person · Reporting owner

Gerber Sander

Disclosed activity across 22 companies

Tapewire entity: 109726
SEC CIK: 0001416593

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Alberton Acquisition CorpALACU · Entity 162261	10% owner	October 24, 2018	November 02, 2018
Benessere Capital Acquisition Corp.BENEU · Entity 125175	10% owner	March 31, 2021	April 16, 2021
East Stone Acquisition CorpESSC · Entity 130454	10% owner	May 01, 2020	May 08, 2020
Moringa Acquisition CorpMACA · Entity 110260	10% owner	February 09, 2023	April 05, 2023
Phunware, Inc.STLR · Entity 7291	10% owner	May 24, 2018	June 01, 2018
Q/C TECHNOLOGIES, INC.AKER · Entity 7735	10% owner	February 28, 2020	March 03, 2020
SCVX Corp.SCVX · Entity 150333	Director · 10% owner · See Remarks	March 24, 2020	March 26, 2020
Twin Ridge Capital Acquisition Corp.TRCA · Entity 112957	10% owner	May 18, 2023	May 30, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alberton Acquisition Corp

Report date October 24, 2018 · Filed November 02, 2018

Jointly reported with Hudson Bay Capital Management LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary Shares, no par valueSEC Table I · non-derivative	IndirectSee Footnote	1,400,000	Reported balance Holding disclosure · report date 2018-10-24 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,400,000 F1: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Benessere Capital Acquisition Corp.

Report date March 31, 2021 · Filed April 16, 2021

Jointly reported with Hudson Bay Capital Management LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnote	990,000	Reported balance Holding disclosure · report date 2021-03-31 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 990,000 F1: The securities are held by HB Strategies LLC (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities are held by HB Strategies LLC (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

East Stone Acquisition Corp

Report date May 01, 2020 · Filed May 08, 2020

Jointly reported with Hudson Bay Capital Management LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary Shares, no par valueSEC Table I · non-derivative	IndirectSee footnote	1,651,900	Reported balance Holding disclosure · report date 2020-05-01 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,651,900 F1: (1) The securities are held by Strategic Bio Partners LLC Fund (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: (1) The securities are held by Strategic Bio Partners LLC Fund (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Moringa Acquisition Corp

Report date February 09, 2023 · Filed April 05, 2023

Jointly reported with Hudson Bay Capital Management LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary Shares, $0.0001 par valueSEC Table I · non-derivative	IndirectSee footnote	401,271	Reported balance Holding disclosure · report date 2023-02-09 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 401,271 F1: The securities are held by HB Strategies LLC (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities are held by HB Strategies LLC (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Phunware, Inc.

Report date May 24, 2018 · Filed June 01, 2018

Jointly reported with Hudson Bay Capital Management LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnote	625,000	Reported balance Holding disclosure · report date 2018-05-24 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 625,000 F1: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

Q/C TECHNOLOGIES, INC.

Report date February 28, 2020 · Filed March 03, 2020

Jointly reported with Hudson Bay Capital Management LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, no par value ("Common Stock")SEC Table I · non-derivative	IndirectSee Footnote	240,305	Reported balance After 2020-02-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-02-28 · Sale · Disposed 638 · Balance 240,305 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.82 to $2.83, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.82 to $2.83, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

SCVX Corp.

Report date March 24, 2020 · Filed March 26, 2020

Jointly reported with Hudson Bay Capital Management LP, Hudson Bay Master Fund Ltd.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A ordinary sharesSEC Table I · non-derivative	IndirectSee footnote	2,371,149	Reported balance After 2020-03-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-03-24 · Purchase · Acquired 38,925 · Balance 2,371,149 F1: The reported shares are included within 38,925 units of SCVX Corp. (the "Units") purchased by Hudson Bay Master Fund Ltd. (the "Fund"), for $9.30 per Unit. Each Unit consists of one Class A ordinary share of SCVX Corp., par value $0.0001 per share (a "Class A Ordinary Share"), and one-half of one redeemable warrant of SCVX Corp. (a "Warrant"). F2: The Fund is managed by Hudson Bay Capital Management LP ("HBC"). Sander Gerber ("Mr. Gerber") serves as the managing member of Hudson Bay Capital GP LLC, which is the general partner of HBC. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares are included within 38,925 units of SCVX Corp. (the "Units") purchased by Hudson Bay Master Fund Ltd. (the "Fund"), for $9.30 per Unit. Each Unit consists of one Class A ordinary share of SCVX Corp., par value $0.0001 per share (a "Class A Ordinary Share"), and one-half of one redeemable warrant of SCVX Corp. (a "Warrant").

F2: The Fund is managed by Hudson Bay Capital Management LP ("HBC"). Sander Gerber ("Mr. Gerber") serves as the managing member of Hudson Bay Capital GP LLC, which is the general partner of HBC. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Twin Ridge Capital Acquisition Corp.

