Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date September 18, 2023 · Filed September 18, 2023
Section 16 reporting ended · disclosed 2023-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 202,301.0034 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 202,301.0034 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 6,128.478 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,128.478 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 13,295 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,295 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. F3: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 800 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 800 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. F4: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 108,142.5052 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 108,142.5052 F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,883 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 18,883 F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,800 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 2,800 F8: Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $24.54 · Expires 2024-01-29 | Direct | 44,800 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 44,800 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.08 · Expires 2025-02-04 | Direct | 35,212 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 35,212 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27 | Direct | 29,066 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 29,066 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 37,470 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 37,470 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 39,691 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 39,691 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 31,353 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 31,353 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 26,042 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 26,042 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27 | Direct | 22,222 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 22,222 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.57 · Expires 2032-01-26 | Direct | 21,709 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 21,709 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.64 · Expires 2033-01-25 | Direct | 27,729 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 27,729 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F4: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan.
F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8: Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2018 Filed Oct 4, 2018 21:08 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 292.2685 | $44.92 | $13,128.70 |
DisclosureSEC source: 0001562180-18-004174 · primarydocument.xml · derivative · entry 5 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,579.3465 Underlying: Common Stock · 292.2685 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 18, 2018 Filed Oct 4, 2018 21:08 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 15.3395 | $44.92 | $689.05 |
DisclosureSEC source: 0001562180-18-004174 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,447.6198 F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| September 18, 2018 Filed Oct 5, 2018 17:20 UTC Amendment | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 15.3395 | $44.92 | $689.05 |
DisclosureSEC source: 0001562180-18-004182 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,447.6198 F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003965 · primarydocument.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,429 Underlying: Common Stock · 4,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · derivative.exercise_date: Lapse of restricted stock units. F5 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,086 | $44.14 | $92,076.04 |
DisclosureSEC source: 0001562180-18-003965 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,392.7808 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 4,800 | $44.14 | $211,872.00 |
DisclosureSEC source: 0001562180-18-003965 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,478.7808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:52 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 2,642.0079 | $37.85 | $100,000.00 |
DisclosureSEC source: 0001127602-18-008419 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,611.0374 Underlying: Common Stock · 2,642.0079 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 20:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 96,400 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001127602-18-005467 · form4.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96,400 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation rights (SARS). Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 20:48 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 55,131 | $37.53 | $2,069,066.43 |
DisclosureSEC source: 0001127602-18-005467 · form4.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,442.5239 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 20:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 96,400 | $20.04 | $1,931,856.00 |
DisclosureSEC source: 0001127602-18-005467 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,573.5239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARS). Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:11 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 8,082.466 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003352 · form4.xml · derivative · entry 7 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,969.0295 Underlying: Common Stock · 8,082.466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F8 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F9 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F9 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:11 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 7,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003352 · form4.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,229 Underlying: Common Stock · 7,558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:11 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,270 | $38.28 | $86,895.60 |
DisclosureSEC source: 0001127602-18-003352 · form4.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,173.5239 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:11 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 7,556 | $38.28 | $289,243.68 |
DisclosureSEC source: 0001127602-18-003352 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,443.5239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 17:16 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 9,269 | $38.84 | $360,007.96 |
DisclosureSEC source: 0001127602-18-002587 · form4.xml · derivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,787 Underlying: Common Stock · 9,269 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 17:16 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 39,691 | $0.00 Strike: $38.84 | $0.00 |
