Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Spectral AI, Inc.MDAI · Entity 7203 | Director · CHIEF EXECUTIVE OFFICER | September 11, 2023 | September 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Spectral AI, Inc.
Report date September 11, 2023 · Filed September 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 145,489 |
Reported balance
After 2023-09-11 transaction · row 1
1 source rowRow 1 · 2023-09-11 · Other · Acquired 145,489 · Balance 145,489 F1: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock"). F2: The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration. |
| INCENTIVE STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $1.03 · Expires 2029-04-30 | Direct | 872,938 |
Reported balance
After 2023-09-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-09-11 · Other · Acquired 872,938 · Balance 872,938 F3: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F4: These options are fully vested and exercisable. |
| INCENTIVE STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $2.17 · Expires 2030-06-25 | Direct | 1,134,819 |
Reported balance
After 2023-09-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-09-11 · Other · Acquired 261,881 · Balance 1,134,819 F3: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F6: These options vest and become exercisable as follows: 25% of the stock options vested on 6/25/2021, 25% vested on 6/25/2022, 25% vested on 6/25/2023, and the remainder vest on 6/25/2024. |
| INCENTIVE STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $2.17 · Expires 2030-06-25 | Direct | 1,222,112 |
Reported balance
After 2023-09-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-09-11 · Other · Acquired 87,293 · Balance 1,222,112 F3: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F6: These options vest and become exercisable as follows: 25% of the stock options vested on 6/25/2021, 25% vested on 6/25/2022, 25% vested on 6/25/2023, and the remainder vest on 6/25/2024. |
| INCENTIVE STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $2.17 · Expires 2031-01-15 | Direct | 1,564,304 |
Reported balance
After 2023-09-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-09-11 · Other · Acquired 342,192 · Balance 1,564,304 F3: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F7: These options vest and become exercisable as follows: 33% of the stock options vested on 1/15/2022, 33% vested on 1/15/2023, and the remainder vest on 1/15/2024. |
| INCENTIVE STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $5.47 · Expires 2031-10-08 | Direct | 1,574,003 |
Reported balance
After 2023-09-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-09-11 · Other · Acquired 9,699 · Balance 1,574,003 F3: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F8: These options vest and become exercisable as follows: 33% of the stock options vested on 10/08/2022, 33% vest on 10/8/2023, and the remainder vest on 10/08/2024. |
| INCENTIVE STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $4.95 · Expires 2032-02-03 | Direct | 1,651,597 |
Reported balance
After 2023-09-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-09-11 · Other · Acquired 77,594 · Balance 1,651,597 F3: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F9: These options vest and become exercisable as follows: 33% of the stock options vested on 02/03/2023, 33% vest on 02/03/2024, and the remainder vest on 02/03/2025. |
| INCENTIVE STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $4.54 · Expires 2033-04-13 | Direct | 1,673,640 |
Reported balance
After 2023-09-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-09-11 · Other · Acquired 22,043 · Balance 1,673,640 F3: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F10: These options vest and become exercisable as follows: 33% of the stock options vest on 04/13/2024, 33% vest on 4/13/2025, and the remainder vest on 04/13/202 |
| NON-QUALIFIED STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $4.54 · Expires 2033-04-13 | Direct | 1,740,344 |
Reported balance
After 2023-09-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-09-11 · Other · Acquired 66,704 · Balance 1,740,344 F3: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F10: These options vest and become exercisable as follows: 33% of the stock options vest on 04/13/2024, 33% vest on 4/13/2025, and the remainder vest on 04/13/202 |
Filing footnotes · ownership attribution and instrument terms
F1: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").
F2: The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration.
F3: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options).
F4: These options are fully vested and exercisable.
F5: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests.
F6: These options vest and become exercisable as follows: 25% of the stock options vested on 6/25/2021, 25% vested on 6/25/2022, 25% vested on 6/25/2023, and the remainder vest on 6/25/2024.
F7: These options vest and become exercisable as follows: 33% of the stock options vested on 1/15/2022, 33% vested on 1/15/2023, and the remainder vest on 1/15/2024.
F8: These options vest and become exercisable as follows: 33% of the stock options vested on 10/08/2022, 33% vest on 10/8/2023, and the remainder vest on 10/08/2024.
F9: These options vest and become exercisable as follows: 33% of the stock options vested on 02/03/2023, 33% vest on 02/03/2024, and the remainder vest on 02/03/2025.