Report date May 18, 2023 · Filed May 30, 2023

Jointly reported with Hudson Bay Capital Management LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary Shares, $0.0001 par valueSEC Table I · non-derivative	IndirectSee footnote	620,607	Reported balance Holding disclosure · report date 2023-05-18 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 620,607 F1: The securities are held by Hudson Bay Master Fund Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities are held by Hudson Bay Master Fund Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Past disclosures · reporting ended (14)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ADVENT TECHNOLOGIES HOLDINGS, INC.

Report date November 27, 2020 · Filed December 01, 2020

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2020-12-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stock, par value $0.0001SEC Table I · non-derivative	IndirectSee footnote	900,000	Reported balance After 2020-11-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-11-27 · Sale · Disposed 100,000 · Balance 900,000 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.815, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.815, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Calidi Biotherapeutics, Inc.

Report date September 12, 2023 · Filed September 14, 2023

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2023-09-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2023-09-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-09-12 · Other · Disposed 500,000 · Balance 0 F1: The Reporting Persons elected to redeem 500,000 shares of Class A Common Stock for cash. F2: Reflects the Reporting Persons' best estimate of the redemption price based on the Issuer's disclosure in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 21, 2023. The Reporting Persons will file and amendment to this Form 4 to the extent the actual redemption price differs in any material respect from the price reported in column (4). F3: The securities are held by HB Strategies LLC (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons elected to redeem 500,000 shares of Class A Common Stock for cash.

F2: Reflects the Reporting Persons' best estimate of the redemption price based on the Issuer's disclosure in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 21, 2023. The Reporting Persons will file and amendment to this Form 4 to the extent the actual redemption price differs in any material respect from the price reported in column (4).

F3: The securities are held by HB Strategies LLC (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Greencity Acquisition Corp

Report date April 25, 2023 · Filed April 27, 2023

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2023-04-27. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary Shares, par value $0.0001 per share par valSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2023-04-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-04-25 · Other · Disposed 325,000 · Balance 0 F1: The Reporting Persons elected to redeem 325,000 Class A Ordinary Shares for cash. F2: The securities are held by HB Strategies LLC (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons elected to redeem 325,000 Class A Ordinary Shares for cash.

F2: The securities are held by HB Strategies LLC (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

HWH International Inc.

Report date May 01, 2023 · Filed May 03, 2023

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2023-05-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2023-05-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-05-01 · Other · Disposed 922,596 · Balance 0 F1: The Reporting Persons elected to redeem 922,596 shares of Class A Common Stock for cash. F3: Reflects the Reporting Persons' best estimate of the redemption price based on the Company's disclosure in the Company's Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 13, 2023. The Reporting Persons will file an amendment to this Form 4 to the extent the actual redemption price differs in any material respect from the price reported in column (4). F2: The securities are held by HB Strategies LLC and Hudson Bay SPAC Master Fund LP (collectively, the "Funds"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Funds. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Funds. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Funds. Each Reporting Person disclaims beneficial ownership of the securities held by the Funds, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons elected to redeem 922,596 shares of Class A Common Stock for cash.

F2: The securities are held by HB Strategies LLC and Hudson Bay SPAC Master Fund LP (collectively, the "Funds"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Funds. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Funds. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Funds. Each Reporting Person disclaims beneficial ownership of the securities held by the Funds, except to the extent of its or his pecuniary interest therein.

F3: Reflects the Reporting Persons' best estimate of the redemption price based on the Company's disclosure in the Company's Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 13, 2023. The Reporting Persons will file an amendment to this Form 4 to the extent the actual redemption price differs in any material respect from the price reported in column (4).

ISUN, INC.

Report date June 06, 2018 · Filed June 08, 2018

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2018-06-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2018-06-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-06-06 · Other · Disposed 390,000 · Balance 0 F1: The shares were redeemed by the Issuer for cash. F2: The securities were held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may have been deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may have been deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were redeemed by the Issuer for cash.

F2: The securities were held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may have been deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may have been deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Longevity Acquisition Corp

Report date September 14, 2018 · Filed September 18, 2018

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2018-09-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary Shares, no par valueSEC Table I · non-derivative	IndirectSee Footnote	535,000	Reported balance After 2018-09-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-09-14 · Sale · Acquired 25,000 · Balance 535,000 F1: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

Model Performance Acquisition Corp

Report date December 15, 2022 · Filed December 19, 2022

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2022-12-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary Shares, no par valueSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2022-12-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-12-15 · Other · Disposed 403,264 · Balance 0 F1: The Reporting Persons elected to redeem 403,264 Class A Ordinary Shares for cash. F2: The securities are held by HB Strategies LLC and Hudson Bay SPAC Master Fund LP (collectively, the "Funds"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Funds. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Funds. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Funds. Each Reporting Person disclaims beneficial ownership of the securities held by the Funds, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons elected to redeem 403,264 Class A Ordinary Shares for cash.

