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Thatcher Jeffrey Edward

Disclosed activity across 1 company

Tapewire entity
109733
SEC CIK
0001992211

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Spectral AI, Inc.MDAI · Entity 7203CHIEF SCIENTISTSeptember 11, 2023September 14, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Spectral AI, Inc.

Report date September 11, 2023 · Filed September 14, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect23,278 Reported balance After 2023-09-11 transaction · row 1
1 source row

Row 1 · 2023-09-11 · Other · Acquired 23,278 · Balance 23,278

F1: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").

F2: The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration.

INCENTIVE STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $1.03 · Expires 2029-04-30Direct569,350 Reported balance After 2023-09-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-09-11 · Other · Acquired 569,350 · Balance 569,350

F1: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").

F4: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests.

F3: These options are vested and exercisable.

INCENTIVE STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $2.17 · Expires 2030-06-25Direct232,783 Reported balance After 2023-09-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-09-11 · Other · Acquired 232,783 · Balance 232,783

F1: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").

F4: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests.

F3: These options are vested and exercisable.

INCENTIVE STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $4.95 · Expires 2032-02-03Direct24,248 Reported balance After 2023-09-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-09-11 · Other · Acquired 24,248 · Balance 24,248

F1: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").

F4: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests.

F5: These options vest and become exercisable as follows: 33% of the stock options vested on 2/3/2023; 33% vest on 2/3/2024; and the remainder vest on 2/3/2025.

INCENTIVE STOCK OPTIONSEC Table II · derivative / convertible security · Conversion / exercise price $4.54 · Expires 2033-04-13Direct7,274 Reported balance After 2023-09-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-09-11 · Other · Acquired 7,274 · Balance 7,274

F1: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").

F4: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests.

F6: These options vest and become exercisable as follows: 33% of the stock options vest on 4/13/2024; 33% vest on 4/13/2025; and the remainder vest on 4/13/2026.

Filing footnotes · ownership attribution and instrument terms

F1: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").

F2: The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration.

F3: These options are vested and exercisable.

F4: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests.

F5: These options vest and become exercisable as follows: 33% of the stock options vested on 2/3/2023; 33% vest on 2/3/2024; and the remainder vest on 2/3/2025.

F6: These options vest and become exercisable as follows: 33% of the stock options vest on 4/13/2024; 33% vest on 4/13/2025; and the remainder vest on 4/13/2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2023 Filed Sep 14, 2023 16:02 UTC Spectral AI, Inc. MDAI · Entity 7203 OtherINCENTIVE STOCK OPTION · Derivative 7,274 Not disclosed Strike: $4.54 Not disclosed
Disclosure

SEC source: 0001213900-23-076679 · ownership.xml · derivative · entry 5

Thatcher Jeffrey Edward · CIK 0001992211 · CHIEF SCIENTIST

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,274

Underlying: COMMON STOCK · 7,274 shares

Expires 2033-04-13

F1 · kind: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").

F4 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests.

F6 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the stock options vest on 4/13/2024; 33% vest on 4/13/2025; and the remainder vest on 4/13/2026.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 16:02 UTC Spectral AI, Inc. MDAI · Entity 7203 OtherINCENTIVE STOCK OPTION · Derivative 24,248 Not disclosed Strike: $4.95 Not disclosed
Disclosure

SEC source: 0001213900-23-076679 · ownership.xml · derivative · entry 4

Thatcher Jeffrey Edward · CIK 0001992211 · CHIEF SCIENTIST

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,248

Underlying: COMMON STOCK · 24,248 shares

Expires 2032-02-03

F1 · kind: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").

F4 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests.

F5 · derivative.exercise_date: These options vest and become exercisable as follows: 33% of the stock options vested on 2/3/2023; 33% vest on 2/3/2024; and the remainder vest on 2/3/2025.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 16:02 UTC Spectral AI, Inc. MDAI · Entity 7203 OtherINCENTIVE STOCK OPTION · Derivative 232,783 Not disclosed Strike: $2.17 Not disclosed
Disclosure

SEC source: 0001213900-23-076679 · ownership.xml · derivative · entry 3

Thatcher Jeffrey Edward · CIK 0001992211 · CHIEF SCIENTIST

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,783

Underlying: COMMON STOCK · 232,783 shares

Expires 2030-06-25

F1 · kind: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").

F4 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests.

F3 · derivative.exercise_date: These options are vested and exercisable.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 16:02 UTC Spectral AI, Inc. MDAI · Entity 7203 OtherINCENTIVE STOCK OPTION · Derivative 569,350 Not disclosed Strike: $1.03 Not disclosed
Disclosure

SEC source: 0001213900-23-076679 · ownership.xml · derivative · entry 2

Thatcher Jeffrey Edward · CIK 0001992211 · CHIEF SCIENTIST

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,350

Underlying: COMMON STOCK · 569,350 shares

Expires 2029-04-30

F1 · kind: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").

F4 · price: The Reporting Person received these securities in connection with the Closing, for no additional consideration, with each option exercisable for one share of the Issuer's Common Stock once such option fully vests.

F3 · derivative.exercise_date: These options are vested and exercisable.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 16:02 UTC Spectral AI, Inc. MDAI · Entity 7203 OtherCOMMON STOCK 23,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-076679 · ownership.xml · nonDerivative · entry 1

Thatcher Jeffrey Edward · CIK 0001992211 · CHIEF SCIENTIST

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,278

F1 · kind: On September 11, 2023, Spectral AI, Inc., a Delaware corporation formerly known as Rosecliff Acquisition Corp. I (the "Issuer") and Spectral MD Holdings Ltd ("Spectral") consummated the business combination (the "Business Combination") pursuant to that certain business combination agreement, dated April 11, 2023 (as amended, the "Business Combination Agreement"). In connection with the closing of the Business Combination (the "Closing"), each 10.31 shares of common stock of Spectral outstanding immediately prior to the Closing were exchanged for one share of common stock of the Issuer, par value $0.0001 (the "Common Stock").

F2 · price: The Reporting Person received these shares of Common Stock in connection with the Closing for no additional consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.