27, 2021 19:50 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 102.481 | $182.45 | $18,697.66 |
DisclosureSEC source: 0001443984-21-000251 · wf-form4_162741528527202.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,033.858 Underlying: Common Shares · 102.481 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 16:41 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 102.481 | $182.45 | $18,697.66 |
DisclosureSEC source: 0001443984-21-000259 · wf-form4_162749046739300.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,033.858 Underlying: Common Shares · 102.481 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| July 23, 2021 Filed Aug 31, 2021 14:24 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 3.251 | $153.80 | $500.00 |
DisclosureSEC source: 0001443984-21-000278 · wf-form4_163041987013360.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,463.7272 Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 16:03 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 103.055 | $191.04 | $19,687.63 |
DisclosureSEC source: 0001443984-21-000240 · wf-form4_162506896799591.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,931.377 Underlying: Common Shares · 103.055 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| June 25, 2021 Filed Jul 27, 2021 19:50 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 3.1184 | $160.34 | $500.00 |
DisclosureSEC source: 0001443984-21-000251 · wf-form4_162741528527202.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,460.4762 Read SEC document |
| June 25, 2021 Filed Jul 28, 2021 16:41 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 3.1184 | $160.34 | $500.00 |
DisclosureSEC source: 0001443984-21-000259 · wf-form4_162749046739300.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,460.4762 Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:57 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 33.579 | $197.64 | $6,636.55 |
DisclosureSEC source: 0001443984-21-000228 · wf-form4_162368981437467.xml · derivative · entry 3 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,828.322 Underlying: Common Shares · 33.579 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 16:57 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 0.5259 | $196.58 | $103.38 |
DisclosureSEC source: 0001443984-21-000228 · wf-form4_162368981437467.xml · nonDerivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,457.3578 Read SEC document |
| May 26, 2021 Filed May 27, 2021 14:05 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 90.625 | $217.24 | $19,687.38 |
DisclosureSEC source: 0001443984-21-000198 · wf-form4_162212432914112.xml · derivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,794.743 Underlying: Common Shares · 90.625 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| May 25, 2021 Filed Jun 14, 2021 16:57 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 2.7241 | $183.55 | $500.01 |
DisclosureSEC source: 0001443984-21-000228 · wf-form4_162368981437467.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,456.8319 Read SEC document |
| April 26, 2021 Filed May 6, 2021 20:32 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 83.858 | $234.77 | $19,687.34 |
DisclosureSEC source: 0001443984-21-000187 · wf-form4_162033311252292.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,704.118 Underlying: Common Shares · 83.858 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| April 23, 2021 Filed May 6, 2021 20:32 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 2.5677 | $194.73 | $500.01 |
DisclosureSEC source: 0001443984-21-000187 · wf-form4_162033311252292.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,454.1078 Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 20:59 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionPhantom Stock · Derivative | 383.357 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-21-000181 · wf-form4_161782915975163.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,620.26 Underlying: Common Shares · 383.357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 20:59 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | Exercise / conversionCommon Shares | 383.357 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-21-000181 · wf-form4_161782915975163.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,451.5401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On April 6, 2021, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares. Read SEC document |
| March 26, 2021 Filed Mar 29, 2021 23:18 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 464.944 | $241.31 | $112,195.64 |
DisclosureSEC source: 0001443984-21-000162 · wf-form4_161705989817714.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,003.617 Underlying: Common Shares · 464.944 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 23:18 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 2.5812 | $0.00 | $0.00 |
DisclosureSEC source: 0001443984-21-000162 · wf-form4_161705989817714.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,068.1831 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:58 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 29.531 | $218.71 | $6,458.73 |
DisclosureSEC source: 0001443984-21-000148 · wf-form4_161558266814586.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,538.673 Underlying: Common Shares · 29.531 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:58 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 0.45 | $218.21 | $98.19 |
DisclosureSEC source: 0001443984-21-000148 · wf-form4_161558266814586.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,065.6019 Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 19:05 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | GrantPhantom Stock · Derivative | 91.982 | $214.04 | $19,687.83 |
DisclosureSEC source: 0001443984-21-000121 · wf-form4_161462548942684.xml · derivative · entry 2 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,509.142 Underlying: Common Shares · 91.982 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 19:05 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | OtherCommon Shares | 2.7732 | $180.30 | $500.01 |
DisclosureSEC source: 0001443984-21-000121 · wf-form4_161462548942684.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,065.1519 Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 17:03 UTC | SCOTTS MIRACLE-GRO CO SMG · Entity 4142 | SaleCommon Shares | 2,418 | $244.00 | $589,984.26 |
DisclosureSEC source: 0001443984-21-000108 · wf-form4_161349498991470.xml · nonDerivative · entry 1 STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,062.3787 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.89 to $244.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.