F10: These options vest and become exercisable as follows: 33% of the stock options vest on 04/13/2024, 33% vest on 4/13/2025, and the remainder vest on 04/13/202
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2023 Filed Sep 13, 2023 17:20 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherNON-QUALIFIED STOCK OPTION · Derivative | 66,704 | Not disclosed Strike: $4.54 | Not disclosed |
DisclosureSEC source: 0001213900-23-076421 · ownership.xml · derivative · entry 9 Fan Wensheng · CIK 0001992128 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,740,344 Underlying: COMMON STOCK · 66,704 shares Expires 2033-04-13 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F10 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the stock options vest on 04/13/2024, 33% vest on 4/13/2025, and the remainder vest on 04/13/202 Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:20 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherINCENTIVE STOCK OPTION · Derivative | 22,043 | Not disclosed Strike: $4.54 | Not disclosed |
DisclosureSEC source: 0001213900-23-076421 · ownership.xml · derivative · entry 8 Fan Wensheng · CIK 0001992128 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,673,640 Underlying: COMMON STOCK · 22,043 shares Expires 2033-04-13 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F10 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the stock options vest on 04/13/2024, 33% vest on 4/13/2025, and the remainder vest on 04/13/202 Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:20 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherINCENTIVE STOCK OPTION · Derivative | 77,594 | Not disclosed Strike: $4.95 | Not disclosed |
DisclosureSEC source: 0001213900-23-076421 · ownership.xml · derivative · entry 7 Fan Wensheng · CIK 0001992128 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,651,597 Underlying: COMMON STOCK · 77,594 shares Expires 2032-02-03 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F9 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the stock options vested on 02/03/2023, 33% vest on 02/03/2024, and the remainder vest on 02/03/2025. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:20 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherINCENTIVE STOCK OPTION · Derivative | 9,699 | Not disclosed Strike: $5.47 | Not disclosed |
DisclosureSEC source: 0001213900-23-076421 · ownership.xml · derivative · entry 6 Fan Wensheng · CIK 0001992128 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,574,003 Underlying: COMMON STOCK · 9,699 shares Expires 2031-10-08 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F8 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the stock options vested on 10/08/2022, 33% vest on 10/8/2023, and the remainder vest on 10/08/2024. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:20 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherINCENTIVE STOCK OPTION · Derivative | 342,192 | Not disclosed Strike: $2.17 | Not disclosed |
DisclosureSEC source: 0001213900-23-076421 · ownership.xml · derivative · entry 5 Fan Wensheng · CIK 0001992128 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,564,304 Underlying: COMMON STOCK · 342,192 shares Expires 2031-01-15 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F7 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the stock options vested on 1/15/2022, 33% vested on 1/15/2023, and the remainder vest on 1/15/2024. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:20 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherINCENTIVE STOCK OPTION · Derivative | 87,293 | Not disclosed Strike: $2.17 | Not disclosed |
DisclosureSEC source: 0001213900-23-076421 · ownership.xml · derivative · entry 4 Fan Wensheng · CIK 0001992128 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,222,112 Underlying: COMMON STOCK · 87,293 shares Expires 2030-06-25 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F6 · derivative.exercise_date: These options vest and become exercisable as follows: 25% of the stock options vested on 6/25/2021, 25% vested on 6/25/2022, 25% vested on 6/25/2023, and the remainder vest on 6/25/2024. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:20 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherINCENTIVE STOCK OPTION · Derivative | 261,881 | Not disclosed Strike: $2.17 | Not disclosed |
DisclosureSEC source: 0001213900-23-076421 · ownership.xml · derivative · entry 3 Fan Wensheng · CIK 0001992128 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,134,819 Underlying: COMMON STOCK · 261,881 shares Expires 2030-06-25 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F6 · derivative.exercise_date: These options vest and become exercisable as follows: 25% of the stock options vested on 6/25/2021, 25% vested on 6/25/2022, 25% vested on 6/25/2023, and the remainder vest on 6/25/2024. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:20 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherINCENTIVE STOCK OPTION · Derivative | 872,938 | Not disclosed Strike: $1.03 | Not disclosed |
DisclosureSEC source: 0001213900-23-076421 · ownership.xml · derivative · entry 2 Fan Wensheng · CIK 0001992128 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 872,938 Underlying: COMMON STOCK · 872,938 shares Expires 2029-04-30 F3 · kind: In connection with the Closing, the Issuer assumed the obligations of Spectral with respect to Spectral's outstanding stock options (both incentive stock options and non-qualified stock options). F5 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests. F4 · derivative.exercise_date: These options are fully vested and exercisable. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:20 UTC | Spectral AI, Inc. MDAI · Entity 7203 | OtherCOMMON STOCK | 145,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-076421 · ownership.xml · nonDerivative · entry 1 Fan Wensheng · CIK 0001992128 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,489 F1 · kind: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock"). F2 · price: The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.