Mountain Crest Acquisition Corp. IV

Report date June 27, 2023 · Filed June 29, 2023

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2023-06-29. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivative	IndirectSee footnote	250,000	Reported balance After 2023-06-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-06-27 · Other · Disposed 432,952 · Balance 250,000 F1: The Reporting Persons elected to redeem 432,952 shares of Common Stock for cash. F2: The securities are held by HB Strategies LLC and Hudson Bay SPAC Master Fund LP (collectively, the "Funds"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Funds. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Funds. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Funds. Each Reporting Person disclaims beneficial ownership of the securities held by the Funds, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons elected to redeem 432,952 shares of Common Stock for cash.

Priority Technology Holdings, Inc.

Report date July 09, 2018 · Filed July 13, 2018

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2018-07-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	712,500	Reported balance After 2018-07-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-07-09 · Sale · Disposed 37,500 · Balance 712,500 F1: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee footnote	552,293	Last balance in matching sequence After 2018-07-12 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2018-07-10 · Sale · Disposed 207 · Balance 712,293 F1: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Row 3 · 2018-07-12 · Sale · Disposed 160,000 · Balance 552,293 F1: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

REVIVA PHARMACEUTICALS HOLDINGS, INC.

Report date December 07, 2020 · Filed December 09, 2020

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2020-12-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary Shares, no par valueSEC Table I · non-derivative	IndirectSee footnote	0	Last balance in matching sequence After 2020-12-08 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2020-12-07 · Sale · Disposed 50,000 · Balance 710,000 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.01 to $12.2501, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Row 2 · 2020-12-08 · Other · Disposed 710,000 · Balance 0 F3: The Reporting Persons elected to redeem 710,000 Ordinary Shares for cash. F2: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.01 to $12.2501, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: The Reporting Persons elected to redeem 710,000 Ordinary Shares for cash.

SELLAS Life Sciences Group, Inc.

Report date February 08, 2017 · Filed February 10, 2017

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2017-02-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	2,036,559	Reported balance After 2017-02-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-02-08 · Sale · Disposed 2,363,441 · Balance 2,036,559 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $0.83, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.
Call Options (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2019-01-18	IndirectSee footnote	Not disclosed	Reported balance After 2017-02-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-02-08 · Purchase · Acquired 1,100 · Balance Not disclosed F3: Exercisable at any time. F2: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $0.83, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F3: Exercisable at any time.

Sports Entertainment Gaming Global Corp

Report date August 28, 2020 · Filed September 02, 2020 · Amendment

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2020-09-02. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stock, $0.001 par value per share ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	1,100,000	Reported balance After 2020-08-28 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2020-08-28 · Other · Disposed 340,000 · Balance 1,100,000 F1: The Reporting Persons elected to redeem 340,000 shares of Common Stock for cash. F2: $10.76421035 F3: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons elected to redeem 340,000 shares of Common Stock for cash.

F2: $10.76421035

F3: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

TETRALOGIC PHARMACEUTICALS Corp

Report date November 14, 2016 · Filed November 14, 2016

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2016-11-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
8% Senior Convertible Notes due 2019SEC Table II · derivative / convertible security	IndirectSee Footnote	0	Reported balance After 2016-11-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2016-11-14 · Other · Disposed Not disclosed · Balance 0 F1: On November 14, 2016, pursuant to the Exchange Agreement, the Reporting Persons agreed (i) to exchange $50,286 in aggregate principal amount of the Senior Notes for 279,367 shares of Preferred Stock and (ii) to extend the maturity date and modify the conversion terms of the Reporting Persons' remaining $949,714, in aggregate principal amount Senior Notes (the "Remaining Senior Notes"). F6: The securities are held by Hudson Bay Master Fund Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the Senior Notes held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the shares held by the Fund. Each Reporting Person disclaims beneficial ownership of the Senior Notes held by the Fund, except to the extent of its or his pecuniary interest therein.
Preferred StockSEC Table II · derivative / convertible security	IndirectSee Footnote	279,367	Reported balance After 2016-11-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2016-11-14 · Other · Acquired 279,367 · Balance 279,367 F2: Each share of Preferred Stock is initially convertible into one share of Common Stock, subject to adjustment as described in the Certificate of Designations for the Preferred Stock. F3: The Preferred Stock is contingently convertible into Common Stock, subject to the Issuer's achievement of certain milestones payments and the deregistration of the Issuer's Common Stock, as further described in the Certificate of Designations for the Preferred Stock. The Preferred Stock is not currently convertible. The Reporting Persons expressly disclaim beneficial ownership of the shares of Common Stock underlying the Preferred Stock. F6: The securities are held by Hudson Bay Master Fund Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the Senior Notes held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the shares held by the Fund. Each Reporting Person disclaims beneficial ownership of the Senior Notes held by the Fund, except to the extent of its or his pecuniary interest therein.
8% Senior Convertible Notes due 2024SEC Table II · derivative / convertible security · Expires 2024-06-15	IndirectSee Footnote	Not disclosed	Reported balance After 2016-11-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2016-11-14 · Other · Acquired Not disclosed · Balance Not disclosed F4: The conversion rate for the Senior Notes is equal 148.3019 shares of the Company's common stock per $1,000 principal amount of Notes (which is equivalent to an initial conversion price of approximately $6.74 per share of common stock), subject to adjustment upon the occurrence of certain specified events. F5: The Remaining Senior Notes are contingently convertible into Common Stock, subject to the Issuer's achievement of certain milestones payments. The Remaining Senior Notes are not currently convertible. The Reporting Persons expressly disclaim beneficial ownership of the shares of Common Stock underlying the Remaining Senior Notes. F6: The securities are held by Hudson Bay Master Fund Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the Senior Notes held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the shares held by the Fund. Each Reporting Person disclaims beneficial ownership of the Senior Notes held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On November 14, 2016, pursuant to the Exchange Agreement, the Reporting Persons agreed (i) to exchange $50,286 in aggregate principal amount of the Senior Notes for 279,367 shares of Preferred Stock and (ii) to extend the maturity date and modify the conversion terms of the Reporting Persons' remaining $949,714, in aggregate principal amount Senior Notes (the "Remaining Senior Notes").