DisclosureSEC source: 0001127602-18-002587 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,691 Underlying: Common Stock · 39,691 shares Expires 2028-01-24 F1 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 21:09 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 52,000 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-027855 · form4.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,000 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation rights (SARS). Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 21:09 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 32,792 | $40.61 | $1,331,683.12 |
DisclosureSEC source: 0001127602-17-027855 · form4.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,755.4962 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 21:09 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 52,000 | $12.53 | $651,430.00 |
DisclosureSEC source: 0001127602-17-027855 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,547.4962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARS). Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 19:47 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 12,320 | $0.00 Strike: $24.66 | $0.00 |
DisclosureSEC source: 0001127602-17-014309 · form4.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,320 shares Expires 2017-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation rights (SARS). Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 19:47 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 4,140 | $73.39 | $303,834.60 |
DisclosureSEC source: 0001127602-17-014309 · form4.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,180.9379 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS). Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 19:47 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 12,320 | $24.66 | $303,811.20 |
DisclosureSEC source: 0001127602-17-014309 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,320.9379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARS). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:12 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 103.0367 | $74.94 | $7,721.57 |
DisclosureSEC source: 0001127602-17-012071 · form4.xml · derivative · entry 5 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,499.6988 Underlying: Common Stock · 103.0367 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 15:12 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 5.8915 | $74.94 | $441.51 |
DisclosureSEC source: 0001127602-17-012071 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000.9379 F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:49 UTC Amendment | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 1,345.3518 | $74.33 | $100,000.00 |
DisclosureSEC source: 0001127602-17-005600 · form4a.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,396.6621 Underlying: Common Stock · 1,345.3518 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:45 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 1,345.3518 | $74.33 | $100,000.00 |
DisclosureSEC source: 0001127602-17-005595 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,396.6621 Underlying: Common Stock · 1,345.3518 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:23 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 4,222.2607 | $76.26 | $321,989.60 |
DisclosureSEC source: 0001127602-17-003546 · form4.xml · derivative · entry 7 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,051.3103 Underlying: Common Stock · 4,222.2607 shares Expires not disclosed F7 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F8 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F9 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F9 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:23 UTC | BALL Corp BLL · Entity 3320 | OtherRestricted Stock Units · Derivative | 4,950 | $76.26 | $377,487.00 |
DisclosureSEC source: 0001127602-17-003546 · form4.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,259 Underlying: Common Stock · 4,950 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:23 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,940 | $76.26 | $147,944.40 |
DisclosureSEC source: 0001127602-17-003546 · form4.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,984.406 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:23 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 5,940 | $76.26 | $452,984.40 |
DisclosureSEC source: 0001127602-17-003546 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,924.406 F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 18:36 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 4,169 | $76.75 | $319,970.75 |
DisclosureSEC source: 0001127602-17-002573 · form4.xml · derivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,209 Underlying: Common Stock · 4,169 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 18:36 UTC | BALL Corp BLL · Entity 3320 | GrantStock Appreciation Rights (sars) · Derivative | 18,735 | $0.00 Strike: $76.75 | $0.00 |
DisclosureSEC source: 0001127602-17-002573 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,735 Underlying: Common Stock · 18,735 shares Expires 2027-01-25 F1 · kind: SARS (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:09 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 91.5579 | $76.30 | $6,985.87 |
DisclosureSEC source: 0001127602-16-070256 · form4.xml · derivative · entry 5 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,829.0496 Underlying: Common Stock · 91.5579 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:09 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 5.7767 | $76.30 | $440.76 |
DisclosureSEC source: 0001127602-16-070256 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,959.258 F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:19 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 89.0714 | $78.30 | $6,974.29 |
DisclosureSEC source: 0001127602-16-062595 · form4.xml · derivative · entry 5 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,737.4917 Underlying: Common Stock · 89.0714 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:19 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 5.6197 | $78.30 | $440.02 |
DisclosureSEC source: 0001127602-16-062595 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,914.0648 F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| July 27, 2016 Filed Nov 9, 2016 15:44 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 10,226 | $71.15 | $727,579.90 |
DisclosureSEC source: 0001127602-16-066506 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,040 Underlying: Common Stock · 10,226 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Special Acquisition Restricted Stock Unit (RSU) awards were granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC and the sale of the divestment business to Ardagh Group. Due to the complexity associated with the consolidation of the businesses and related financial information, the calculations for such awards were finalized on November 8, 2016. F3 · derivative.exercise_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.