F2: Each share of Preferred Stock is initially convertible into one share of Common Stock, subject to adjustment as described in the Certificate of Designations for the Preferred Stock.

F3: The Preferred Stock is contingently convertible into Common Stock, subject to the Issuer's achievement of certain milestones payments and the deregistration of the Issuer's Common Stock, as further described in the Certificate of Designations for the Preferred Stock. The Preferred Stock is not currently convertible. The Reporting Persons expressly disclaim beneficial ownership of the shares of Common Stock underlying the Preferred Stock.

F4: The conversion rate for the Senior Notes is equal 148.3019 shares of the Company's common stock per $1,000 principal amount of Notes (which is equivalent to an initial conversion price of approximately $6.74 per share of common stock), subject to adjustment upon the occurrence of certain specified events.

F5: The Remaining Senior Notes are contingently convertible into Common Stock, subject to the Issuer's achievement of certain milestones payments. The Remaining Senior Notes are not currently convertible. The Reporting Persons expressly disclaim beneficial ownership of the shares of Common Stock underlying the Remaining Senior Notes.

F6: The securities are held by Hudson Bay Master Fund Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the Senior Notes held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the shares held by the Fund. Each Reporting Person disclaims beneficial ownership of the Senior Notes held by the Fund, except to the extent of its or his pecuniary interest therein.

Yunhong International

Report date October 22, 2021 · Filed October 26, 2021

Jointly reported with Hudson Bay Capital Management LP

Section 16 reporting ended · disclosed 2021-10-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary Shares, par value $0.001 per shareSEC Table I · non-derivative	IndirectSee footnote	700,000	Reported balance After 2021-10-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-10-22 · Sale · Disposed 200,000 · Balance 700,000 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $11.49, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities are held by HB Strategies LLC (the "Fund"), which is indirectly controlled by Hudson Bay Master Fund Ltd (the "Master Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Master Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $11.49, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2: The securities are held by HB Strategies LLC (the "Fund"), which is indirectly controlled by Hudson Bay Master Fund Ltd (the "Master Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Master Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 12, 2023 Filed Sep 14, 2023 18:26 UTC	Calidi Biotherapeutics, Inc. FLAG · Entity 8408	OtherClass A Common Stock, par value $0.0001 per share	500,000	$10.49	$5,245,000.00	Disclosure SEC source: 0001393825-23-000222 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The Reporting Persons elected to redeem 500,000 shares of Class A Common Stock for cash. F2 · price: Reflects the Reporting Persons' best estimate of the redemption price based on the Issuer's disclosure in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 21, 2023. The Reporting Persons will file and amendment to this Form 4 to the extent the actual redemption price differs in any material respect from the price reported in column (4). F3 · ownership.nature: The securities are held by HB Strategies LLC (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
June 27, 2023 Filed Jun 29, 2023 15:39 UTC	Mountain Crest Acquisition Corp. IV MCAF · Entity 111793	OtherCommon Stock, $0.0001 par value	432,952	$10.55	$4,567,643.60	Disclosure SEC source: 0001393825-23-000215 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 250,000 F1 · kind: The Reporting Persons elected to redeem 432,952 shares of Common Stock for cash. F2 · ownership.nature: The securities are held by HB Strategies LLC and Hudson Bay SPAC Master Fund LP (collectively, the "Funds"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Funds. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Funds. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Funds. Each Reporting Person disclaims beneficial ownership of the securities held by the Funds, except to the extent of its or his pecuniary interest therein. Read SEC document
May 01, 2023 Filed May 3, 2023 15:16 UTC	HWH International Inc. ACAX · Entity 7819	OtherClass A Common Stock, par value $0.0001 per share	922,596	$10.28	$9,484,286.88	Disclosure SEC source: 0001393825-23-000205 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The Reporting Persons elected to redeem 922,596 shares of Class A Common Stock for cash. F3 · price: Reflects the Reporting Persons' best estimate of the redemption price based on the Company's disclosure in the Company's Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 13, 2023. The Reporting Persons will file an amendment to this Form 4 to the extent the actual redemption price differs in any material respect from the price reported in column (4). F2 · ownership.nature: The securities are held by HB Strategies LLC and Hudson Bay SPAC Master Fund LP (collectively, the "Funds"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Funds. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Funds. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Funds. Each Reporting Person disclaims beneficial ownership of the securities held by the Funds, except to the extent of its or his pecuniary interest therein. Read SEC document
April 26, 2023 Filed Apr 27, 2023 14:20 UTC	Twin Ridge Capital Acquisition Corp. TRCA · Entity 112957	SaleClass A Ordinary Shares, $0.0001 par value	229,746	$10.31	$2,368,681.26	Disclosure SEC source: 0001393825-23-000203 · primary_doc.xml · nonDerivative · entry 2 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 620,607 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
April 25, 2023 Filed Apr 27, 2023 15:38 UTC	Greencity Acquisition Corp GRCY · Entity 114131	OtherClass A Ordinary Shares, par value $0.0001 per share par val	325,000	$10.00	$3,250,000.00	Disclosure SEC source: 0001393825-23-000204 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The Reporting Persons elected to redeem 325,000 Class A Ordinary Shares for cash. F2 · ownership.nature: The securities are held by HB Strategies LLC (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
April 25, 2023 Filed Apr 27, 2023 14:20 UTC	Twin Ridge Capital Acquisition Corp. TRCA · Entity 112957	SaleClass A Ordinary Shares, $0.0001 par value	254	$10.32	$2,621.28	Disclosure SEC source: 0001393825-23-000203 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 850,353 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:21 UTC	Model Performance Acquisition Corp MPAC · Entity 121461	OtherClass A Ordinary Shares, no par value	403,264	$10.33	$4,165,717.12	Disclosure SEC source: 0001393825-22-000229 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The Reporting Persons elected to redeem 403,264 Class A Ordinary Shares for cash. F2 · ownership.nature: The securities are held by HB Strategies LLC and Hudson Bay SPAC Master Fund LP (collectively, the "Funds"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Funds. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Funds. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Funds. Each Reporting Person disclaims beneficial ownership of the securities held by the Funds, except to the extent of its or his pecuniary interest therein. Read SEC document
October 05, 2022 Filed Nov 28, 2022 16:21 UTC	Model Performance Acquisition Corp MPAC · Entity 121461	PurchaseClass A Ordinary Shares, no par value	6,379	$10.32	$65,831.28	Disclosure SEC source: 0000902664-22-004985 · ownership.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 403,264 F1 · ownership.nature: The securities are held by HB Strategies LLC and Hudson Bay SPAC Master Fund LP (collectively, the "Funds"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Funds. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Funds. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Funds. Each Reporting Person disclaims beneficial ownership of the securities held by the Funds, except to the extent of its or his pecuniary interest therein. Read SEC document
October 22, 2021 Filed Oct 26, 2021 17:20 UTC	Yunhong International ZGYH · Entity 134217	SaleClass A Ordinary Shares, par value $0.001 per share	200,000	$10.98	$2,196,000.00	Disclosure SEC source: 0001393825-21-000094 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 700,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $11.49, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are held by HB Strategies LLC (the "Fund"), which is indirectly controlled by Hudson Bay Master Fund Ltd (the "Master Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Master Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 08, 2020 Filed Dec 9, 2020 18:26 UTC	REVIVA PHARMACEUTICALS HOLDINGS, INC. TZAC · Entity 8147	OtherOrdinary Shares, no par value	710,000	$10.88	$7,724,800.00	Disclosure SEC source: 0001393825-20-000141 · primary_doc.xml · nonDerivative · entry 2 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: The Reporting Persons elected to redeem 710,000 Ordinary Shares for cash. F2 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:26 UTC	REVIVA PHARMACEUTICALS HOLDINGS, INC. TZAC · Entity 8147	SaleOrdinary Shares, no par value	50,000	$11.51	$575,500.00	Disclosure SEC source: 0001393825-20-000141 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 710,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.01 to $12.2501, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
November 27, 2020 Filed Dec 1, 2020 16:32 UTC	ADVENT TECHNOLOGIES HOLDINGS, INC. AMCI · Entity 8769	SaleClass A common stock, par value $0.0001	100,000	$11.27	$1,127,000.00	Disclosure SEC source: 0001393825-20-000136 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 900,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.815, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
November 02, 2020 Filed Nov 3, 2020 18:41 UTC	REVIVA PHARMACEUTICALS HOLDINGS, INC. TZAC · Entity 8147	SaleOrdinary Shares, no par value	50,000	$10.87	$543,500.00	Disclosure SEC source: 0001393825-20-000131 · primary_doc.xml · nonDerivative · entry 2 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 760,000 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
October 16, 2020 Filed Oct 20, 2020 18:43 UTC	ADVENT TECHNOLOGIES HOLDINGS, INC. AMCI · Entity 8769	OtherClass A common stock, par value $0.0001	1,601,100	$10.30	$16,491,330.00	Disclosure SEC source: 0001393825-20-000130 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,000,000 F1 · kind: The Reporting Persons elected to redeem 1,601,100 shares of Class A Common Stock for cash. F2 · price: Reflects the Reporting Persons' best estimate of the redemption price. The Reporting Persons will file an amendment to this Form 4 to the extent the actual redemption price differs in any material respect from the price reported in column (4). F3 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
August 28, 2020 Filed Sep 2, 2020 00:57 UTC	Sports Entertainment Gaming Global Corp TDAC · Entity 8045	OtherCommon stock, $0.001 par value per share ("Common Stock")	340,000	$10.77	$3,661,800.00	Disclosure SEC source: 0001393825-20-000127 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 110,000 F1 · kind: The Reporting Persons elected to redeem 340,000 shares of Common Stock for cash. F2 · price: Reflects the Reporting Persons' best estimate of the redemption price. The Reporting Persons will file an amendment to this Form 4 to the extent the actual redemption price differs in any material respect from the price reported in column (4). F3 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
August 28, 2020 Filed Sep 2, 2020 23:15 UTC Amendment	Sports Entertainment Gaming Global Corp TDAC · Entity 8045	OtherCommon stock, $0.001 par value per share ("Common Stock")	340,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001393825-20-000128 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,100,000 F1 · kind: The Reporting Persons elected to redeem 340,000 shares of Common Stock for cash. F2 · price: $10.76421035 F3 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
July 13, 2020 Filed Jul 14, 2020 21:45 UTC	Sports Entertainment Gaming Global Corp TDAC · Entity 8045	SaleCommon Stock	346,857	$10.88	$3,773,804.16	Disclosure SEC source: 0001393825-20-000123 · primary_doc.xml · nonDerivative · entry 2 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,440,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.88 to 10.92, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
July 13, 2020 Filed Jul 15, 2020 20:51 UTC Amendment	Sports Entertainment Gaming Global Corp TDAC · Entity 8045	SaleCommon Stock	346,857	$10.88	$3,773,804.16	Disclosure SEC source: 0001393825-20-000124 · primary_doc.xml · nonDerivative · entry 2 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,440,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.88 to 10.92, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
July 10, 2020 Filed Jul 14, 2020 21:45 UTC	Sports Entertainment Gaming Global Corp TDAC · Entity 8045	SaleCommon stock, $0.001 par value per share ("Common Stock")	13,143	$10.92	$143,521.56	Disclosure SEC source: 0001393825-20-000123 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,786,857 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
July 10, 2020 Filed Jul 15, 2020 20:51 UTC Amendment	Sports Entertainment Gaming Global Corp TDAC · Entity 8045	SaleCommon stock, $0.001 par value per share ("Common Stock")	13,143	$10.92	$143,521.56	Disclosure SEC source: 0001393825-20-000124 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,786,857 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
March 25, 2020 Filed Mar 27, 2020 16:56 UTC	ADVENT TECHNOLOGIES HOLDINGS, INC. AMCI · Entity 8769	PurchaseClass A common stock, par value $0.0001	384,300	$10.15	$3,900,645.00	Disclosure SEC source: 0001393825-20-000101 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,601,100 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
March 24, 2020 Filed Mar 26, 2020 16:42 UTC	SCVX Corp. SCVX · Entity 150333	PurchaseClass A ordinary shares	38,925	Not disclosed	Not disclosed	Disclosure SEC source: 0001393825-20-000100 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · Director · 10% owner · See Remarks Hudson Bay Master Fund Ltd. · CIK 0001801041 · Director · See Remarks Gerber Sander · CIK 0001416593 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,371,149 F1 · price: The reported shares are included within 38,925 units of SCVX Corp. (the "Units") purchased by Hudson Bay Master Fund Ltd. (the "Fund"), for $9.30 per Unit. Each Unit consists of one Class A ordinary share of SCVX Corp., par value $0.0001 per share (a "Class A Ordinary Share"), and one-half of one redeemable warrant of SCVX Corp. (a "Warrant"). F2 · ownership.nature: The Fund is managed by Hudson Bay Capital Management LP ("HBC"). Sander Gerber ("Mr. Gerber") serves as the managing member of Hudson Bay Capital GP LLC, which is the general partner of HBC. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
March 23, 2020 Filed Mar 23, 2020 18:59 UTC	SCVX Corp. SCVX · Entity 150333	PurchaseClass A ordinary shares	892,024	Not disclosed	Not disclosed	Disclosure SEC source: 0001801041-20-000001 · primary_doc.xml · nonDerivative · entry 3 Hudson Bay Capital Management LP · CIK 0001393825 · Director · 10% owner · See Remarks Hudson Bay Master Fund Ltd. · CIK 0001801041 · Director · See Remarks Gerber Sander · CIK 0001416593 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,332,224 F4 · price: The reported shares are included within 892,024 Units purchased by the Fund, for $9.30 per Unit. Each Unit consists of one Class A Ordinary Share, and one-half of one Warrant. F2 · ownership.nature: The Fund is managed by Hudson Bay Capital Management LP ("HBC"). Sander Gerber ("Mr. Gerber") serves as the managing member of Hudson Bay Capital GP LLC, which is the general partner of HBC. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
March 20, 2020 Filed Nov 3, 2020 18:41 UTC	REVIVA PHARMACEUTICALS HOLDINGS, INC. TZAC · Entity 8147	PurchaseOrdinary Shares, no par value	10,000	$10.37	$103,700.00	Disclosure SEC source: 0001393825-20-000131 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 810,000 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
March 19, 2020 Filed Mar 23, 2020 18:59 UTC	SCVX Corp. SCVX · Entity 150333	PurchaseClass A ordinary shares	300,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001801041-20-000001 · primary_doc.xml · nonDerivative · entry 2 Hudson Bay Capital Management LP · CIK 0001393825 · Director · 10% owner · See Remarks Hudson Bay Master Fund Ltd. · CIK 0001801041 · Director · See Remarks Gerber Sander · CIK 0001416593 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,440,200 F3 · price: The reported shares are included within 300,000 Units purchased by the Fund, for $9.29 per Unit. Each Unit consists of one Class A Ordinary Share, and one-half of one Warrant. F2 · ownership.nature: The Fund is managed by Hudson Bay Capital Management LP ("HBC"). Sander Gerber ("Mr. Gerber") serves as the managing member of Hudson Bay Capital GP LLC, which is the general partner of HBC. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
March 19, 2020 Filed Mar 23, 2020 18:59 UTC	SCVX Corp. SCVX · Entity 150333	PurchaseClass A ordinary shares	140,200	Not disclosed	Not disclosed	Disclosure SEC source: 0001801041-20-000001 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · Director · 10% owner · See Remarks Hudson Bay Master Fund Ltd. · CIK 0001801041 · Director · See Remarks Gerber Sander · CIK 0001416593 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,140,200 F1 · price: The reported shares are included within 140,200 units of SCVX Corp. (the "Units") purchased by Hudson Bay Master Fund Ltd. (the "Fund"), for $9.30 per Unit. Each Unit consists of one Class A ordinary share of SCVX Corp., par value $0.0001 per share (a "Class A Ordinary Share"), and one-half of one redeemable warrant of SCVX Corp. (a "Warrant"). F2 · ownership.nature: The Fund is managed by Hudson Bay Capital Management LP ("HBC"). Sander Gerber ("Mr. Gerber") serves as the managing member of Hudson Bay Capital GP LLC, which is the general partner of HBC. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
February 28, 2020 Filed Mar 3, 2020 14:55 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	SaleCommon Stock, no par value ("Common Stock")	638	$2.81	$1,792.78	Disclosure SEC source: 0001393825-20-000097 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 240,305 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.82 to $2.83, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
February 27, 2020 Filed Feb 27, 2020 16:06 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	SaleCommon Stock	15,300	$2.72	$41,616.00	Disclosure SEC source: 0001393825-20-000096 · primary_doc.xml · nonDerivative · entry 2 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 240,943 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.72 to $2.80, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:06 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	SaleCommon Stock, no par value ("Common Stock")	13,000	$2.92	$37,960.00	Disclosure SEC source: 0001393825-20-000096 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 256,243 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.87 to $2.93, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
January 24, 2020 Filed Jan 28, 2020 14:14 UTC	SCVX Corp. SCVX · Entity 150333	PurchaseClass A ordinary shares	1,000,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-001995 · ownership.xml · nonDerivative · entry 1 Hudson Bay Master Fund Ltd. · CIK 0001801041 · Director Hudson Bay Capital Management LP · CIK 0001393825 · Director Gerber Sander · CIK 0001416593 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 F1 · price: The reported shares are included within 1,000,000 units of SCVX Corp. (the "Units) purchased by Hudson Bay Master Fund Ltd., for $10.00 per Unit. Each Unit consists of one Class A ordinary share of SCVX Corp., par value $0.0001 per share (a "Class A Oridnary Share"), and one-half of one redeemable warrant of SCVX Corp. (a "Warrant"), each whole Warrant exercisable for the purchase of one Class A Ordinary Share. As described in the issuer's registration statement on Form S-1 (File No. 333-235694) under the heading "Description of Securities--Warrants," the Warrants will become exercisable, if at all, on the later of 30 days after the completion of SCVX Corp.'s initial business combination and 12 months from the closing of SCVX Corp.'s initial public offering. Read SEC document
December 20, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock	8,000	$3.02	$24,160.00	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 12 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 269,243 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 19, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock	2,700	$3.08	$8,316.00	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 11 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 261,243 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 18, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock	7,500	$3.07	$23,025.00	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 10 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 258,043 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 17, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock	3,000	$3.03	$9,090.00	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 9 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 251,043 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 16, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock	5,000	$3.07	$15,350.00	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 8 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 248,043 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 13, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock	6,000	$3.02	$18,120.00	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 7 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 243,043 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 12, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock	20,600	$2.98	$61,388.00	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 6 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 237,043 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 11, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock	6,019	$3.05	$18,357.95	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 5 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 216,443 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 11, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock	26,406	$3.10	$81,858.60	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 4 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 210,424 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 10, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock	30,000	$2.97	$89,100.00	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 3 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 184,018 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 09, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock	50,000	$2.99	$149,500.00	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 2 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 154,018 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
December 09, 2019 Filed Jan 7, 2020 17:32 UTC	Q/C TECHNOLOGIES, INC. AKER · Entity 7735	PurchaseCommon Stock, no par value ("Common Stock")	19,353	$2.96	$57,284.88	Disclosure SEC source: 0001393825-20-000002 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 104,018 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
September 14, 2018 Filed Sep 18, 2018 10:10 UTC	Longevity Acquisition Corp LOACU · Entity 145746	SaleOrdinary Shares, no par value	25,000	$10.23	$255,750.00	Disclosure SEC source: 0001393825-18-000063 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 535,000 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
September 13, 2018 Filed Sep 13, 2018 16:24 UTC	Longevity Acquisition Corp LOACU · Entity 145746	SaleOrdinary Shares	20,000	$10.20	$204,000.00	Disclosure SEC source: 0001393825-18-000062 · primary_doc.xml · nonDerivative · entry 2 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (1) Disclosed balance after: 560,000 Read SEC document
September 11, 2018 Filed Sep 13, 2018 16:24 UTC	Longevity Acquisition Corp LOACU · Entity 145746	SaleOrdinary Shares, no par value ("Ordinary Shares")	20,000	$10.19	$203,800.00	Disclosure SEC source: 0001393825-18-000062 · primary_doc.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 580,000 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
July 12, 2018 Filed Jul 13, 2018 19:28 UTC	Priority Technology Holdings, Inc. MACQ · Entity 5566	SaleCommon Stock	160,000	$10.60	$1,696,000.00	Disclosure SEC source: 0000902664-18-002833 · ownership.xml · nonDerivative · entry 3 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 552,293 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
July 10, 2018 Filed Jul 13, 2018 19:28 UTC	Priority Technology Holdings, Inc. MACQ · Entity 5566	SaleCommon Stock	207	$10.60	$2,194.20	Disclosure SEC source: 0000902664-18-002833 · ownership.xml · nonDerivative · entry 2 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 712,293 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
July 09, 2018 Filed Jul 13, 2018 19:28 UTC	Priority Technology Holdings, Inc. MACQ · Entity 5566	SaleCommon Stock, par value $0.001 per share ("Common Stock")	37,500	$10.60	$397,500.00	Disclosure SEC source: 0000902664-18-002833 · ownership.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 712,500 F1 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
June 06, 2018 Filed Jun 8, 2018 11:19 UTC	ISUN, INC. JSYN · Entity 92542	OtherCommon Stock, par value $0.0001 per share	390,000	$10.66	$4,157,868.00	Disclosure SEC source: 0000902664-18-002536 · p18-1306form4.xml · nonDerivative · entry 1 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The shares were redeemed by the Issuer for cash. F2 · ownership.nature: The securities were held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may have been deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may have been deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document
February 08, 2017 Filed Feb 10, 2017 18:16 UTC	SELLAS Life Sciences Group, Inc. GALE · Entity 4313	PurchaseCall Options (obligation to sell) · Derivative	1,100	$33,000.00 Strike: $1.00	$36,300,000.00	Disclosure SEC source: 0000902664-17-001037 · p17-0701form4.xml · derivative · entry 2 Hudson Bay Capital Management LP · CIK 0001393825 · 10% owner Gerber Sander · CIK 0001416593 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 110,000 shares Expires 2019-01-18 F3 · derivative.exercise_date: Exercisable at any time. F2 · ownership.nature: The securities are held by Hudson Bay Master Fund, Ltd. (the "Fund"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Fund. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Fund. As the managing member of the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Fund. Each Reporting Person disclaims beneficial ownership of the securities held by the Fund, except to the extent of its or his pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.